EFDID: 156971EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D

Accession: 0000727136-16-000004 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 21
    Theodore A. Mathas
    Executive Officer
    Christopher O. Blunt
    Executive Officer
    Arthur H. Seter
    Executive Officer
    Joel M. Steinberg
    Executive Officer
    Thomas F. English
    Executive Officer
    Robert J. Hebron
    Executive Officer
    John Y. Kim
    Executive Officer
    Barbara J. McInerney
    Executive Officer
    John T. Fleurant
    Executive Officer
    Robert M. Gardner
    Executive Officer
    Susan A. Thrope
    Executive Officer
    James J. Cristallo
    Executive Officer
    David G. Bedard
    Executive Officer
    Craig L. DeSanto
    Executive Officer
    Christopher T. Ashe
    Executive Officer
    David Cruz
    Executive Officer
    Janis C. Rubin
    Executive Officer
    Frank M. Harte
    Executive Officer
    Thomas A. Hendry
    Executive Officer
    Amy Miller
    Executive Officer
    Matthew D. Wion
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    01/15/2016
  • First Sale Date:
    09/30/2015
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $83,503,545
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Variable Interests in CorpExec Private Placement Variable Universal Life III Policies
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
ValMark Securities, Inc. 31243 ValMark Securities, Inc. 31243 All States
Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 All States
NFP Advisor Services, LLC 42046 NFP Advisor Services, LLC 42046 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORPJanis C. RubinJanis C. RubinVice President2016-01-15
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 156971: 0000727136-25-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,991,085,527
D/A Mar. 14, 2024 156971: 0000727136-24-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,958,652,155
D/A Mar. 13, 2023 156971: 0000727136-23-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,904,839,459
D/A Mar. 09, 2022 156971: 0000727136-22-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,786,273,548
D/A Mar. 15, 2021 156971: 0000727136-21-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,654,866,194
D/A Mar. 11, 2020 156971: 0000727136-20-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,539,257,109
D/A Mar. 08, 2019 156971: 0000727136-19-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $427,882,618
D/A Mar. 12, 2018 156971: 0000727136-18-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $311,998,282
D/A Mar. 13, 2017 156971: 0000727136-17-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $117,427,846
D/A Mar. 10, 2016 156971: 0000727136-16-000006 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $83,503,545
D Jan. 15, 2016 156971: 0000727136-16-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $83,503,545