EFDID: 421948EFD: Raw Data

Issuer: Protective COLI PPVUL (0001836983) - D/A

Accession: 0001836983-23-000001 () (EDGAREDGAR Files) (Form DForm D)

Edgar Posted: Oct. 30, 2023
EFD Posted: Oct. 30, 2023
- < edgarSubmission >
  < schemaVersion > X0708 </ schemaVersion >
  < submissionType > D/A </ submissionType >
  < testOrLive > LIVE </ testOrLive >
- < primaryIssuer >
  < cik > 0001836983 </ cik >
  < entityName > Protective COLI PPVUL </ entityName >
- < issuerAddress >
  < street1 > 2801 HIGHWAY 280 SOUTH </ street1 >
  < city > BIRMINGHAM </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >
  < zipCode > 35223 </ zipCode >
  </ issuerAddress >
  < issuerPhoneNumber > 205-268-1000 </ issuerPhoneNumber >
  < jurisdictionOfInc > TENNESSEE </ jurisdictionOfInc >
- < issuerPreviousNameList >
  < value > None </ value >
  </ issuerPreviousNameList >
- < edgarPreviousNameList >
  < value > None </ value >
  </ edgarPreviousNameList >
  < entityType > Other </ entityType >
  < entityTypeOtherDesc > Insurance Company Separate Account </ entityTypeOtherDesc >
- < yearOfInc >
  < withinFiveYears > true </ withinFiveYears >
  < value > 2020 </ value >
  </ yearOfInc >
  </ primaryIssuer >
- < relatedPersonsList >
- < relatedPersonInfo >
- < relatedPersonName >
  < firstName > Insurance Company </ firstName >
  < lastName > Protective Life </ lastName >
  </ relatedPersonName >
- < relatedPersonAddress >
  < street1 > 2801 Highway 280 South </ street1 >
  < city > Birmingham </ city >
  < stateOrCountry > AL </ stateOrCountry >
  < stateOrCountryDescription > ALABAMA </ stateOrCountryDescription >
  < zipCode > 35223 </ zipCode >
  </ relatedPersonAddress >
- < relatedPersonRelationshipList >
  < relationship > Promoter </ relationship >
  </ relatedPersonRelationshipList >
  < relationshipClarification > The issuer is an insurance company separate account established and maintained by Protective Life Insurance Company. </ relationshipClarification >
  </ relatedPersonInfo >
  </ relatedPersonsList >
- < offeringData >
- < industryGroup >
  < industryGroupType > Pooled Investment Fund </ industryGroupType >
- < investmentFundInfo >
  < investmentFundType > Other Investment Fund </ investmentFundType >
  < is40Act > false </ is40Act >
  </ investmentFundInfo >
  </ industryGroup >
- < issuerSize >
  < aggregateNetAssetValueRange > Decline to Disclose </ aggregateNetAssetValueRange >
  </ issuerSize >
- < federalExemptionsExclusions >
  < item > 06b </ item >
  < item > 3C </ item >
  < item > 3C.7 </ item >
  </ federalExemptionsExclusions >
- < typeOfFiling >
- < newOrAmendment >
  < isAmendment > true </ isAmendment >
  < previousAccessionNumber > 0001836983-22-000001 </ previousAccessionNumber >
  </ newOrAmendment >
- < dateOfFirstSale >
  < value > 2021-02-01 </ value >
  </ dateOfFirstSale >
  </ typeOfFiling >
- < durationOfOffering >
  < moreThanOneYear > true </ moreThanOneYear >
  </ durationOfOffering >
- < typesOfSecuritiesOffered >
  < isPooledInvestmentFundType > true </ isPooledInvestmentFundType >
  < isOtherType > true </ isOtherType >
  < descriptionOfOtherType > Variable life insurance contract </ descriptionOfOtherType >
  </ typesOfSecuritiesOffered >
- < businessCombinationTransaction >
  < isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >
  < clarificationOfResponse > The issuer is an insurance company separate account established and maintained by Protective Life Insurance Company </ clarificationOfResponse >
  </ businessCombinationTransaction >
  < minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >
- < salesCompensationList >
- < recipient >
  < recipientName > Todd Mezrah </ recipientName >
  < recipientCRDNumber > 2313891 </ recipientCRDNumber >
  < associatedBDName > Lion Street Financial </ associatedBDName >
  < associatedBDCRDNumber > 165828 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 515 Congress Ave </ street1 >
  < street2 > Ste 2500 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78701 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CO </ state >
  < description > COLORADO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Sean Devlin </ recipientName >
  < recipientCRDNumber > 2782108 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd #200 </ street1 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Peter Gilman </ recipientName >
  < recipientCRDNumber > 1555509 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd #200 </ street1 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Earl Schwabe </ recipientName >
