EFDID: 65328EFD: View Filing

Issuer: GRANITE INVESTMENT GROUP (0001464463) - D/A

Accession: 0001464463-13-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001464463
  • Entity Name:
    GRANITE INVESTMENT GROUP
  • Entity Type:
    Corporation
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Over 5 years ago
  • Address:
    2 PARK PLAZA SUITE 800
    IRVINE, CA 92614
  • Persons:
    Related Persons 3
    Allen Leslie Boerner
    Executive OfficerDirector
    John Heller
    Executive Officer
    Michael Scott Rickard
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    04/26/2013
  • First Sale Date:
    11/01/2012
  • Offering Amount:
    $14,750,000
  • Amount Sold:
    $14,750,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Carolina Financial Securities 41970 M. Scott Rickard 1297325 AZ, CA, CO, CT, FL, MD, NJ, OH, OK, TX, UT, WA
Carolina Financial Securities 41970 Bruce V. Roberts 1489110 IL, NC
Primex 29394 Christina Suzanne Nielson 4866971 CA, VA
Sandlapper Securities 137906 John Paul Harvey Jr. 4227692 CA, DE, IL, NY, OR, TX
DFPG Investments, Inc. 155576 Joseph Richards Broadbent 3132498 CA, MT, TX, UT
DFPG Investments, Inc. 155576 Peter Joseph Kalmus 1522531 CT, NJ, NY, TX
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
GRANITE INVESTMENT GROUPJames A. Stockard, Jr.James A. Stockard, Jr.Associate General Counsel2013-04-26
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 26, 2013 65328: 0001464463-13-000001 GRANITE INVESTMENT GROUP
Offer Amount: $14,750,000
Amount Sold: $14,750,000
D Nov. 27, 2012 65328: 0001464463-12-000005 GRANITE INVESTMENT GROUP
Offer Amount: $14,750,000
Amount Sold: $1,425,000
Remaining: $13,325,000