EFDID: 11238EFD: View Filing

Issuer: NZC GUGGENHEIM FUND LLC (0001445853) - D/A

Accession: 0000899140-24-001081 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001445853
  • Entity Name:
    NZC GUGGENHEIM FUND LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    100 WILSHIRE BOULEVARD, SUITE 500
    SANTA MONICA, CA 90401
  • Persons:
    Related Persons 5
    Kevin H. Gundersen
    Executive Officer 
    Mr. Gundersen is Senior Managing Director of the Sub-Adviser of the Issuer.
    Thomas Hauser
    Executive Officer 
    Mr. Hauser is Senior Managing Director of the Investment Adviser of the Issuer.
    Alastair M. McKeever
    Executive Officer 
    Mr. McKeever is Managing Director of the Investment Adviser of the Issuer.
    Matthew S. Bloom
    Executive Officer 
    Mr. Bloom is Senior Managing Director of the Investment Adviser of the Issuer.
    Daniel Montegari
    Executive Officer 
    Mr. Montegari is Managing Director of the Investment Adviser of the Issuer.
EDGAR: Offering Information
  • Accession Date:
    10/11/2024
  • First Sale Date:
    08/07/2008
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $1,112,365,238
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Guggenheim Securities, LLC 40638 Guggenheim Securities, LLC 40638 All States
Guggenheim Funds Distributors, LLC 39805 Guggenheim Funds Distributors, LLC 39805 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NZC GUGGENHEIM FUND LLCRobert SapersteinRobert SapersteinChief Compliance Officer of the Investment Manager2024-10-11
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 14, 2025 11238: 0001445853-25-000002 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,365,238
D/A Oct. 11, 2024 11238: 0000899140-24-001081 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,365,238
D/A Oct. 13, 2023 11238: 0000899140-23-000993 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,365,238
D/A Oct. 14, 2022 11238: 0000899140-22-000746 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,365,238
D/A Oct. 15, 2021 11238: 0000899140-21-000682 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,365,238
D/A Oct. 16, 2020 11238: 0000899140-20-000464 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,365,238
D/A Oct. 18, 2019 11238: 0000899140-19-000588 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,115,238
D/A Oct. 19, 2018 11238: 0000899140-18-000562 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,115,238
D/A Oct. 20, 2017 11238: 0000899140-17-000634 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,112,115,238
D/A Oct. 21, 2016 11238: 0000899140-16-001652 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,107,290,238
D/A Oct. 23, 2015 11238: 0000899140-15-000762 NZC GUGGENHEIM FUND LLC
Amount Sold: $1,056,234,946
D/A Sep. 11, 2014 11238: 0001445853-14-000001 NZC GUGGENHEIM FUND LLC
Amount Sold: $993,914,545
D/A Aug. 16, 2013 11238: 0001445853-13-000001 NZC GUGGENHEIM FUND LLC
Amount Sold: $841,066,110
D/A Aug. 16, 2012 11238: 0001445853-12-000001 NZC GUGGENHEIM FUND LLC
Amount Sold: $544,101,110
D/A Mar. 15, 2012 11238: 0001449086-12-000002 NZC GUGGENHEIM FUND LLC
Amount Sold: $520,901,110
D/A Mar. 14, 2011 11238: 0001331308-11-000003 NZC GUGGENHEIM FUND LLC
Amount Sold: $503,833,795
D/A Mar. 12, 2010 11238: 0001457808-10-000004 NZC GUGGENHEIM FUND LLC
Amount Sold: $432,750,000