EFDID: 14594EFD: View Filing

Issuer: WNC Tax Credits 38, LLC (0001471106) - D/A

Accession: 0001140361-10-046196 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001471106
  • Entity Name:
    WNC Tax Credits 38, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    17782 SKY PARK CIRCLE
    IRVINE, CA 92614
  • Persons:
    Related Persons 9
    NA WNC Housing Tax Credits Manager, LLC
    Promoter
    NA WNC & Associates, Inc.
    Promoter
    Wilfred N. Cooper, Sr.
    Director
    Wilfred N. Cooper, Jr.
    Executive OfficerDirector
    David N. Shafer
    Executive Officer
    Michael J. Gaber
    Executive Officer
    Melanie Wenk
    Executive Officer
    Kay L. Cooper
    Director
    Jennifer E. Cooper
    Director
EDGAR: Offering Information
  • Accession Date:
    11/17/2010
  • First Sale Date:
    04/09/2010
  • Offering Amount:
    $15,000,000
  • Amount Sold:
    $5,089,000
  • Amount Remaining:
    $9,911,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    limited liability company interests
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
WNC Capital Corporation 36174 WNC Capital Corporation 36174 AZ, CA, CO, DE, FL, HI, IA, IL, IN, LA, MD, MN, MO, NE, NJ, NY, OR, PA, SC, TX, VT, WA, WI
Securities America, Inc. 10205 Securities America, Inc. 10205 CA, CO, IL, LA, MN, MO, NE, SC
Michael A. Sebald 1426782 Landold Securities, Inc. 28352 FL, WI
William B. Elson 1808374 VSR Financial Services, Inc. 14503 IA
Robert D'Agosta 1903105 Berthel, Fisher and Company Financial Services, Inc. 13609 NJ
John M. Weiss 1851547 Ameritas Investment Corp. 14869 FL
Francis L. Woods IV 2726454 Ameritas Investment Corp. 14869 IN
Richard D. VanParis II 2815624 Ameritas Investment Corp. 14869 IN
Robert T. Tweed 2339324 Capwest Securities, Inc. 30002 TX
Albert B. Woodward, Jr. 705453 NPB Financial Group, LLC 137743 AR, CO
Young S. Kim-Epstein 716606 NPB Financial Group, LLC 137743 CA
Gregory S. DeCamp 4552078 VSR Financial Services, Inc. 14503 CT
Arlene R. Moore 2427590 Intervest International Equities Corporation 20289 FL
Walter I. Miller 335720 Capital Growth Resources 7779 OR
Chad M. Tusa 4524325 Crown Capital Securities, L.P. 6312 LA
Douglas J. Bauerband 2850269 SagePoint Financial, Inc. 133763 NJ
James A. Werner 2254147 FSC Securities Corporation 7461 TX
LIsa M. Lyons 2086482 Royal Alliance Associates, Inc. 23131 CA
Vernon L. Albright 1346110 Workman Securities Corporation 31898 DE, PA
H. Beck, Inc. 1763 H. Beck, Inc. 1763 CA, HI, TX
David G. Gott 1915608 Berthel, Fisher and Company FInancial Services, Inc. 13609 IA
National Planning Corporation 29604 National Planning Corporation 29604 CA, HI, MD, PA, TX
Independent Financial Group, LLC 7717 Independent Financial Group, LLC 7717 CA, TX
Jeffrey Rachlin 823547 Alternative Wealth Strategies, Inc. 130933 CT
Michael Brent Hanson 1832012 Royal Alliance Associates, Inc. 23131 CA
Neil Vanzandt 1239770 Transamerica Financial Advisors, Inc. 16164 TX
Marshall J. Fleming, Jr. 5584609 VSR FInancial Services, Inc. 14503 VT
Robert J. Hudson, Jr. 1715001 VSR Financial Services, Inc. 14503 VT
Christopher J. Jacob 1501352 Transamerica Financial Advisors, Inc. 16164 MO
Richard G. Mueller 720925 Crown Capital Securities, L.P. 6312 CA
Gary L. Flater 1049132 MCL Financial Group, Inc. 41180 CO
Samir C. Thakkar 1839047 Ameritas Investment Corp. 14869 CA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
WNC Tax Credits 38, LLC/s/ Melanie WenkMelanie WenkVP - CFO of Managing Member of Manager of Issuer2010-11-17
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Dec. 09, 2011 14594: 0001140361-11-056863 WNC Tax Credits 38, LLC
Offer Amount: $15,000,000
Amount Sold: $14,999,380
Remaining: $620
D/A Apr. 07, 2011 14594: 0001140361-11-021369 WNC Tax Credits 38, LLC
Offer Amount: $15,000,000
Amount Sold: $9,164,580
Remaining: $5,835,420
D/A Nov. 17, 2010 14594: 0001140361-10-046196 WNC Tax Credits 38, LLC
Offer Amount: $15,000,000
Amount Sold: $5,089,000
Remaining: $9,911,000
D/A Sep. 20, 2010 14594: 0001140361-10-037965 WNC Tax Credits 38, LLC
Offer Amount: $7,000,000
Amount Sold: $2,193,750
Remaining: $4,806,250
D/A Jun. 16, 2010 14594: 0001140361-10-025756 WNC Tax Credits 38, LLC
Offer Amount: $7,000,000
Amount Sold: $396,000
Remaining: $6,604,000
D Apr. 09, 2010 14594: 0001140361-10-015966 WNC Tax Credits 38, LLC
Offer Amount: $7,000,000
Remaining: $7,000,000