EFDID: 10754EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D/A

Accession: 0000727136-14-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 20
    Theodore A. Mathas
    Executive Officer
    Christopher O. Blunt
    Executive Officer
    Frank M. Boccio
    Executive Officer
    Steven D. Lash
    Executive Officer
    Arthur H. Seter
    Executive Officer
    Joel M. Steinberg
    Executive Officer
    Thomas F. English
    Executive Officer
    Robert J. Hebron
    Executive Officer
    John Y. Kim
    Executive Officer
    Barbara J. McInerney
    Executive Officer
    John T. Fleurant
    Executive Officer
    Robert M. Gardner
    Executive Officer
    Susan A. Thrope
    Executive Officer
    Paul T. Pasteris
    Executive Officer
    James J. Cristallo
    Executive Officer
    Andrew F. Amenn
    Executive Officer
    David G. Bedard
    Executive Officer
    Matthew M. Grove
    Executive Officer
    Mark W. Pfaff
    Executive Officer
    Craig L. DeSanto
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/13/2014
  • First Sale Date:
    01/15/2006
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $1,490,269,358
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Variable Interests in CorpExec Private Placement Variable Universal Life Policies
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
Clark Securities Inc. 43803 Clark Securities Inc. 43803 All States
Northwestern Mutual Investment Services, LLC 2881 Northwestern Mutual Investment Services, LLC 2881 All States
TBG Financial & Insurance Services 26984 TBG Financial & Insurance Services 26984 All States
Executive Services Securities 25299 Executive Services Securities 25299 AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Tower Square Securities Inc. 833 Tower Square Securities Inc. 833 All States
FAS Corp. 43536 FAS Corp. 43536 AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI
ValMark Securities, Inc. 31243 ValMark Securities, Inc. 31243 All States
Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 All States
NYLIFE Securities LLC 5167 NYLIFE Securities LLC 5167 All States
Douglas Forstrom 1155360 NYLIFE Securities LLC 5167 IL, IA, MN, MS, SD, TX, WI
MAG Financial Inc. 36327 MAG Financial Inc. 36327 LA, VA, NJ, DC, AK, CO, FL, CA, PA, MD
Manor House Capital, LLC 140863 Manor House Capital, LLC 140863 SD, UT, IL, NY, CT, NV, DC, WI, CA, NJ, AK, DE, TX, CO, FL, PA, MD, MA
Lincoln Financial Advisors Corp. 3978 Lincoln Financial Advisors Corp. 3978 All States
MML Investors Services, Inc. 10409 MML Investors Services, Inc. 10409 All States
Deutsche Bank Securities Inc. 2525 Deutsche Bank Securities Inc. 2525 All States
Ross Securities Corporation 113796 Ross Securities Corporation 113796 SD, NY, NJ, CT, AK, FL, PA
Park Avenue Securities LLC 46173 Park Avenue Securities LLC 46173 All States
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
Wealth Preservation Associates LLC 35277 Wealth Preservation Associates LLC 35277 All States
NYLIFE Securities LLC 5167 NYLIFE Securities LLC 5167 All States
First Liberties Financial 14432 First Liberties Financial 14432 RI, NY, GA, NV, CA, OK, VA, MI, OH, DE, FL, IA, MD, MA, SD, SC, AR, UT, IL, IN, CT, WV, DC, MN, WI, AZ, KY, MO, OR, MT, WA, NJ, AK, TX, AL, CO, PA, NC, ND, NE
Oglivie Security Advisors Corporation 10105 Oglivie Security Advisors Corporation 10105 All States
World Equity Group, Inc. 29087 World Equity Group, Inc. 29087 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORP/s/ James J. CristalloJames J. CristalloVice President2014-03-13
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 10754: 0000727136-25-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,830,489,296
D/A Mar. 14, 2024 10754: 0000727136-24-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,826,709,576
D/A Mar. 13, 2023 10754: 0000727136-23-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,813,207,388
D/A Mar. 09, 2022 10754: 0000727136-22-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,799,736,989
D/A Mar. 15, 2021 10754: 0000727136-21-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,794,596,507
D/A Mar. 11, 2020 10754: 0000727136-20-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,778,056,498
D/A Mar. 08, 2019 10754: 0000727136-19-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,768,838,698
D/A Mar. 12, 2018 10754: 0000727136-18-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,749,077,152
D/A Mar. 13, 2017 10754: 0000727136-17-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,723,614,225
D/A Mar. 10, 2016 10754: 0000727136-16-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,681,031,549
D/A Mar. 13, 2015 10754: 0000727136-15-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,635,590,649
D/A Mar. 13, 2014 10754: 0000727136-14-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,490,269,358
D/A Mar. 13, 2013 10754: 0000727136-13-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,335,328,230
D/A Mar. 14, 2012 10754: 0000907593-12-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,202,089,968
D/A Mar. 14, 2011 10754: 0000727136-11-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,062,718,184
D/A Mar. 11, 2010 10754: 0000907593-10-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $839,423,211