EFDID: 5141EFD: View Filing

Issuer: Cypress Income Fund 9, LLC (0001446730) - D/A

Accession: 0001011723-10-000004 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001446730
  • Entity Name:
    Cypress Income Fund 9, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    188 THE EMBARCADERO, SUITE 420
    SAN FRANCISCO, CA 94105
  • Persons:
    Related Persons 4
    Stephen Rogers Harwood
    DirectorExecutive OfficerPromoter
    Cypress Equipment Management Corp V NA
    Executive OfficerPromoter
    Kenneth Park
    Executive Officer
    Daniel Rael
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    01/14/2010
  • First Sale Date:
    06/05/2009
  • Offering Amount:
    $20,000,000
  • Amount Sold:
    $19,957,735
  • Amount Remaining:
    $42,265
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Cypress Capital Corporation 42618 Cypress Capital Corporation 42618 AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MO, NE, NV, NJ, NY, NC, OH, OR, PA, SC, TN, TX, UT, VT, VA, WA, WI
AFA Financial Group, LLC 127648 AFA Financial Group, LLC 127648 AL, AK, AZ, AR, CA, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Alternative Wealth Strategies, Inc. 130933 Alternative Wealth Strategies, Inc. 130933 AZ, CA, CO, CT, DC, FL, GA, HI, IL, IN, KY, MD, MA, MI, MO, NV, NH, NJ, NY, NC, OH, OK, PA, SC, TX, VA, WA, WV
Bethel Fisher and Company Financial Services, Inc. 13609 Bethel Fisher and Company Financial Services, Inc. 13609 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Bryan D. Myers 2527480 Chapin, Davis 28116 CA, MD, NY, PA, VA
David P. Diehl 2604969 Workman Securities Corporation 31898 FL, MO, NC, TX
Crown Capital Securities, L.P. 6312 Crown Capital Securities, L.P. 6312 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
David A. Harris 500413 David Harris and Co., Inc. 45670 AZ, CA, CO, CT, FL, HI, IL, MD, MI, NJ, NY, NC, VA
Martin C. Harris 500745 David Harris and Co., Inc. 45670 CA, CT, FL, IL, MA, MS, NJ, NY, NC, PA, TX
Dewaay Financial Network, LLC 30767 Dewaay Financial Network, LLC 30767 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Martin C. Harris 500745 Chester Harris & Company, Incorporated 7116 CA, CT, FL, IL, MA, MS, NJ, NY, NC, PA, TX, WI
H. Beck, Inc. 1763 H. Beck, Inc. 1763 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Michael W. Newton 2185103 Investment Planners, Inc. 18557 AL, AZ, CT, FL, GA, IN, KY, MD, MI, NC, OH, PA, SC, TN, TX, VA
Thomas J. Birch 805540 Mid Atlantic Capital Corporation 10674 AZ, CA, GA, ID, MO, OR
Pacific West Securities, Inc. 6390 Pacific West Securities, Inc. 6390 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Edmund J. Cody 600613 QA3 Financial Corp. 14754 CA, CO, NC
Jon E. Guay 2837453 QA3 Financial Corp. 14754 CA, NV
Michael E. Tomren 2899318 QA3 Financial Corp. 14754 AZ, AR, CA, CO, FL, HI, ID, IL, IN, IA, MI, MN, MT, NV, NM, NY, NC, OR, PA, SD, TX, UT, VT, VA, WA
Donald A. Tessmer 1834222 Resource Horizons Group LLC 104368 FL, GA, NC
Norman G. Price 2406981 RP Capital LLC 134768 AL, CA, FL, NV, OR, TX, WA
David L. Goodman 1429972 Transam Securities, Inc. 18923 AZ, CO, FL, GA, NC, OH
Cheryl L. Knight 1854248 The Strategic Financial Alliance, Inc. 126514 AL, AZ, AR, CA, CO, FL, ID, IN, KS, MO, NV, NM, NY, OH, OK, PA, TX
VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI
Philip D. King 1839138 Calton & Associates, Inc. 20999 CA, FL, GA, IN, KY, MI, NC, OH, SC, TN, VA, WV
Shawn C. Spellacy 2275119 Calton & Associates, Inc. 20999 CA, CT, DC, FL, IL, IN, NV, WA
George C. Gorman 1369839 Financial West Group 16668 CA, GA, MN, NY, PA
Marla B. Malaspina 2728708 Financial West Group 16668 CA, DC, FL, GA, MN, NY
Mark C. Pedersen 1283866 Harrison Douglas, Inc. 16515 CA, CT, NC
Paul L. White II 4669396 Heritage Financial Systems, Inc. 133019 CT, NJ, NY, PA
John E. McKeon 5286647 Independent Financial Group, LLC 7717 AZ, CO, FL, HI, WA, WI
Jeffrey D. Barlow 2389890 J.P. Turner & Company, L.L.C. 43177 CA
Larry J. Michaels 4351477 J.P. Turner & Company, L.L.C. 43177 AZ, CA, FL
Joel A. Beyer 2515319 QA3 Financial Corp. 14754 CA, FL, MN
John T. Dunn 2448503 The Strategic Financial Alliance, Inc. 126514 CA, GA, IL, LA, NC, PA
William E. Riley 1493287 Silver Oak Securities, Incorporated 46947 TX
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Cypress Income Fund 9, LLC/s/ Daniel RaelDaniel RaelVice President of Manager of Issuer2010-01-14