EFDID: 15935EFD: View Filing

Issuer: CAMPBELL FUND TRUST (0001043951) - D/A

Accession: 0001043951-16-000072 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    CAMPBELL FUND TRUST
  • Entity Type:
    Business Trust
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    2850 QUARRY LAKE DRIVE
    BALTIMORE, MD 21209
  • Persons:
    Related Persons 10
    G. William Andrews
    Executive Officer, Director
    Gregory T. Donovan
    Executive Officer
    Thomas P. Lloyd
    Executive Officer, Director
    n/a Campbell & Company, LP
    Executive Officer 
    Managing Operator of the Trust.
    D. Keith Campbell
    Executive Officer, Director
    Michael S. Harris
    Executive Officer, Director
    Xiaohua Hu
    Executive Officer
    Robert W. McBride
    Executive Officer
    John Radle
    Executive Officer
    Darvin Sterner
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    05/18/2016
  • First Sale Date:
    01/01/1996
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $2,192,089,380
  • Exemptions:
    Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

Notices found in EFD

Filed:AR, CT, GA, IL, NV, SC, TN
Inactive:AK, CO, MT, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Altegris Investments, Inc. 8258 None None All States
Cambridge Investment Research, Inc. 39543 None None All States
Campbell Financial Services, Inc. 42953 None None All States
Commonwealth Financial Network 8032 None None All States
Credit Suisse Securities (USA) LLC 816 None None All States
David A. Noyes & Company 205 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Futures Investment Company 42402 None None CT, GA, IN, MD, MA, MI, MN, NJ, WY
Geneos Wealth Management, Inc. 120894 None None All States
JAE Investments, Inc. 42807 None None FL, NJ, NY
Janney Montgomery Scott, LLC 463 None None All States
Kalos Capital, Inc. 44337 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Lincoln Financial Advisors Corporation 3978 None None All States
LPL Financial Corporation 6413 None None All States
Merrill Lynch, Pierce, Fenner & Smith, Inc. 7691 None None All States
Morgan Stanley Smith Barney LLC 149777 None None All States
Prospera Financial Services, Inc. 10740 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Raymond James & Associates, Inc 705 None None All States
RBC Capital Markets LLC 31194 None None All States
BB&T Scott & Stringfellow, Inc. 142785 None None All States
Stephens, Inc. 3496 None None All States
Stifel Nicolaus & Company, Incorporated 793 None None All States
UBS Financial Services Inc. 8174 None None All States
Wells Fargo Advisors Financial Network, LLC 11025 None None All States
Wells Fargo Advisors, LLC 19616 None None All States
Winslow, Evans & Crocker, Inc. 29686 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VT, VA, WA, WV, WI, WY
American Portfolios Financial Services, Inc. 18487 None None All States
Ameriprise Financial Services, Inc. 6363 None None All States
Benjamin F. Edwards & Co., Inc. 146936 None None All States
Berthel, Fisher & Company Financial Services, Inc. 13609 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Confidential Management Financial Services, Inc. 18214 None None AZ, CO, FL, MI, NC
Davenport & Company LLC 1588 None None All States
First Allied Securities 32444 None None All States
FSC Securities Corporation 7461 None None All States
Girard Securities, Inc. 18697 None None All States
H. Beck, Inc. 1763 None None All States
HighTower Securities, LLC 116681 None None All States
Hilliard Lyons, Inc. 453 None None All States
Investment Centers of America, Inc. 16443 None None All States
J.P. Morgan Clearing Corp. 28432 None None All States
J.P. Turner & Company, L.L.C. 43177 None None All States
M Holdings Securities, Inc. 43285 None None All States
Cetera Advisors LLC 10299 None None All States
Portfolio Resources Group, Inc. 31155 None None AZ, CA, CO, CT, DE, FL, GA, HI, IL, IN, KS, KY, MD, MA, MI, MO, MT, NV, NJ, NM, NY, NC, OH, OR, PA, TX, VT, VA, WA, WI
Purshe, Kaplan, Sterling Investments 35747 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Robert W. Baird & Co., Inc. 8158 None None All States
Royal Alliance Associates, Inc. 23131 None None All States
