EFDID: 10754EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D/A

Accession: 0000727136-21-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 18
    Theodore A. Mathas
    Executive Officer, Director
    Christopher T. Ashe
    Executive Officer, Director
    Alexander I. Cook
    Executive Officer, Director
    Elizabeth K. Brill
    Executive Officer, Director
    Robert M. Gardner
    Executive Officer, Director
    Frank Harte
    Executive Officer, Director
    Thomas A. Hendry
    Executive Officer, Director
    Mark J. Madgett
    Executive Officer, Director
    Amy Miller
    Executive Officer, Director
    Matthew D. Wion
    Executive Officer, Director
    Sara L. Badler
    Executive Officer
    Thomas F. English
    Executive Officer
    Eric Feldstein
    Executive Officer, Director
    Janis C. Rubin
    Executive Officer
    Colleen A. Meade
    Executive Officer
    Craig L. DeSanto
    Executive Officer, Director
    Dawn Behrens
    Executive Officer
    Anthony R. Malloy
    Executive Officer, Director
EDGAR: Offering Information
  • Accession Date:
    03/15/2021
  • First Sale Date:
    01/15/2006
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $1,794,596,507
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Variable Interests in CorpExec Private Placement Variable Universal Life Policies (CEPPVUL)
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities Inc. 43285 M Holdings Securities Inc. 43285 All States
Clark Securities Inc. 43803 Clark Securities Inc. 43803 All States
Northwestern Mutual Investment Services, LLC 2881 Northwestern Mutual Investment Services, LLC 2881 All States
TBG Financial & Insurance Services 26984 TBG Financial & Insurance Services 26984 All States
Executive Services Securities 25299 Executive Services Securities 25299 AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Tower Square Securities Inc. 833 Tower Square Securities Inc. 833 All States
FAS Corp. 43536 FAS Corp. 43536 AL, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, WA, WV, WI
ValMark Securities, Inc. 31243 ValMark Securities, Inc. 31243 All States
Newport Group Securities, Inc. 29722 Newport Group Securities, Inc. 29722 All States
NYLIFE Securities LLC 5167 NYLIFE Securities LLC 5167 All States
Douglas Forstrom 1155360 NYLIFE Securities LLC 5167 IL, IA, MN, MS, SD, TX, WI
MAG Financial Inc. 36327 MAG Financial Inc. 36327 AK, CA, CO, DC, FL, LA, MD, NJ, PA, VA
Manor House Capital, LLC 140863 Manor House Capital, LLC 140863 AK, CA, CO, CT, DE, DC, FL, IL, MD, MA, NV, NJ, NY, PA, SD, TX, UT, WI
Lincoln Financial Advisors Corp. 3978 Lincoln Financial Advisors Corp. 3978 All States
MML Investors Services, Inc. 10409 MML Investors Services, Inc. 10409 All States
Deutsche Bank Securities Inc. 2525 Deutsche Bank Securities Inc. 2525 All States
Ross Securities Corporation 113796 Ross Securities Corporation 113796 AK, CT, FL, NJ, NY, PA, SD
Park Avenue Securities LLC 46173 Park Avenue Securities LLC 46173 All States
Wealth Preservation Associates LLC 35277 Wealth Preservation Associates LLC 35277 All States
First Liberties Financial 14432 First Liberties Financial 14432 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, IL, IN, IA, KY, MD, MA, MI, MN, MO, MT, NE, NV, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TX, UT, VA, WA, WV, WI
Oglivie Security Advisors Corporation 10105 Oglivie Security Advisors Corporation 10105 All States
World Equity Group, Inc. 29087 World Equity Group, Inc. 29087 All States
NYLINK Insurance Agency Incorporated None NYLIFE Securities, LLC 5167 All States
James M. Foyt 3152720 Northwestern Mutual Investment Services, LLC 2881 All States
Russell H. Vandevelde 2030209 Northwestern Mutual Investment Services, LLC 2881 All States
Phillip Pickett 4739154 Northwestern Mutual Investment Services, LLC 2881 All States
Domenic Matthew Dipiero 4772723 NCG Securities, LLC 160481 All States
Kestra Investment Services LLC 42046 Kestra Investment Services LLC 42046 All States
MSI Financial Services Inc 14251 MSI Financial Services Inc 14251 All States
UBS Financial Services Inc 8174 UBS Financial Services Inc 8174 All States
OneAmerica Securities, Inc. 4173 OneAmerica Securities, Inc. 4173 All States
Morgan Stanley Ins Services 149777 Morgan Stanley Ins Services 149777 All States
MML Insurance Agency, Inc. 168638 MML Insurance Agency, Inc. 168638 All States
Triad Insurance, Inc. 25803 Triad Insurance, Inc. 25803 All States
Cetera Advisor Networks, LLC 13572 Cetera Advisor Networks, LLC 13572 All States
USI Securities, Inc. 43793 USI Securities, Inc. 43793 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORPDawn BehrensDawn BehrensVice President2021-03-15
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 10754: 0000727136-25-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,830,489,296
D/A Mar. 14, 2024 10754: 0000727136-24-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,826,709,576
D/A Mar. 13, 2023 10754: 0000727136-23-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,813,207,388
D/A Mar. 09, 2022 10754: 0000727136-22-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,799,736,989
D/A Mar. 15, 2021 10754: 0000727136-21-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,794,596,507
D/A Mar. 11, 2020 10754: 0000727136-20-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,778,056,498
D/A Mar. 08, 2019 10754: 0000727136-19-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,768,838,698
D/A Mar. 12, 2018 10754: 0000727136-18-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,749,077,152
D/A Mar. 13, 2017 10754: 0000727136-17-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,723,614,225
D/A Mar. 10, 2016 10754: 0000727136-16-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,681,031,549
D/A Mar. 13, 2015 10754: 0000727136-15-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,635,590,649
D/A Mar. 13, 2014 10754: 0000727136-14-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,490,269,358
D/A Mar. 13, 2013 10754: 0000727136-13-000001 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,335,328,230
D/A Mar. 14, 2012 10754: 0000907593-12-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,202,089,968
D/A Mar. 14, 2011 10754: 0000727136-11-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,062,718,184
D/A Mar. 11, 2010 10754: 0000907593-10-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $839,423,211