  < recipientCRDNumber > 2722383 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd #200 </ street1 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Shawn Hintz </ recipientName >
  < recipientCRDNumber > 2626246 </ recipientCRDNumber >
  < associatedBDName > UBS Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 925 4th Ave </ street1 >
  < city > Seattle </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98104 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Trent Sanden </ recipientName >
  < recipientCRDNumber > 2877664 </ recipientCRDNumber >
  < associatedBDName > UBS Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 925 4th Ave </ street1 >
  < street2 > #3100 </ street2 >
  < city > Seattle </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98104 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jimmy Edward </ recipientName >
  < recipientCRDNumber > 4342552 </ recipientCRDNumber >
  < associatedBDName > M Holdings Securities </ associatedBDName >
  < associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1125 Couch Street </ street1 >
  < street2 > Suite 900 </ street2 >
  < city > Portland </ city >
  < stateOrCountry > OR </ stateOrCountry >
  < stateOrCountryDescription > OREGON </ stateOrCountryDescription >
  < zipCode > 97209 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Schertz </ recipientName >
  < recipientCRDNumber > 1923047 </ recipientCRDNumber >
  < associatedBDName > M Holdings Securities </ associatedBDName >
  < associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1125 Couch Street </ street1 >
  < street2 > Suite 900 </ street2 >
  < city > Portland </ city >
  < stateOrCountry > OR </ stateOrCountry >
  < stateOrCountryDescription > OREGON </ stateOrCountryDescription >
  < zipCode > 97209 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David Hauptman </ recipientName >
  < recipientCRDNumber > 2749100 </ recipientCRDNumber >
  < associatedBDName > M Holdings Securities </ associatedBDName >
  < associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1125 NW Couch St </ street1 >
  < street2 > #900 </ street2 >
  < city > Portland </ city >
  < stateOrCountry > OR </ stateOrCountry >
  < stateOrCountryDescription > OREGON </ stateOrCountryDescription >
  < zipCode > 97209 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > VT </ state >
  < description > VERMONT </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Scott Cohen </ recipientName >
  < recipientCRDNumber > 2400506 </ recipientCRDNumber >
  < associatedBDName > Kestra </ associatedBDName >
  < associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5707 SW Pkwy </ street1 >
  < street2 > Bldg 2 Ste 400 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78735 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > TX </ state >
  < description > TEXAS </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kevin P. Kelly </ recipientName >
  < recipientCRDNumber > 1018494 </ recipientCRDNumber >
  < associatedBDName > UBS </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1000 & 1200 Lincoln Harbor Blvd </ street1 >
  < city > Weehawken </ city >
  < stateOrCountry > NJ </ stateOrCountry >
  < stateOrCountryDescription > NEW JERSEY </ stateOrCountryDescription >
  < zipCode > 07086 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Sara Roth </ recipientName >
  < recipientCRDNumber > 3094272 </ recipientCRDNumber >
  < associatedBDName > UBS </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 525 Okeechobee Blvd </ street1 >
  < street2 > Suite 1500 </ street2 >
  < city > West Palm Beach </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ned Lubell </ recipientName >
  < recipientCRDNumber > 2449026 </ recipientCRDNumber >
  < associatedBDName > UBS </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 525 Okeechobee Blvd </ street1 >
  < street2 > Suite 1500 </ street2 >
  < city > West Palm Beach </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John Fulton </ recipientName >
  < recipientCRDNumber > 2481439 </ recipientCRDNumber >
  < associatedBDName > UBS </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 525 Okeechobee Blvd </ street1 >
  < street2 > Suite 1500 </ street2 >
  < city > West Palm Beach </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < value > All States </ value >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Suzette Clark </ recipientName >
  < recipientCRDNumber > 3153620 </ recipientCRDNumber >
  < associatedBDName > Lockton </ associatedBDName >
  < associatedBDCRDNumber > 137476 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 444 W 47th Street </ street1 >
  < city > Kansas City </ city >
  < stateOrCountry > MO </ stateOrCountry >
