EFDID: 12558EFD: View Filing

Issuer: DUNBAR CAPITAL MANAGEMENT LLC (0001138756) - D/A

Accession: 0001013594-14-000316 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001138756
  • Entity Name:
    DUNBAR CAPITAL MANAGEMENT LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    65 EAST 55TH STREET
    35TH FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 2
    Rochelle Stern Major
    Executive Officer
    Eugene Major
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/19/2014
  • First Sale Date:
    07/01/1996
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $77,025,774
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Lincoln Financial Advisors Corp. 3978 None None All States
Summit Equities, Inc. 11039 None None VT, RI, HI, NY, GA, NV, TN, CA, OK, ME, VA, MI, OH, DE, FL, MD, MA, SD, SC, UT, IL, IN, CT, DC, MN, WI, AZ, KY, MO, KS, OR, MT, LA, NH, WA, NJ, NM, AK, TX, AL, CO, PA, NC
LPL Financial Services 6413 None None All States
AXA Advisors, LLC 6627 None None All States
Securities America Inc. 10205 None None All States
Strategic Financial Alliance, Inc. 126514 None None All States
Sanders Morris Harris 20580 None None All States
Donald K. Gross 1913749 None None SC, IL, NY, CT, CA, NH, VA, NJ, TX, FL, MD, NC, PA, MA
Ryan Beck & Co. 3248 None None NY, NJ
Commonwealth Financial Network 8032 None None All States
FSC Securities Corporation 7461 None None All States
First Heartland Capital, Inc. 32460 None None All States
Global Equity Holdings, LLC 111348 None None SD, NY, NJ, CT, DC, FL, CA, PA
Triad Advisors, Inc. 25803 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
DUNBAR CAPITAL MANAGEMENT LLC/s/ Rochelle Stern MajorRochelle Stern MajorCEO of the Managing Members2014-03-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 21, 2016 12558: 0001013594-16-000932 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $77,100,774
D/A Mar. 19, 2015 12558: 0001013594-15-000251 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $77,100,774
D/A Mar. 19, 2014 12558: 0001013594-14-000316 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $77,025,774
D/A Mar. 19, 2013 12558: 0001013594-13-000246 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $77,025,774
D/A Mar. 19, 2012 12558: 0001013594-12-000187 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $74,825,278
D/A Mar. 17, 2011 12558: 0001013594-11-000230 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $73,575,278
D/A Mar. 16, 2010 12558: 0001013594-10-000410 DUNBAR CAPITAL MANAGEMENT LLC
Amount Sold: $72,140,278