Form D Raw Data - Electronic Filing Depository

EFDID: 526901EFD: Raw Data

Issuer: AUA Private Equity Fund III, LP (0002027690) - D/A

Accession: 0002027690-24-000002 () (EDGAR Files) (Form D)

Edgar Posted: Dec. 31, 2024
EFD Posted: Jan. 3, 2025

- < edgarSubmission >

< schemaVersion > X0708 </ schemaVersion >

< submissionType > D/A </ submissionType >

< testOrLive > LIVE </ testOrLive >

- < primaryIssuer >

< cik > 0002027690 </ cik >

< entityName > AUA Private Equity Fund III, LP </ entityName >

- < issuerAddress >

< street1 > 1 NORTH CLEMATIS STREET, SUITE 500 </ street1 >

< city > WEST PALM BEACH </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (561) 851-9500 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2023 </ value >

</ yearOfInc >

</ primaryIssuer >

- < issuerList >

- < issuer >

< cik > 0002028574 </ cik >

< entityName > AUA Private Equity Parallel Fund III, LP </ entityName >

- < issuerAddress >

< street1 > 1 NORTH CLEMATIS STREET, SUITE 500 </ street1 >

< city > WEST PALM BEACH </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (561) 851-9500 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Partnership </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2023 </ value >

</ yearOfInc >

</ issuer >

- < issuer >

< cik > 0002028084 </ cik >

< entityName > AUA Private Equity Investors III, LLC </ entityName >

- < issuerAddress >

< street1 > 1 NORTH CLEMATIS STREET, SUITE 500 </ street1 >

< city > WEST PALM BEACH </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (561) 851-9500 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2024 </ value >

</ yearOfInc >

</ issuer >

- < issuer >

< cik > 0002027692 </ cik >

< entityName > AUA Private Equity Family Investors III, LLC </ entityName >

- < issuerAddress >

< street1 > 1 NORTH CLEMATIS STREET, SUITE 500 </ street1 >

< city > WEST PALM BEACH </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ issuerAddress >

< issuerPhoneNumber > (561) 851-9500 </ issuerPhoneNumber >

< jurisdictionOfInc > DELAWARE </ jurisdictionOfInc >

- < issuerPreviousNameList >

< value > None </ value >

</ issuerPreviousNameList >

- < edgarPreviousNameList >

< value > None </ value >

</ edgarPreviousNameList >

< entityType > Limited Liability Company </ entityType >

- < yearOfInc >

< withinFiveYears > true </ withinFiveYears >

< value > 2024 </ value >

</ yearOfInc >

</ issuer >

</ issuerList >

- < relatedPersonsList >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > AUA Private Equity Investments GP III, LP </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One North Clematis Street </ street1 >

< street2 > Suite 500 </ street2 >

< city > West Palm Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Manager of the Managing Member </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > AUA Private Equity GP III, LLC </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One North Clematis Street </ street1 >

< street2 > Suite 500 </ street2 >

< city > West Palm Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The General Partner of the GP ("Top GP") </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > AUA Carry Partner Holdings III, LLC </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One North Clematis Street </ street1 >

< street2 > Suite 500 </ street2 >

< city > West Palm Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Sole Member of the Top GP </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > n/a </ firstName >

< lastName > AUA Investment Management, LLC </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One North Clematis Street </ street1 >

< street2 > Suite 500 </ street2 >

< city > West Palm Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > The Managing Member of AUA Private Equity Investors III, LLC and AUA Private Equity Family Investors III, LLC (the "Managing Member") </ relationshipClarification >

</ relatedPersonInfo >

- < relatedPersonInfo >

- < relatedPersonName >

< firstName > Andrew </ firstName >

< lastName > Unanue </ lastName >

</ relatedPersonName >

- < relatedPersonAddress >

< street1 > One North Clematis Street </ street1 >

< street2 > Suite 500 </ street2 >

< city > West Palm Beach </ city >

< stateOrCountry > FL </ stateOrCountry >

< stateOrCountryDescription > FLORIDA </ stateOrCountryDescription >

< zipCode > 33401 </ zipCode >

</ relatedPersonAddress >

- < relatedPersonRelationshipList >

< relationship > Executive Officer </ relationship >

</ relatedPersonRelationshipList >

< relationshipClarification > Manager of the Managing Member and Manager of the sole member of the Top GP </ relationshipClarification >