  < stateOrCountryDescription > MISSOURI </ stateOrCountryDescription >
  < zipCode > 64112 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > George Blaha </ recipientName >
  < recipientCRDNumber > 1611833 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 W Wisconsin Ave </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gavin Blaha </ recipientName >
  < recipientCRDNumber > 6305001 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 W Wisconsin Ave </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Garrett Blaha </ recipientName >
  < recipientCRDNumber > 6193865 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 W Wisconsin Ave </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ed Kilpatrick </ recipientName >
  < recipientCRDNumber > 4384557 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 W Wisconsin Ave </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jaclyn Guthmiller </ recipientName >
  < recipientCRDNumber > 4857939 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 W Wisconsin Ave </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brian Donofry </ recipientName >
  < recipientCRDNumber > 2820997 </ recipientCRDNumber >
  < associatedBDName > Kestra </ associatedBDName >
  < associatedBDCRDNumber > 42046 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 5707 Southwest Pkwy </ street1 >
  < street2 > Bldg 2 Ste 400 </ street2 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78735 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  < state > NE </ state >
  < description > NEBRASKA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Scott McGee </ recipientName >
  < recipientCRDNumber > 4768668 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd </ street1 >
  < street2 > #200 </ street2 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Troy DeBord </ recipientName >
  < recipientCRDNumber > 4586464 </ recipientCRDNumber >
  < associatedBDName > UBS Financial Services </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 925 4th Ave </ street1 >
  < street2 > #3100 </ street2 >
  < city > Seattle </ city >
  < stateOrCountry > WA </ stateOrCountry >
  < stateOrCountryDescription > WASHINGTON </ stateOrCountryDescription >
  < zipCode > 98104 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Curt Burris </ recipientName >
  < recipientCRDNumber > 2751954 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 2972 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd </ street1 >
  < street2 > #200 </ street2 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Larry Deatherage </ recipientName >
  < recipientCRDNumber > 2205503 </ recipientCRDNumber >
  < associatedBDName > Triad Advisors </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 15615 Alston Pkwy </ street1 >
  < city > Irvine </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92618 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Phillip Currie </ recipientName >
  < recipientCRDNumber > 1942837 </ recipientCRDNumber >
  < associatedBDName > Valmark Securities </ associatedBDName >
  < associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 600 36th St </ street1 >
  < city > Newport Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92663 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Thomas Cook </ recipientName >
  < recipientCRDNumber > 5577551 </ recipientCRDNumber >
  < associatedBDName > Capacuity Securities </ associatedBDName >
  < associatedBDCRDNumber > 15384 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 International Pkwy #350 </ street1 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jeffrey Gratton </ recipientName >
  < recipientCRDNumber > 3193174 </ recipientCRDNumber >
  < associatedBDName > Cetera </ associatedBDName >
  < associatedBDCRDNumber > 13572 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 206 Minetonka Ave S </ street1 >
  < city > Wayzata </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55391 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Andrew Arigo </ recipientName >
  < recipientCRDNumber > 2949837 </ recipientCRDNumber >
  < associatedBDName > Newport </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd </ street1 >
  < street2 > #200 </ street2 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > DE </ state >
  < description > DELAWARE </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Bryant Kirk </ recipientName >
  < recipientCRDNumber > 1049653 </ recipientCRDNumber >
  < associatedBDName > Capacuity </ associatedBDName >
  < associatedBDCRDNumber > 15384 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 800 36th St </ street1 >
