EFDID: 5569EFD: View Filing

Issuer: 303 Equity Trading Group, LLC (0001292512) - D/A

Accession: 0001292512-10-000004 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001292512
  • Entity Name:
    303 Equity Trading Group, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Over 5 years ago
  • Address:
    318 WEST ADAMS STREET
    10TH FLOOR
    CHICAGO, IL 60606
  • Persons:
    Related Persons 9
    N/A Three Zero Three Capital Partners, LLC
    DirectorPromoter
    N/A TSJ Holdings, LLC
    Executive Officer
    N/A MARS Asset Management, LLC
    Executive Officer
    Thomas Murphy
    Executive Officer
    Steven Beitler
    Executive Officer
    Jeffery Kaplan
    Executive Officer
    Michael Rane
    Executive Officer
    Steven Amiel
    Executive Officer
    John Burke
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    01/21/2010
  • First Sale Date:
    04/01/2004
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $194,180,651
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Daniel B. Stern 1769600 Brewer Financial Services, LLC 132558 All States
Hamilton Miller Investments, LLC 41896 None None All States
Hedgeco Securities , LLC 142498 None None All States
Neal T. Berger 2079049 KJM Securities, Inc. 20277 All States
Theodore C. Bogard 5153321 Lamon & Stern, Inc. 10839 All States
Thomas McDonald Partners, LLC 135414 None None All States
TJM Investments, LLC 46300 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
303 Equity Trading Group, LLCNatalie T. CramptonNatalie T. CramptonAttorney for Issuer2010-01-21
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jan. 19, 2011 5569: 0001292512-11-000001 303 Equity Trading Group, LLC
Amount Sold: $202,028,672
D/A Jan. 21, 2010 5569: 0001292512-10-000004 303 Equity Trading Group, LLC
Amount Sold: $194,180,651