</ relatedPersonInfo >

</ relatedPersonsList >

- < offeringData >

- < industryGroup >

< industryGroupType > Pooled Investment Fund </ industryGroupType >

- < investmentFundInfo >

< investmentFundType > Private Equity Fund </ investmentFundType >

< is40Act > false </ is40Act >

</ investmentFundInfo >

</ industryGroup >

- < issuerSize >

< revenueRange > Decline to Disclose </ revenueRange >

</ issuerSize >

- < federalExemptionsExclusions >

< item > 06b </ item >

< item > 3C </ item >

< item > 3C.1 </ item >

< item > 3C.7 </ item >

</ federalExemptionsExclusions >

- < typeOfFiling >

- < newOrAmendment >

< isAmendment > true </ isAmendment >

< previousAccessionNumber > 0002027690-24-000001 </ previousAccessionNumber >

</ newOrAmendment >

- < dateOfFirstSale >

< value > 2024-08-21 </ value >

</ dateOfFirstSale >

</ typeOfFiling >

- < durationOfOffering >

< moreThanOneYear > true </ moreThanOneYear >

</ durationOfOffering >

- < typesOfSecuritiesOffered >

< isPooledInvestmentFundType > true </ isPooledInvestmentFundType >

</ typesOfSecuritiesOffered >

- < businessCombinationTransaction >

< isBusinessCombinationTransaction > false </ isBusinessCombinationTransaction >

< clarificationOfResponse />

</ businessCombinationTransaction >

< minimumInvestmentAccepted > 0 </ minimumInvestmentAccepted >

- < salesCompensationList >

- < recipient >

< recipientName > GT Securities, Inc. </ recipientName >

< recipientCRDNumber > 116012 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 12130 Millennium Dr., Suite 300 </ street1 >

< city > Los Angeles </ city >

< stateOrCountry > CA </ stateOrCountry >

< stateOrCountryDescription > CALIFORNIA </ stateOrCountryDescription >

< zipCode > 90094 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

- < recipient >

< recipientName > Moelis & Company LLC </ recipientName >

< recipientCRDNumber > 145115 </ recipientCRDNumber >

< associatedBDName > None </ associatedBDName >

< associatedBDCRDNumber > None </ associatedBDCRDNumber >

- < recipientAddress >

< street1 > 399 Park Avenue, 4th Floor </ street1 >

< city > New York </ city >

< stateOrCountry > NY </ stateOrCountry >

< stateOrCountryDescription > NEW YORK </ stateOrCountryDescription >

< zipCode > 10022 </ zipCode >

</ recipientAddress >

- < statesOfSolicitationList >

< value > All States </ value >

</ statesOfSolicitationList >

< foreignSolicitation > false </ foreignSolicitation >

</ recipient >

</ salesCompensationList >

- < offeringSalesAmounts >

< totalOfferingAmount > Indefinite </ totalOfferingAmount >

< totalAmountSold > 204436000 </ totalAmountSold >

< totalRemaining > Indefinite </ totalRemaining >

< clarificationOfResponse />

</ offeringSalesAmounts >

- < investors >

< hasNonAccreditedInvestors > false </ hasNonAccreditedInvestors >

< totalNumberAlreadyInvested > 61 </ totalNumberAlreadyInvested >

</ investors >

- < salesCommissionsFindersFees >

- < salesCommissions >

< dollarAmount > 6500000 </ dollarAmount >

< isEstimate > true </ isEstimate >

</ salesCommissions >

- < findersFees >

< dollarAmount > 0 </ dollarAmount >

</ findersFees >

< clarificationOfResponse />

</ salesCommissionsFindersFees >

- < useOfProceeds >

- < grossProceedsUsed >

< dollarAmount > 0 </ dollarAmount >

</ grossProceedsUsed >

< clarificationOfResponse />

</ useOfProceeds >

- < signatureBlock >

< authorizedRepresentative > false </ authorizedRepresentative >

- < signature >

< issuerName > AUA Private Equity Fund III, LP </ issuerName >

< signatureName > /s/ Andrew Unanue </ signatureName >

< nameOfSigner > Andrew Unanue </ nameOfSigner >

< signatureTitle > Manager of the sole member of the Top GP </ signatureTitle >

< signatureDate > 2024-12-31 </ signatureDate >

</ signature >

- < signature >

< issuerName > AUA Private Equity Parallel Fund III, LP </ issuerName >

< signatureName > /s/ Andrew Unanue </ signatureName >

< nameOfSigner > Andrew Unanue </ nameOfSigner >

< signatureTitle > Manager of the sole member of the Top GP </ signatureTitle >

< signatureDate > 2024-12-31 </ signatureDate >

</ signature >

- < signature >

< issuerName > AUA Private Equity Investors III, LLC </ issuerName >

< signatureName > /s/ Andrew Unanue </ signatureName >

< nameOfSigner > Andrew Unanue </ nameOfSigner >

< signatureTitle > Manager of the Managing Member </ signatureTitle >

< signatureDate > 2024-12-31 </ signatureDate >

</ signature >

- < signature >

< issuerName > AUA Private Equity Family Investors III, LLC </ issuerName >

< signatureName > /s/ Andrew Unanue </ signatureName >

< nameOfSigner > Andrew Unanue </ nameOfSigner >

< signatureTitle > Manager of the Managing Member </ signatureTitle >

< signatureDate > 2024-12-31 </ signatureDate >

</ signature >

</ signatureBlock >

</ offeringData >

</ edgarSubmission >