  < city > Newport Beach </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92663 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jason Chepenik </ recipientName >
  < recipientCRDNumber > 2559515 </ recipientCRDNumber >
  < associatedBDName > Triad </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 156 Alton Pkwy </ street1 >
  < city > Irvine </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92618 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brady Dall </ recipientName >
  < recipientCRDNumber > 5582011 </ recipientCRDNumber >
  < associatedBDName > Triad </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 156 Alton Pkwy </ street1 >
  < city > Irvine </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92618 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Stephen Karam </ recipientName >
  < recipientCRDNumber > 2204088 </ recipientCRDNumber >
  < associatedBDName > LPL </ associatedBDName >
  < associatedBDCRDNumber > 6413 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4707 Executive Dr </ street1 >
  < city > San Diego </ city >
  < stateOrCountry > CA </ stateOrCountry >
  < stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >
  < zipCode > 92121 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > David Hinderstein </ recipientName >
  < recipientCRDNumber > 1543886 </ recipientCRDNumber >
  < associatedBDName > Triad </ associatedBDName >
  < associatedBDCRDNumber > 25803 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4 West Red Oak Lane </ street1 >
  < city > White Plains </ city >
  < stateOrCountry > NY </ stateOrCountry >
  < stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >
  < zipCode > 10604 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Ian Franke </ recipientName >
  < recipientCRDNumber > 5036953 </ recipientCRDNumber >
  < associatedBDName > FAS Corp </ associatedBDName >
  < associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4747 W 135th St </ street1 >
  < city > Leawood </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66224 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > John Pontius </ recipientName >
  < recipientCRDNumber > 7255881 </ recipientCRDNumber >
  < associatedBDName > Northwestern Mutual </ associatedBDName >
  < associatedBDCRDNumber > 2881 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 720 W Wisconsin Ave </ street1 >
  < city > Milwaukee </ city >
  < stateOrCountry > WI </ stateOrCountry >
  < stateOrCountryDescription > WISCONSIN </ stateOrCountryDescription >
  < zipCode > 53202 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IA </ state >
  < description > IOWA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jon Strickland </ recipientName >
  < recipientCRDNumber > 4517966 </ recipientCRDNumber >
  < associatedBDName > CapFinancial </ associatedBDName >
  < associatedBDCRDNumber > 126291 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4208 Six Forks Rd #1700 </ street1 >
  < city > Raleigh </ city >
  < stateOrCountry > NC </ stateOrCountry >
  < stateOrCountryDescription > NORTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 27609 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > CA </ state >
  < description > CALIFORNIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Gordon Chisholm </ recipientName >
  < recipientCRDNumber > 2938261 </ recipientCRDNumber >
  < associatedBDName > Valmark </ associatedBDName >
  < associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 130 SpringSide Dr </ street1 >
  < city > Akron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44333 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kenneth DePaola </ recipientName >
  < recipientCRDNumber > 6312756 </ recipientCRDNumber >
  < associatedBDName > Valmark </ associatedBDName >
  < associatedBDCRDNumber > 31243 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 130 SpringSide Dr </ street1 >
  < city > Akron </ city >
  < stateOrCountry > OH </ stateOrCountry >
  < stateOrCountryDescription > OHIO </ stateOrCountryDescription >
  < zipCode > 44333 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jeffrey Cullen </ recipientName >
  < recipientCRDNumber > 4408760 </ recipientCRDNumber >
  < associatedBDName > LPL </ associatedBDName >
  < associatedBDCRDNumber > 6413 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1055 LPL Way </ street1 >
  < city > Fort Mill </ city >
  < stateOrCountry > SC </ stateOrCountry >
  < stateOrCountryDescription > SOUTH CAROLINA </ stateOrCountryDescription >
  < zipCode > 29715 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Shawn Besser </ recipientName >
