EFDID: 205584EFD: View Filing

Issuer: CAPSTONE TURBINE Corp (0001009759) - D

Accession: 0001447591-16-000073 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    CAPSTONE TURBINE Corp
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    21211 NORDHOFF STREET
    CHATSWORTH, CA 91311
  • Persons:
    Related Persons 10
    Darren R. Jamison
    Executive Officer, Director
    Holly Van Deursen
    Director
    Richard Atkinson
    Director
    Paul DeWeese
    Director
    Noam Lotan
    Director
    Gary Mayo
    Director
    Gary Simon
    Director
    Jayme L. Brooks
    Executive Officer
    James D. Crouse
    Executive Officer
    Eliot Protsch
    Director
EDGAR: Offering Information
  • Accession Date:
    11/04/2016
  • First Sale Date:
    10/21/2016
  • Offering Amount:
    $7,533,000
  • Amount Sold:
    $7,533,000
  • Exemptions:
    Rule 506
  • Security Type(s):
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Oppenheimer & Co., Inc. 249 None None NY
ROTH Capital Partners, LLC 15407 None None NY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CAPSTONE TURBINE CorpJayme L. BrooksJayme L. BrooksChief Financial Officer & Chief Accounting Officer2016-11-04