|
Gary L. Flater
|
1049132
|
MCL Financial Group, Inc.
|
41180
|
All States
|
|
Berthel, Fisher and Company Financial Corporation
|
None
|
Berthel, Fisher and Company Financial Services, Inc.
|
13609
|
All States
|
|
Steven A. Arnold
|
710263
|
Omni Brokerage, Inc.
|
16878
|
AL, CA, CT, DE, FL, IL, KY, ME, MA, MI, MN, NJ, NC, PA, SD, TX, VT, VA, WA, WI, WY
|
|
Carlton and Associates, Inc.
|
20999
|
Carlton and Associates, Inc.
|
20999
|
All States
|
|
Pacific West Securities, Inc.
|
6390
|
Pacific West Securities, Inc.
|
6390
|
All States
|
|
ARI Financial Services, Inc.
|
137608
|
ARI Financial Services, Inc.
|
137608
|
All States
|
|
Dennis I. Weiss
|
462338
|
American Investors Company
|
38
|
AL, AK, CA, CO, FL, IL, MS, NJ, NY, NC, OR, TN, TX, VA, WA
|
|
Joel D. Kamphuis
|
1730775
|
GunnAllen Financial, Inc.
|
17609
|
CA, FL, GA, KY, LA, MD, MA, MI, NV, NY, NC, OH, PA, TX, WI
|
|
Anthony C. Marcello III
|
2844880
|
GunnAllen Financial, Inc.
|
17609
|
AK, CA, FL, KY, LA, MA, MI, MN, NY, NC, RI, SC, TX, WA, WV, WI
|
|
Christopher L. Goslin
|
1720162
|
GunnAllen Financial, Inc.
|
17609
|
AZ, CA, DE, FL, GA, HI, IL, MD, MA, MI, NJ, NY, NC, OH, OK, PA, RI, TN, TX, VA, WA
|
|
Jason M. Baker
|
2571121
|
GunnAllen Financial, Inc.
|
17609
|
CA, FL, IL, MD, NJ, NC, SC
|
|
Workman Securities Corporation
|
31898
|
Workman Securities Corporation
|
31898
|
All States
|
|
Cindy C. W. Chiu
|
4663184
|
Direct Capital Securities, Inc.
|
29639
|
CA, IL, NV, OH, PA
|
|
James M. Lamont
|
2846228
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, FL, IA, NV, NC, SC
|
|
Michael N. Bernier
|
4804721
|
Independent Financial Group, LLC
|
7717
|
CA, MN, TX
|
|
Kenneth C. Miles
|
812979
|
Independent Financial Group, LLC
|
7717
|
CA, FL, HI, NV, OR
|
|
Saverio M. Martiradonna
|
1986361
|
Newbridge Securities Corporation
|
104065
|
AZ, IL
|
|
Yi Chen Yang
|
4024717
|
MCL Financial Group, Inc.
|
41180
|
CA, CO
|
|
Christina S. Nielson
|
4866971
|
Omni Brokerage, Inc.
|
16878
|
AZ, AR, CA, GA, HI, MT, NH, NJ, NY, OR, PA, TX, VA, WA
|
|
Tracy R. Turner
|
1385745
|
CapWest Securities, Inc.
|
30002
|
AZ, CA
|
|
Daniel P. Deighan
|
1029361
|
Boogie Investment Group, Inc.
|
142200
|
CA, CO, FL, MS, MT, NY, WV
|
|
Brenda L. Dupuis
|
5264028
|
United Equity Securities, LLC
|
47261
|
FL, RI, TX
|
|
Patrick J. Callen
|
718556
|
Merrimac Corporate Securities, Inc.
|
35463
|
CA, FL
|
|
Kenneth P. Brown
|
726425
|
J. P. Turner and Company, L.L.C.
|
43177
|
FL
|
|
Timothy J. Sherer
|
833618
|
J. P. Turner and Company, L.L.C.
|
43177
|
CA, CO, NY, OK, TX, VA
|
|
Carl F. Worden III
|
3130121
|
J. P. Turner and Company, L.L.C.
|
43177
|
CA, OK, TX, VA
|
|
Damian J. Dering
|
2854253
|
Independent Financial Group, LLC
|
7717
|
AZ, CA, GA, TX, WA
|
|
Bryon E. Martinsen
|
1621649
|
Centaurus Financial, Inc.
|
30833
|
CA, CO, CT, FL, IA, MN, NJ, NY, PA
|
|
QA3 Financial Corp.
|
14754
|
QA3 Financial Corp.
|
14754
|
All States
|
|
William W. Gammon
|
1811853
|
Centaurus Financial, Inc.
|
30833
|
AK, AR, CA, CT, DE, DC, FL, GA, IN, KY, MD, MA, NJ, NY, NC, OH, PA, RI, SC, TX, UT, VA, WA
|
|
Eric W. Kuchel
|
4118500
|
Crown Capital Securities, L.P.
|
6312
|
CA, CO, MI, NV, OH, OR, TX, VA, WA
|
|
Richard D. Laspaluto
|
2541603
|
Centaurus Financial, Inc.
|
30833
|
CA, CO, HI, NV, UT, WI
|
|
Christopher M. Schellin
|
5575534
|
MICG Investment Management, LLC
|
104028
|
MO, NY, NC
|
|
James R. McIsaac
|
328495
|
Crown Capital Securities, L.P.
|
6312
|
CA, ID, IL, UT
|
|
Jason T. Hill
|
3209702
|
Centaurus Financial, Inc.
|
30833
|
CA, FL, GA, IN, NE, NM, NY, OK, TX
|
|
William D. Marler
|
2166060
|
Newport Coast Securities
|
16944
|
AZ, CA, NV
|