|
Sanders Morris Harris Inc.
|
20580
|
Sanders Morris Harris Inc.
|
20580
|
All States
|
|
FSC Securities Corporation
|
7461
|
FSC Securities Corporation
|
7461
|
All States
|
|
H. Beck, Inc.
|
1763
|
H. Beck, Inc.
|
1763
|
All States
|
|
Multi-Financial Securities Corporation
|
10299
|
Multi-Financial Securities Corporation
|
10299
|
All States
|
|
Uhlmann Price Securities, LLC
|
42854
|
Uhlmann Price Securities, LLC
|
42854
|
AL, AZ, AR, CA, CO, FL, GA, KS, KY, MD, MI, NJ, NY, NC, OH, PA, SC, TN, TX, VA, WA, WV
|
|
Intercarolina Financial Services, Inc.
|
19475
|
Intercarolina Financial Services, Inc.
|
19475
|
AL, AZ, AR, CA, CO, FL, GA, KS, KY, MD, MI, NJ, NY, NC, OH, PA, SC, TN, TX, VA, WA, WV
|
|
National Financial Services, LLC
|
13041
|
National Financial Services, LLC
|
13041
|
All States
|
|
Charles Schwab & Co., Inc.
|
5393
|
Charles Schwab & Co., Inc.
|
5393
|
All States
|
|
David Gallina
|
1174223
|
Wells Fargo Advisors Financial Networks, LLC
|
11025
|
AZ, CA, CT, DE, FL, IL, IN, IA, MD, MA, MI, NJ, NY, OH, OK, PA, SC
|
|
Michael Mills
|
3049166
|
BFT Financial Group, LLC
|
109121
|
CA, CO, TX, VA
|
|
PrimeVest Financial Services, Inc.
|
15340
|
PrimeVest Financial Services, Inc.
|
15340
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Pavek Investments, Inc.
|
15791
|
Pavek Investments, Inc. (a/k/a American Beacon Partners, Inc.)
|
15791
|
AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, LA, ME, MD, MA, MI, MN, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Mike VanMaarth
|
2446907
|
Polar Investment Council
|
42847
|
AZ, CA, CO, ID, IN, KS, MD, MN, NE, TX, UT, VT, WA, WI, WY
|
|
The Strategic Financial Alliance, Inc.
|
126514
|
The Strategic Financial Alliance, Inc.
|
126514
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Kenneth Kidd
|
2545704
|
Pacific West Securities, Inc.
|
6390
|
NY, NC, PA
|
|
David Peterson
|
711464
|
Pacific West Securities, Inc.
|
6390
|
CA, NV, NM, OR, WA
|
|
Futures Investment Company
|
42402
|
Futures Investment Company
|
42402
|
AL, CA, CO, DC, FL, GA, ID, IL, IN, MI, MT, NY, NC, OH, OR, PA, SC, TX, UT, WA, WI
|
|
Brian Lureen
|
1613204
|
Heritage Financial Systems Inc.
|
133019
|
AZ, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KY, ME, MD, MA, MN, MS, MO, MT, NE, NH, NJ, NY, NC, ND, OH, OK, PA, SC, SD, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Dorann Hurley
|
1782641
|
Geneos Wealth Management, Inc.
|
120894
|
AK, AZ, CA, CO, CT, FL, ID, IL, IN, KS, NV, NM, NY, ND, OK, OR, PA, SC, UT, VT, VA, WA, WY
|
|
Megan Schneider
|
4458332
|
Geneos Wealth Management, Inc.
|
120894
|
AZ, CA, CO, ID, NY, OR, VT, WA
|
|
Richard Braverman
|
1023227
|
Geneos Wealth Management, Inc.
|
120894
|
AL, AZ, CA, CO, CT, DE, FL, IN, MD, MA, NJ, NY, NC, OH, PA, TX, VT, VA, WI
|
|
Richard Simkus
|
1269936
|
Thomas McDonald Partners, LLC
|
135414
|
CA, FL, MD, MA, MN, NH, NJ, NY, PA, SC, TX, VA
|
|
William D. Johnson Jr.
|
1029862
|
Thomas McDonald Partners, LLC
|
135414
|
CT, DE, GA, MD, NC, TX, VT
|
|
James Gaul
|
218833
|
Alternative Wealth Strategies, Inc.
|
130933
|
CO, CT, FL, GA, IN, ME, MA, NH, NJ, NY, OH, PA, RI, TX, VA
|
|
Alternative Wealth Strategies, Inc.
