EFDID: 5569EFD: View Filing

Issuer: 303 Equity Trading Group, LLC (0001292512) - D/A

Accession: 0001292512-11-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    303 Equity Trading Group, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Over 5 years ago
  • Address:
    318 WEST ADAMS STREET
    10TH FLOOR

    CHICAGO, IL 60606
  • Persons:
    Related Persons 7
    N/A Three Zero Three Capital Partners, LLC
    DirectorPromoter
    N/A TSJ Holdings, LLC
    Executive Officer
    N/A MARS Asset Management, LLC
    Executive Officer
    Thomas Murphy
    Executive Officer
    Steven Beitler
    Executive Officer
    Jeffery Kaplan
    Executive Officer
    Michael Rane
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    01/19/2011
  • First Sale Date:
    04/01/2004
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $202,028,672
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Daniel B. Stern 1769600 Brewer Financial Services, LLC 132558 All States
Hamilton Miller Investments, LLC 41896 None None All States
Hedgeco Securities , LLC 142498 None None All States
Neal T. Berger 2079049 KJM Securities, Inc. 20277 All States
Theodore C. Bogard 5153321 Lamon & Stern, Inc. 10839 All States
Thomas McDonald Partners, LLC 135414 None None All States
TJM Investments, LLC 46300 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
303 Equity Trading Group, LLCNatalie T. CramptonNatalie T. CramptonAttorney for Issuer2011-01-19
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jan. 19, 2011 5569: 0001292512-11-000001 303 Equity Trading Group, LLC
Amount Sold: $202,028,672
D/A Jan. 21, 2010 5569: 0001292512-10-000004 303 Equity Trading Group, LLC
Amount Sold: $194,180,651