EFDID: 12494EFD: View Filing

Issuer: Sterne Agee Asia Fund L P (0001381287) - D/A

Accession: 0001381287-11-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001381287
  • Entity Name:
    Sterne Agee Asia Fund L P
  • Entity Type:
    Limited Partnership
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2006)
  • Address:
    3060 Peachtree Road, NW
    Suite 1815
    Atlanta, 2Q 30305
  • Persons:
    Related Persons 6
    Sterne Agee Asset Management, Inc.
    Executive OfficerDirector
    W. A. Ruch, III
    Executive OfficerDirector
    K. Brian Barze
    Executive Officer
    T. Jerry Harris
    Executive OfficerDirector
    Jerry K. Seton
    Director
    Andrew R. Chambless
    Executive OfficerDirector
EDGAR: Offering Information
  • Accession Date:
    11/22/2011
  • First Sale Date:
    11/01/2006
  • Offering Amount:
    $25,000,000
  • Amount Sold:
    $10,430,430
  • Amount Remaining:
    $14,569,570
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund, Patnership Interests
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Shollmier, Dudley 1750651 Sterne, Agee and Leach, Inc. 791 AR, TX
Barrow, Craig 13636 Sterne, Agee and Leach, Inc. 791 CT, GA, NY, SC
Martin, Vincent 1296599 Sterne, Agee and Leach, Inc. 791 GA
Barrow, David 13639 Sterne, Agee and Leach, Inc. 791 GA
Lee, Alonzo 305135 Sterne, Agee and Leach, Inc. 791 AL
Lynn, Henry 315266 Sterne, Agee and Leach, Inc. 791 AL
Poe, Hoke 1820278 Sterne, Agee and Leach, Inc. 791 AL
Ruch, Terry 2761014 Sterne, Agee and Leach, Inc. 791 AL
Johnson, Mat 259903 Sterne, Agee and Leach, Inc. 791 AL
McElroy, Taylor 4707879 Sterne, Agee and Leach, Inc. 791 AL
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Sterne Agee Asia Fund L PW. A. Ruch, IIIW. A. Ruch, IIICEO of Sterne Agee Asset Mgmt., Inc.as Gen. Ptnr. of Issuer2011-11-22
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Nov. 22, 2011 12494: 0001381287-11-000001 Sterne Agee Asia Fund L P
Offer Amount: $25,000,000
Amount Sold: $10,430,430
Remaining: $14,569,570
D/A Mar. 16, 2010 12494: 0001209191-10-017293 Sterne Agee Asia Fund L P
Offer Amount: $25,000,000
Amount Sold: $11,125,525
Remaining: $13,874,475