Sagepoint Financial, Inc. 133763 None None All States
Securities America, Inc. 10205 None None All States
SII Investments, Inc. 2225 None None All States
Spire Securities, LLC 144131 None None All States
Steben & Company, Inc. 117808 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Stephen A. Kohn & Associates, Ltd. 41067 None None AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, IA, LA, MA, MI, MN, MO, MT, NE, NV, NJ, NM, NY, NC, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI
Summit Brokerage Services, Inc. 34643 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Thomas McDonald Partners LLC 135414 None None AL, AK, AZ, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KY, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NY, NC, ND, OH, OK, OR, PA, SC, TN, TX, UT, VT, VA, WA, WV, WI
Thurston, Springer, Miller, Herd & Titak, Inc. 8478 None None AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Tricor Financial, LLC 142518 None None AL, AK, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MT, NV, NJ, NY, OH, OK, OR, SC, SD, TN, TX, UT, VA, WA, WI, WY
Uhlmann Price Securities, LLC 42854 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
USA FInancial Securities Corporation 103857 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
VSR Financial Services, Inc. 14503 None None All States
Wedbush Morgan Securities Inc. 877 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TX, UT, VT, VA, WA, WV, WI, WY
Wunderlich Securities, Inc. 2543 None None All States
Arete Wealth Management, LLC 44856 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WV, WI, WY
Lincoln Investment Planning, Inc. 519 None None All States
Mutual Securities, Inc. 13092 None None All States
Titan Securities 131392 None None AZ, AR, CA, CO, FL, GA, ID, IN, IA, KS, LA, MI, MN, MO, NV, NM, NY, NC, OH, OK, SD, TN, TX, UT, VA, WA, WV, WI, WY
Carey, Thomas, Hoover, & Breault, Inc. 38367 None None AL, AZ, AR, CA, CO, CT, FL, GA, HI, IL, IA, KS, LA, MD, MI, MO, MT, NE, NM, NY, OH, OK, SC, SD, TN, TX, UT, VA, WI, WY
KMS Financial Services, Inc. 3866 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Oppenheimer & Co., Inc. 249 None None All States
Rockfleet Financial Services, Inc. 149325 None None CA, GA, MA, NY
Southwest Securities, Inc. 6220 None None All States
D.H. HILL SECURITIES, LLLP 41528 None None AL, AZ, AR, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WY
MIDAMERICA FINANCIAL SERVICES, INC. 47351 None None AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
Ausdal Financial Partners, Inc. 7995 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CAMPBELL FUND TRUSTHeidi L. KaiserHeidi L. KaiserChief Compliance Officer of CCLP2016-05-18
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 15, 2025 15935: 0001043951-25-000002 CAMPBELL FUND TRUST
Amount Sold: $2,587,270,365
D/A Jul. 11, 2024 15935: 0001043951-24-000001 CAMPBELL FUND TRUST
Amount Sold: $2,500,863,993
D/A Jun. 01, 2023 15935: 0001043951-23-000001 CAMPBELL FUND TRUST
Amount Sold: $2,429,526,960
D/A May. 19, 2022 15935: 0001043951-22-000005 CAMPBELL FUND TRUST
Amount Sold: $2,340,531,963
D/A May. 21, 2021 15935: 0001043951-21-000001 CAMPBELL FUND TRUST
Amount Sold: $2,296,822,201
D/A May. 20, 2020 15935: 0001043951-20-000001 CAMPBELL FUND TRUST
Amount Sold: $2,288,472,426
D/A May. 29, 2019 15935: 0001043951-19-000001 CAMPBELL FUND TRUST
Amount Sold: $2,274,044,351
D/A May. 18, 2017 15935: 0001043951-17-000013 CAMPBELL FUND TRUST
Amount Sold: $2,233,966,159
D/A May. 18, 2016 15935: 0001043951-16-000072 CAMPBELL FUND TRUST
Amount Sold: $2,192,089,380
D/A May. 20, 2015 15935: 0001043951-15-000028 CAMPBELL FUND TRUST
Amount Sold: $1,940,403,905
D/A May. 20, 2014 15935: 0001043951-14-000011 CAMPBELL FUND TRUST
Amount Sold: $2,011,214,074
D/A May. 22, 2013 15935: 0001043951-13-000013 CAMPBELL FUND TRUST
Amount Sold: $1,506,343,220
D/A Apr. 24, 2012 15935: 0001140361-12-021288 CAMPBELL FUND TRUST
Amount Sold: $1,353,374,275
D/A Apr. 29, 2011 15935: 0001462028-11-000004 CAMPBELL FUND TRUST
Amount Sold: $1,207,623,893
D/A Apr. 30, 2010 15935: 0001043951-10-000001 CAMPBELL FUND TRUST
Amount Sold: $1,138,649,346