EFDID: 11230EFD: View Filing

Issuer: NZC GUGGENHEIM FUND LTD (0001449086) - D/A

Accession: 0001449086-13-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001449086
  • Entity Name:
    NZC GUGGENHEIM FUND LTD
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Within 5 years (2008)
  • Address:
    GUGGENHEIM PARTNERS INVESTMENT MGMT, LLC
    330 MADISON AVENUE, 10TH FLOOR
    NEW YORK, NY 10017
  • Persons:
    Related Persons 14
    n/a Guggenheim Partners Investment Management, LLC
    Promoter
    n/a Guggenheim Partners, LLC
    Executive Officer
    Todd L. Boehly
    Executive Officer
    Jeffrey B. Abrams
    Executive Officer
    Michael P. Damaso
    Executive Officer
    Adrian G.W. Duffy
    Executive Officer
    Kevin H. Gundersen
    Executive Officer
    William R. Hagner
    Executive Officer
    Thomas J. Hauser
    Executive Officer
    Anthony D. Minella
    Executive Officer
    Stephen D. Sautel
    Executive Officer
    Erich E. Schram
    Executive Officer
    Zachary D. Warren
    Executive Officer
    Jason M. Anthony
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    08/16/2013
  • First Sale Date:
    08/07/2008
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $182,540,199
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Guggenheim Securities, LLC 40638 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
NZC GUGGENHEIM FUND LTDJason M. AnthonyJason M. AnthonyChief Compliance Officer of the Manager2013-08-16
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 14, 2025 11230: 0001449086-25-000002 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Apr. 24, 2025 11230: 0000899140-25-000560 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 11, 2024 11230: 0000899140-24-001082 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 13, 2023 11230: 0000899140-23-000992 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 14, 2022 11230: 0000899140-22-000747 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Mar. 18, 2022 11230: 0000899140-22-000404 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 15, 2021 11230: 0000899140-21-000681 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 16, 2020 11230: 0000899140-20-000463 NZC GUGGENHEIM FUND LTD
Amount Sold: $407,996,116
D/A Oct. 18, 2019 11230: 0000899140-19-000589 NZC GUGGENHEIM FUND LTD
Amount Sold: $406,996,116
D/A Oct. 19, 2018 11230: 0000899140-18-000563 NZC GUGGENHEIM FUND LTD
Amount Sold: $404,926,116
D/A Oct. 20, 2017 11230: 0000899140-17-000635 NZC GUGGENHEIM FUND LTD
Amount Sold: $400,216,116
D/A Oct. 21, 2016 11230: 0000899140-16-001651 NZC GUGGENHEIM FUND LTD
Amount Sold: $348,262,883
D/A Oct. 23, 2015 11230: 0000899140-15-000763 NZC GUGGENHEIM FUND LTD
Amount Sold: $294,336,586
D/A Sep. 11, 2014 11230: 0001449086-14-000001 NZC GUGGENHEIM FUND LTD
Amount Sold: $277,071,593
D/A Aug. 16, 2013 11230: 0001449086-13-000002 NZC GUGGENHEIM FUND LTD
Amount Sold: $182,540,199
D/A Aug. 16, 2012 11230: 0001449086-12-000005 NZC GUGGENHEIM FUND LTD
Amount Sold: $168,540,198
D/A Mar. 15, 2012 11230: 0001449086-12-000001 NZC GUGGENHEIM FUND LTD
Amount Sold: $168,065,198
D/A Mar. 14, 2011 11230: 0001331308-11-000006 NZC GUGGENHEIM FUND LTD
Amount Sold: $120,566,394
D/A Mar. 12, 2010 11230: 0001457808-10-000003 NZC GUGGENHEIM FUND LTD
Amount Sold: $101,870,000