EFDID: 14594EFD: View Filing

Issuer: WNC Tax Credits 38, LLC (0001471106) - D/A

Accession: 0001140361-11-056863 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001471106
  • Entity Name:
    WNC Tax Credits 38, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    17782 SKY PARK CIRCLE
    IRVINE, CA 92614
  • Persons:
    Related Persons 9
    NA WNC Housing Tax Credits Manager 2, LLC
    Promoter
    NA WNC & Associates, Inc.
    Promoter
    Wilfred N. Cooper, Sr.
    Director
    Wilfred N. Cooper, Jr.
    Executive OfficerDirector
    David N. Shafer
    Executive Officer
    Michael J. Gaber
    Executive Officer
    Melanie Wenk
    Executive Officer
    Kay L. Cooper
    Director
    Jennifer E. Cooper
    Director
EDGAR: Offering Information
  • Accession Date:
    12/09/2011
  • First Sale Date:
    04/09/2010
  • Offering Amount:
    $15,000,000
  • Amount Sold:
    $14,999,380
  • Amount Remaining:
    $620
  • Exemptions:
    Rule 506
  • Security Type(s):
    limited liability company interests
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
WNC Capital Corporation 36174 WNC Capital Corporation 36174 AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, LA, MA, MD, MN, MO, NC, NE, NJ, NM, NY, OH, OR, PA, SC, TN, TX, VT, WA, WI, KS, MI, ND, NV, VA
Securities America, Inc. 10205 Securities America, Inc. 10205 CA, CO, FL, IL, LA, MN, MO, NE, NJ, SC
Michael A. Sebald 1426782 Landolt Securities, Inc. 28352 FL, WI
VSR Financial Services, Inc. 14503 VSR Financial Services, Inc. 14503 CT, IA, MA, MO, TX, VT
Robert D'Agosta 1903105 Berthel, Fisher and Company Financial Services, Inc. 13609 NJ
Ameritas Investment Corp. 14869 Ameritas Investment Corp. 14869 AZ, CA, FL, IL, IN, TX, KS, MO, NE, OH
Jeffrey D. Noard 1983392 Allied Beacon Partners, Inc. 46227 WI
NPB Financial Group, LLC 137743 NPB Financial Group, LLC 137743 AZ, CO, NM, CA
Lawrence W. Warren 1694288 Berthel, Fisher and Company Financial Services, Inc. 13609 ND
Transamerica Financial Advisors, Inc. 16164 Transamerica Financial Advisors, Inc. 16164 MO, CO, FL, IN, NC, NV, OR, WA
Arlene R. Moore 2427590 Intervest International Equities Corporation 20289 FL
Henry K. Sterzing 1031368 Brazos Securities, Inc. 21624 TX
Chad M. Tusa 4524325 Crown Capital Securities, L.P. 6312 LA, MD, TX
SagePoint Financial, Inc. 133763 SagePoint Financial, Inc. 133763 AZ, CA, GA, MN, NJ, WI, LA, MD
FSC Securities Corporation 7461 FSC Securities Corporation 7461 TX, FL, IA, NE, NV, NY, WA, WI
Royal Alliance Associates, Inc. 23131 Royal Alliance Associates, Inc. 23131 CA, NC, NY, WA, CO, OR
Vernon L. Albright 1346110 Workman Securities Corporation 31898 DE, PA
H. Beck, Inc. 1763 H. Beck, Inc. 1763 CA, HI, TX
David G. Gott 1915608 Berthel, Fisher and Company Financial Services, Inc. 13609 IA
National Planning Corporation 29604 National Planning Corporation 29604 CA, HI, MD, MN, PA, TX, FL
Independent Financial Group, LLC 7717 Independent Financial Group, LLC 7717 AZ, CA, OR, TX
Richard G. Mueller 720925 Crown Capital Securities, L.P. 6312 CA
Lloyd M. Johnston 1626695 Capital Financial Services, Inc. 8408 MD
Dana D. Anderson 2246831 United Planners Financial Services of America 20804 IA
Kenneth W. Rumbaugh 1364691 Harbour Investments, Inc. 19258 OH, TN
William B. Bowers III 4433033 The Strategic Financial Alliance, Inc. 126514 NC
Jason L. Barney 3167740 United Planners Financial Services of America 20804 CA
Ryan S. Ponsford 4363535 United Planners Financial Services of America 20804 CA
James W. Olsen 857594 Crown Capital Securities, L.P. 6312 LA, MD, TX
Scott M. Lehigh 4420892 Crown Capital Securities, Inc. 6312 NV
David H. Arnold 864817 Intervest International Equities Corporation 20289 FL
Cameron L. Stiles 5489636 SII Investments, Inc. 2225 MI
Preston A. Loss 727531 Geneos Wealth Management, Inc. 120894 PA, NC
Roger E. Sulhoff 1057321 The Strategic Financial Alliance, Inc. 126514 GA
Prakash D. Simha 2970036 The Strategic Financial Alliance, Inc. 126514 MA
Garry N. Savage Sr. 1195330 Wall Street Strategies, Inc. 31268 OH
Jeffrey P. Morand 728191 United Planners Financial Services of America 20804 CO
David H. Yoder 4905015 Crown Capital Securities, L.P. 6312 NC
Yi-Chen C. Yang 4024717 MCL Financial Group, Inc. 41180 CO
John J. John 1785564 Capital Financial Services, Inc. 8408 MD
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
WNC Tax Credits 38, LLC/s/ Melanie WenkMelanie WenkVice President - CFO of Managing Member of Manager of Issuer2011-12-09
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Dec. 09, 2011 14594: 0001140361-11-056863 WNC Tax Credits 38, LLC
Offer Amount: $15,000,000
Amount Sold: $14,999,380
Remaining: $620
D/A Apr. 07, 2011 14594: 0001140361-11-021369 WNC Tax Credits 38, LLC
Offer Amount: $15,000,000
Amount Sold: $9,164,580
Remaining: $5,835,420
D/A Nov. 17, 2010 14594: 0001140361-10-046196 WNC Tax Credits 38, LLC
Offer Amount: $15,000,000
Amount Sold: $5,089,000
Remaining: $9,911,000
D/A Sep. 20, 2010 14594: 0001140361-10-037965 WNC Tax Credits 38, LLC
Offer Amount: $7,000,000
Amount Sold: $2,193,750
Remaining: $4,806,250
D/A Jun. 16, 2010 14594: 0001140361-10-025756 WNC Tax Credits 38, LLC
Offer Amount: $7,000,000
Amount Sold: $396,000
Remaining: $6,604,000
D Apr. 09, 2010 14594: 0001140361-10-015966 WNC Tax Credits 38, LLC
Offer Amount: $7,000,000
Remaining: $7,000,000