EFDID: 10393EFD: View Filing

Issuer: AIS FUTURES FUND IV LP (0001023453) - D/A

Accession: 0001023453-11-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001023453
  • Entity Name:
    AIS FUTURES FUND IV LP
  • Entity Type:
    Limited Partnership
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    187 DANBURY ROAD, SUITE 201
    WILTON, CT 06897
  • Persons:
    Related Persons 3
    n/a AIS Capital Management LLC
    Executive Officer
    John R Hummel
    Executive Officer
    Bradley C Stern
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    03/18/2011
  • First Sale Date:
    08/01/1996
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $148,689,027
  • Exemptions:
    Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Wells Fargo Advisors, LLC 19616 None None All States
Avisen Securities, Inc. 125977 None None AL, AZ, CA, CO, CT, FL, GA, HI, ID, IA, KS, KY, LA, MD, MA, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, OH, OR, PA, SD, TX, UT, WA, WY
Wedbush Morgan Securities, Inc. 877 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TX, UT, VT, VA, WA, WV, WI, WY
UBS Financial Services, Inc. 8174 None None All States
Capital Management Partners, Inc. 21973 None None AL, AZ, CA, CO, CT, FL, GA, IL, IA, KS, MD, MA, MI, MN, MO, NH, NY, NC, OH, OK, OR, TX
Next Financial Group, Inc. 46214 None None All States
First Financial Equity Corporation 16507 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Crowell, Weedon & Co. 193 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Stifel, Nicolaus & Company, Incorporated 793 None None All States
Benjamin F. Edwards & Company, Inc. 146936 None None All States
J.P. Turner & Company, L.L.C. 43177 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
AIS FUTURES FUND IV LPJohn HummelJohn HummelPresident of the General Partner2011-03-04
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jan. 09, 2026 10393: 0001023453-26-000001 AIS FUTURES FUND IV LP
Amount Sold: $155,217,440
D/A Dec. 06, 2024 10393: 0001023453-24-000001 AIS FUTURES FUND IV LP
Amount Sold: $155,217,440
D/A Dec. 06, 2023 10393: 0000876623-23-000005 AIS FUTURES FUND IV LP
Amount Sold: $155,217,440
D/A Dec. 06, 2022 10393: 0001038623-22-000002 AIS FUTURES FUND IV LP
Amount Sold: $155,217,440
D/A Dec. 01, 2021 10393: 0001023453-21-000002 AIS FUTURES FUND IV LP
Amount Sold: $155,217,440
D/A Nov. 30, 2020 10393: 0001023453-20-000001 AIS FUTURES FUND IV LP
Amount Sold: $155,177,440
D/A Nov. 29, 2019 10393: 0001038623-19-000003 AIS FUTURES FUND IV LP
Amount Sold: $155,147,440
D/A Nov. 30, 2018 10393: 0001023453-18-000001 AIS FUTURES FUND IV LP
Amount Sold: $155,147,440
D/A Dec. 01, 2017 10393: 0001023453-17-000004 AIS FUTURES FUND IV LP
Amount Sold: $155,147,440
D/A Dec. 02, 2016 10393: 0001458269-16-000004 AIS FUTURES FUND IV LP
Amount Sold: $155,132,440
D/A Dec. 04, 2015 10393: 0001038627-15-000002 AIS FUTURES FUND IV LP
Amount Sold: $155,107,440
D/A Dec. 03, 2014 10393: 0001023453-14-000001 AIS FUTURES FUND IV LP
Amount Sold: $155,105,440
D/A Dec. 03, 2013 10393: 0001023453-13-000002 AIS FUTURES FUND IV LP
Amount Sold: $154,055,440
D/A Mar. 06, 2013 10393: 0001023453-13-000001 AIS FUTURES FUND IV LP
Amount Sold: $153,642,439
D/A Mar. 05, 2012 10393: 0001006531-12-000003 AIS FUTURES FUND IV LP
Amount Sold: $149,963,677
D/A Mar. 18, 2011 10393: 0001023453-11-000001 AIS FUTURES FUND IV LP
Amount Sold: $148,689,027
D/A Mar. 10, 2010 10393: 0001266576-10-000010 AIS FUTURES FUND IV LP
Amount Sold: $143,820,068