|
130933
|
Alternative Wealth Strategies, Inc.
|
130933
|
AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, ME, MD, MA, MI, MN, MS, MO, NE, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TX, UT, VT, VA, WA, WV, WI
|
|
John Bodnar III
|
1056585
|
Cambridge Investment Research, Inc.
|
39543
|
AZ, AR, CA, CO, FL, GA, ME, MA, NH, NJ, NY, NC, OH, PA, SC, TX, VA
|
|
Brendan Kelly
|
2208036
|
Cambridge Investment Research, Inc.
|
39543
|
CA, DE, FL, NJ, NY, PA, VA
|
|
Brent Cochran
|
2361173
|
Cambridge Investment Research, Inc.
|
39543
|
AZ, AR, CA, CO, FL, GA, ME, MA, NH, NJ, NY, NC, OH, PA, SC, TX, VA
|
|
Michael Lytle
|
2471291
|
American Portfolios Financial Services, Inc.
|
18487
|
CA, CO, CT, DC, FL, GA, HI, IN, IA, MD, MA, MI, MN, MO, NE, NH, NY, NC, OH, PA, RI, SC, TN, TX, VA, WV, WY
|
|
Lawrence Weiner
|
2862071
|
American Portfolios Financial Services, Inc.
|
18487
|
AZ, CA, FL, IL, MI, MN, OH, PA, SC, TN, TX
|
|
Marcus Renslow
|
2698685
|
Sterling Enterprises Group, Inc.
|
44915
|
CA, MN
|
|
James Luippold
|
3031318
|
First Allied Securities, Inc.
|
32444
|
AZ, CA, IL, IN, NV, SC, TX, WA
|
|
John L. Valentine
|
1495420
|
Purshe Kaplan Sterling Investments
|
35747
|
AL, CA, ID, KY, LA, MD, MS, NC, PA, SC, WA
|
|
Joseph Gunther
|
1822022
|
Securities America, Inc.
|
10205
|
CA, CO, FL, IN, ME, MD, NJ, NY, NC, PA, RI, VA
|
|
Delores Martini
|
1295772
|
Securities America, Inc.
|
10205
|
AL, AZ, CA, CO, GA, MA, OR, TN
|
|
John Barragan
|
2941942
|
Tricor Financial, LLC
|
142518
|
AZ, CA, NH, UT, WA
|
|
Frank Aguilar
|
2296920
|
Tricor Financial, LLC
|
142518
|
AZ, CA, CO, FL, ID, IL, IN, MD, MT, NV, NJ, NY, OH, OK, OR, TX, WA
|
|
Elizabeth Delgado-Schuetze
|
4501355
|
Tricor Financial, LLC
|
142518
|
AZ, CA, CO, FL, IA, MD, MI, MT, NV, NJ, NY, OH, VA, WA
|
|
Jason Garofalo
|
3008935
|
Tricor Financial, LLC
|
142518
|
AZ, CA, CO, DE, FL, IL, IN, MD, MT, NV, NJ, NY, OH, VA, WA
|
|
Bruce Workman
|
846702
|
The (Wilson) Williams Financial Group, Inc. (a/k/a WFG Investments, Inc.)
|
22704
|
CA, IL, IN, KS, MD, MN, MO, MT, NJ, NY, OK, SC, WI
|
|
C.K. Cooper & Company, Inc.
|
106578
|
C.K. Cooper & Company, Inc.
|
106578
|
AZ, AR, CA, CO, CT, DE, FL, GA, HI, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MO, NV, NJ, NY, NC, ND, OH, OK, OR, PA, TX, VA, WA, WV, WI, WY
|
|
Silver Oak Securities, Incorporated
|
46947
|
Silver Oak Securities, Incorporated
|
46947
|
AL, AZ, AR, CA, CO, CT, DE, FL, GA, IL, IN, IA, KS, KY, MD, MA, MI, MN, MS, MO, MT, NV, NH, NY, NC, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI
|
|
Steven A. Kohn & Associates, Ltd.
|
41067
|
Steven A. Kohn & Associates, Ltd.
|
41067
|
AZ, CA, CO, CT, FL, ID, IL, IA, MA, MI, MN, MO, NV, NJ, NY, OH, OR, PA, TX, VA, WA, WI
|
|
Capital Guardian, LLC
|
137919
|
Capital Guardian, LLC
|
137919
|
All States
|