EFDID: 130560EFD: View Filing

Issuer: GRANITE INVESTMENT GROUP (0001464463) - D/A

Accession: 0001464463-09-000006 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001464463
  • Entity Name:
    GRANITE INVESTMENT GROUP
  • Entity Type:
    Corporation
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Over 5 years ago
  • Address:
    2 PARK PLAZA SUITE 800
    IRVINE, CA 92614
  • Persons:
    Related Persons 3
    Allen L Boerner
    Executive Officer, Director
    John J Heller
    Executive Officer
    M Scott Rickard
    Executive Officer, Promoter
EDGAR: Offering Information
  • Accession Date:
    10/22/2009
  • First Sale Date:
    03/02/2009
  • Offering Amount:
    $8,500,000
  • Amount Sold:
    $8,500,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Carolina Financial Securities 41970 Bruce V. Roberts 1489110 AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, IL, KY, ME, MD, MI, NJ, NM, NY, NC, OH, OR, PA, SC, TN, TX, VA, WA, WI
Capstone Financial Group, Inc. 133591 None None All States
OMNI Brokerage Inc. 16878 Gregory S. Paul 1300697 All States
Workman Securities 31898 None None All States
GIRARD SECURITIES, INC. 18697 LAWRENCE CUNNINGS 3049204 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
GRANITE INVESTMENT GROUPM. Scott RickardM. Scott RickardChief Investment Officer2009-10-21