  < recipientCRDNumber > 5907215 </ recipientCRDNumber >
  < associatedBDName > M Holdings Securities </ associatedBDName >
  < associatedBDCRDNumber > 43285 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 1125 NW Couch Street </ street1 >
  < street2 > Suite 900 </ street2 >
  < city > Portland </ city >
  < stateOrCountry > OR </ stateOrCountry >
  < stateOrCountryDescription > OREGON </ stateOrCountryDescription >
  < zipCode > 97209 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  < state > CO </ state >
  < description > COLORADO </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Sam Sheth </ recipientName >
  < recipientCRDNumber > 2511571 </ recipientCRDNumber >
  < associatedBDName > FAS Corp </ associatedBDName >
  < associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4747 W 135th St </ street1 >
  < city > Leawood </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66224 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Rick Callister </ recipientName >
  < recipientCRDNumber > 3185802 </ recipientCRDNumber >
  < associatedBDName > FAS Corp </ associatedBDName >
  < associatedBDCRDNumber > 43536 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 4747 W 135th St </ street1 >
  < city > Leawood </ city >
  < stateOrCountry > KS </ stateOrCountry >
  < stateOrCountryDescription > KANSAS </ stateOrCountryDescription >
  < zipCode > 66224 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Jonathan Resin </ recipientName >
  < recipientCRDNumber > 2308703 </ recipientCRDNumber >
  < associatedBDName > RBC Wealth Mgmt </ associatedBDName >
  < associatedBDCRDNumber > 31194 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 60 S Sixth St </ street1 >
  < city > Minneapolis </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Phillip Hammitt </ recipientName >
  < recipientCRDNumber > 2409244 </ recipientCRDNumber >
  < associatedBDName > RBC Wealth Mgmt </ associatedBDName >
  < associatedBDCRDNumber > 31194 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 60 S Sixth St </ street1 >
  < city > Minneapolis </ city >
  < stateOrCountry > MN </ stateOrCountry >
  < stateOrCountryDescription > MINNESOTA </ stateOrCountryDescription >
  < zipCode > 55402 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > AZ </ state >
  < description > ARIZONA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Bruce Brownell </ recipientName >
  < recipientCRDNumber > 1779959 </ recipientCRDNumber >
  < associatedBDName > Lion Street </ associatedBDName >
  < associatedBDCRDNumber > 165828 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 515 Congress Ave #2500 </ street1 >
  < city > Austin </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78701 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Kevin E. Kelly </ recipientName >
  < recipientCRDNumber > 4585056 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd #200 </ street1 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > FL </ state >
  < description > FLORIDA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Edward Lubell </ recipientName >
  < recipientCRDNumber > 2449026 </ recipientCRDNumber >
  < associatedBDName > UBS </ associatedBDName >
  < associatedBDCRDNumber > 8174 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 525 Okeechobee Blvd </ street1 >
  < street2 > Suite 1500 </ street2 >
  < city > West Palm Beach </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 33401 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MI </ state >
  < description > MICHIGAN </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brian Wiese </ recipientName >
  < recipientCRDNumber > 4592406 </ recipientCRDNumber >
  < associatedBDName > Wells Fargo </ associatedBDName >
  < associatedBDCRDNumber > 19616 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 13215 Bee Cave Pkwy </ street1 >
  < street2 > Bldg A #150 </ street2 >
  < city > Bee Cave </ city >
  < stateOrCountry > TX </ stateOrCountry >
  < stateOrCountryDescription > TEXAS </ stateOrCountryDescription >
  < zipCode > 78738 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Mike Stevens </ recipientName >
  < recipientCRDNumber > 4946009 </ recipientCRDNumber >
  < associatedBDName > Newport Group Securities </ associatedBDName >
  < associatedBDCRDNumber > 29722 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 300 Primera Blvd #200 </ street1 >
  < city > Lake Mary </ city >
  < stateOrCountry > FL </ stateOrCountry >
  < stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >
  < zipCode > 32746 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > MN </ state >
