EFDID: 74669EFD: View Filing

Issuer: Sunshine Heart, Inc. (0001506492) - D

Accession: 0001209191-13-027541 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001506492
  • Entity Name:
    Sunshine Heart, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    12988 Valley View Road
    Eden Prairie, MN 55344
  • Persons:
    Related Persons 11
    David A. Rosa
    Executive OfficerDirector
    Kevin P. Bassett
    Executive Officer
    Geoffrey E. Brooke
    Director
    Paul R. Buckman
    Director
    John L. Erb
    Director
    Debra J. Kridner
    Executive Officer
    Jeffrey S. Mathiesen
    Executive Officer
    William S. Peters
    Executive Officer
    John W. Salveson
    Director
    Gregory D. Waller
    Director
    Warren S. Watson
    Director
EDGAR: Offering Information
  • Accession Date:
    05/20/2013
  • First Sale Date:
    01/15/2013
  • Offering Amount:
    $25,500,000
  • Amount Sold:
    $1,500,000
  • Amount Remaining:
    $24,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    Total amount sold represents value of amount of common stock (i) issued to the investor for payment of the commitment fee payable by the Issuer pursuant to the terms of the subject financing and (ii) sold to the investor as of the date hereof.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information

There were no Sales Compensation Recipient Information associated with this Accession Number.

EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Sunshine Heart, Inc./s/ Jeffrey S. MathiesenJeffrey S. MathiesenChief Financial Officer2013-05-08