EFDID: 335853EFD: View Filing

Issuer: NEW YORK LIFE INSURANCE & ANNUITY CORP (0000727136) - D/A

Accession: 0000727136-24-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000727136
  • Entity Name:
    NEW YORK LIFE INSURANCE & ANNUITY CORP
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    51 MADISON AVENUE
    C/O NEW YORK LIFE INSURANCE COMPANY
    NEW YORK, NY 10010
  • Persons:
    Related Persons 17
    Theodore A. Mathas
    Executive Officer, Director 
    Held position through May 2023
    Jodi Kravitz
    Executive Officer, Director
    Elizabeth K. Brill
    Executive Officer, Director
    Alexander I. Cook
    Director
    Robert M. Gardner
    Executive Officer, Director
    Frank J. Harte
    Director
    Thomas A. Hendry
    Executive Officer, Director
    Mark J. Madgett
    Director
    Amy Miller
    Director
    Matthew D. Wion
    Director
    Michael McDonnell
    Executive Officer
    Eric Feldstein
    Executive Officer, Director
    Colleen A. Meade
    Executive Officer
    Janis C. Rubin
    Executive Officer
    Craig L. DeSanto
    Executive Officer, Director
    Michael A. Gamble
    Executive Officer
    Anthony R. Malloy
    Director
EDGAR: Offering Information
  • Accession Date:
    03/14/2024
  • First Sale Date:
    02/07/2020
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $2,029,235,097
  • Exemptions:
    Section 3(c)(1) , Section 3(c)(7), Investment Company Act Section 3(c)
  • Security Type(s):
    Variable Interests in CorpExec Private Placement Variable Universal Life IV Policies (CEPPVUL IV)
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Newport Group Securities Inc. 29722 Newport Group Securities,Inc. 29722 All States
M Holdings Securities, Inc 43285 M Holdings Securities, Inc. 43285 All States
Kestra Investment Services LLC. 42046 Kestra Investment Services LLC 42046 All States
Northwestern Mutual Investment Services LLC 2881 Northwestern Mutual Investment Services LLC 2881 All States
Morgan Stanley Insurance Services, Inc. 149777 Morgan Stanley Insurance Services, Inc. 149777 All States
VALMARK SECURITIES, INC. 31243 VALMARK SECURITIES, INC. 31243 All States
CARRIE HALL 1405784 NYLIFE Securities LLC 5167 DE, TX, FL, NV, WA, NY, WI, MA, MD, IA, GA, ID, MI, OK, CA, UT, MN, IL, OR, IN, KS, CO, KY, AR, CT, PA, LA, ND, NE, RI, AZ, NJ, NM
Triad Insurance, Inc. 25803 Triad Advisors LLC. 25803 All States
Lion Street Financial LLC 165828 Lion Street Financial LLC 165828 All States
USI Securities, Inc. 43793 USI Securities, Inc. 43793 All States
Ascensus Broker Dealer Services, LLC 36478 Ascensus Broker Dealer Services, LLC 36478 All States
Executive Insurance Agency 31243 Valmark Securities, Inc. 31243 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NEW YORK LIFE INSURANCE & ANNUITY CORP/s/ Janis RubinJanis RubinVice President2024-03-14
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 12, 2025 335853: 0000727136-25-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $2,362,250,139
D/A Mar. 14, 2024 335853: 0000727136-24-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $2,029,235,097
D/A Mar. 13, 2023 335853: 0000727136-23-000002 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $1,049,647,424
D/A Mar. 09, 2022 335853: 0000727136-22-000004 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $958,266,207
D/A Mar. 15, 2021 335853: 0000727136-21-000003 NEW YORK LIFE INSURANCE & ANNUITY CORP
Amount Sold: $70,411,497
D Mar. 11, 2020 335853: 0000727136-20-000005 NEW YORK LIFE INSURANCE & ANNUITY CORP