  < description > MINNESOTA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Angela Patterson </ recipientName >
  < recipientCRDNumber > 2474628 </ recipientCRDNumber >
  < associatedBDName > First Palladium </ associatedBDName >
  < associatedBDCRDNumber > 289822 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 888 S Harrison </ street1 >
  < street2 > Suite 900 </ street2 >
  < city > Fort Wayne </ city >
  < stateOrCountry > IN </ stateOrCountry >
  < stateOrCountryDescription > INDIANA </ stateOrCountryDescription >
  < zipCode > 46802 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > William Chatfield </ recipientName >
  < recipientCRDNumber > 1053051 </ recipientCRDNumber >
  < associatedBDName > J Alden </ associatedBDName >
  < associatedBDCRDNumber > 40002 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 43 S Main St </ street1 >
  < city > Doylestown </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 18901 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Brian Sheldon </ recipientName >
  < recipientCRDNumber > 4709079 </ recipientCRDNumber >
  < associatedBDName > J Alden </ associatedBDName >
  < associatedBDCRDNumber > 40002 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 43 S Main St </ street1 >
  < city > Doylestown </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 18901 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Dan Barbaree </ recipientName >
  < recipientCRDNumber > 5610612 </ recipientCRDNumber >
  < associatedBDName > J Alden </ associatedBDName >
  < associatedBDCRDNumber > 40002 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 43 S Main St </ street1 >
  < city > Doylestown </ city >
  < stateOrCountry > PA </ stateOrCountry >
  < stateOrCountryDescription > PENNSYLVANIA </ stateOrCountryDescription >
  < zipCode > 18901 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > IN </ state >
  < description > INDIANA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
- < recipient >
  < recipientName > Vince Jenkins </ recipientName >
  < recipientCRDNumber > 5124874 </ recipientCRDNumber >
  < associatedBDName > Executive Services Securities </ associatedBDName >
  < associatedBDCRDNumber > 25299 </ associatedBDCRDNumber >
- < recipientAddress >
  < street1 > 3445 Peachtree Rd NE </ street1 >
  < street2 > Suite 200 </ street2 >
  < city > Atlanta </ city >
  < stateOrCountry > GA </ stateOrCountry >
  < stateOrCountryDescription > GEORGIA </ stateOrCountryDescription >
  < zipCode > 30326 </ zipCode >
  </ recipientAddress >
- < statesOfSolicitationList >
  < state > PA </ state >
  < description > PENNSYLVANIA </ description >
  </ statesOfSolicitationList >
  < foreignSolicitation > false </ foreignSolicitation >
  </ recipient >
  </ salesCompensationList >
- < offeringSalesAmounts >
  < totalOfferingAmount > Indefinite </ totalOfferingAmount >
  < totalAmountSold > 1113059915 </ totalAmountSold >
  < totalRemaining > Indefinite </ totalRemaining >
  < clarificationOfResponse />
  </ offeringSalesAmounts >
- < investors >
  < hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >
  < totalNumberAlreadyInvested > 64 </ totalNumberAlreadyInvested >
  </ investors >
- < salesCommissionsFindersFees >
- < salesCommissions >
  < dollarAmount > 0 </ dollarAmount >
  </ salesCommissions >
- < findersFees >
  < dollarAmount > 0 </ dollarAmount >
  </ findersFees >
  < clarificationOfResponse > Sales comp paid by Ins. Co. out of its own resources. The Company periodically deducts ins. & other contract charges from amounts allocated to the separate account issuer in accordance with the terms of the applicable variable life ins contract. </ clarificationOfResponse >
  </ salesCommissionsFindersFees >
- < useOfProceeds >
- < grossProceedsUsed >
  < dollarAmount > 0 </ dollarAmount >
  </ grossProceedsUsed >
  < clarificationOfResponse > No gross premiums received under VUL contracts have been or are proposed to be used for pymnts to promoter. Ins Co periodically deducts ins & other contract charges from amnts allocated to separate account issuer under terms of applicable VUL contracts. </ clarificationOfResponse >
  </ useOfProceeds >
- < signatureBlock >
  < authorizedRepresentative > false </ authorizedRepresentative >
- < signature >
  < issuerName > Protective COLI PPVUL </ issuerName >
  < signatureName > /s/ Brandon J. Cage </ signatureName >
  < nameOfSigner > Brandon J. Cage </ nameOfSigner >
  < signatureTitle > VP & Managing Cousel </ signatureTitle >
  < signatureDate > 2023-10-30 </ signatureDate >
  </ signature >
  </ signatureBlock >
  </ offeringData >
  </ edgarSubmission >
Edgar Posted: Oct. 30, 2023
EFD Posted: Oct. 30, 2023