EFDID: 50606EFD: View Filing

Issuer: HNW PPVUL Series Account - 1 (0001537090) - D/A

Accession: 0000351754-23-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001537090
  • Entity Name:
    HNW PPVUL Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Over 5 years ago
  • Address:
    1400 AMERICAN LANE
    SCHAUMBURG, IL 60196
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 9
    n/a Zurich American Life Insurance Company
    Promoter 
    Zurich American Life Insurance Company is responsible for organizing the business of HNW PPVUL Series Account - 1
    David Fike
    Executive Officer, Director 
    Director, President, Chairman and Chief Executive Officer of Zurich American Life Insurance Company
    Laura Lazarczyk
    Executive Officer, Director 
    Director, Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company
    Susan Harvish
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Farah Rehman
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of Zurich American Life Insurance Company
    Dave Dampman
    Executive Officer 
    Vice President, Operations of Zurich American Life Insurance Company
    Stefan Dunajewski
    Executive Officer 
    Vice President and Chief Actuary of Zurich American Life Insurance Company
    Christopher Howard
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Prithpal Ruprai
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer
EDGAR: Offering Information
  • Accession Date:
    05/19/2023
  • First Sale Date:
    02/08/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $549,178,338
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICO's HNW PPVUL Series Account-1 issued pursuant to variable life insurance policies.
  • Sales Clarification:
    $549,178,338 is the total amount of premium received
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities, Inc. 43285 M Holdings Securities, Inc. 43285 All States
Winged Keel Group, Inc. 43285 M Holdings Securities, Inc. 43285 All States
Michael B. Liebeskind 1219051 M Holdings Securities, Inc. 43285 All States
Eric Naison-Phillips 5155539 M Holdings Securities, Inc. 43285 All States
American Trust Investment Services Inc 3001 American Trust Investment Services Inc 3001 SD
Benefit Finance Securities, LLC 45113 Benefit Finance Securities, LLC 45113 NJ
First Liberties Financial 14432 First Liberties Financial 14432 IL, SD, TX
Kestra Investment Services, LLC 42046 Kestra Investment Services, LLC 42046 AR, MA
Leaders Group, Inc 37157 Leaders Group, Inc 37157 DE, IL, SD
Lion Street Financial, LLC 165828 Lion Street Financial, LLC 165828 AR, SD
Oberlin Financial International 294205 Oberlin Financial International 294205 SD
Stern Capital 131226 Stern Capital 131226 AR, SD
Morgan Stanley 149777 Morgan Stanley 149777 SD, TX
UBS 7654 UBS 7654 SD, TX
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HNW PPVUL Series Account - 1Dave DampmanDave DampmanVice President, Operations2023-05-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 50606: 0001605628-24-000002 HNW PPVUL Series Account - 1
Amount Sold: $623,388,825
D/A May. 19, 2023 50606: 0000351754-23-000001 HNW PPVUL Series Account - 1
Amount Sold: $549,178,338
D/A Oct. 24, 2022 50606: 0001537090-22-000001 HNW PPVUL Series Account - 1
Amount Sold: $440,323,580
D/A Jun. 28, 2022 50606: 0001487417-22-000002 HNW PPVUL Series Account - 1
Amount Sold: $456,473,344
D/A Aug. 09, 2021 50606: 0001537090-21-000003 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Aug. 05, 2021 50606: 0001537090-21-000001 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Jun. 09, 2020 50606: 0001537090-20-000001 HNW PPVUL Series Account - 1
Amount Sold: $370,455,218
D/A May. 16, 2019 50606: 0001537090-19-000001 HNW PPVUL Series Account - 1
Amount Sold: $296,965,922
D/A Jun. 12, 2018 50606: 0001537090-18-000001 HNW PPVUL Series Account - 1
Amount Sold: $244,096,608
D/A Mar. 31, 2017 50606: 0001537090-17-000001 HNW PPVUL Series Account - 1
Amount Sold: $183,967,154
D/A Mar. 14, 2016 50606: 0001605628-16-000003 HNW PPVUL Series Account - 1
Amount Sold: $106,213,955
D/A Feb. 27, 2014 50606: 0001537090-14-000001 HNW PPVUL Series Account - 1
Amount Sold: $18,424,007
D/A Feb. 07, 2013 50606: 0001537090-13-000002 HNW PPVUL Series Account - 1
Amount Sold: $6,474,133
D Feb. 06, 2012 50606: 0001537090-12-000001 HNW PPVUL Series Account - 1