EFDID: 23844EFD: View Filing

Issuer: III Fund Ltd. (0001469720) - D/A

Accession: 0001469720-18-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001469720
  • Entity Name:
    III Fund Ltd.
  • Entity Type:
    Other
  • Jurisdiction:
    CAYMAN ISLANDS
  • Year of Inc:
    Over 5 years ago
  • Address:
    DMS Corporate Services Ltd.
    DMS House, 20 Genesis Close
    Grand Cayman, E9 KY1-1108
  • Persons:
    Related Persons 16
    n/a III Capital Management
    Executive Officer 
    Advisor
    Clifford G. Viner
    Executive Officer
    Warren B. Mosler
    Executive Officer
    Lester N. Coyle
    Executive Officer
    William P. McCauley
    Executive Officer
    Garth Friesen
    Executive Officer
    Robert Printz
    Executive Officer
    Francis Feeney
    Executive Officer
    Scott Wyler
    Executive Officer
    Thomas Olofsson
    Executive Officer
    Deep P. Kumar
    Executive Officer
    Robert Hart
    Executive Officer
    Michael Reger
    Executive Officer
    Laura P. McGrath
    Director
    David Bree
    Director
    Andrew Galloway
    Director
EDGAR: Offering Information
  • Accession Date:
    02/22/2018
  • First Sale Date:
    11/01/1994
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $347,340,926
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
AVM, L.P. 16710 None None AL, FL, GA, MA, NM, NY, OH
Anchor Asset Management LLC 128344 None None CA, CT, IL, MA, NJ, NY, PA, TX
UBS Financial Services Inc. 8174 None None All States
Maymont Partners, Inc. 120536 None None
James River Securities Corp. 38477 None None CA, TX, VA
Norfolk Markets, LLC 103797 None None AL, AZ, CA, CO, CT, DE, DC, FL, GA, ID, IN, IA, MA, MI, MN, NJ, NY, NC, OH, PA, RI, SC, TX, VA, WI
Frontier Solutions, LLC 136102 None None AL, AZ, AR, CA, CO, CT, DE, FL, GA, ID, IL, IN, KY, LA, MD, MA, MN, NJ, NM, NY, NC, OH, OK, OR, PA, SC, TX, UT, VA, WA, WY
H.C. Wainwright & Co., LLC 375 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
III Fund Ltd.Laura P. McGrathLaura P. McGrathDirector of the Issuer2018-02-22
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 21, 2019 23844: 0001455867-19-000003 III Fund Ltd.
Amount Sold: $350,672,347
D/A Feb. 22, 2018 23844: 0001469720-18-000001 III Fund Ltd.
Amount Sold: $347,340,926
D/A Feb. 22, 2017 23844: 0001469720-17-000001 III Fund Ltd.
Amount Sold: $334,468,340
D/A Feb. 22, 2016 23844: 0001469720-16-000002 III Fund Ltd.
Amount Sold: $213,921,628
D/A Feb. 20, 2015 23844: 0001469720-15-000001 III Fund Ltd.
Amount Sold: $196,850,379
D/A Feb. 20, 2014 23844: 0001077921-14-000002 III Fund Ltd.
Amount Sold: $169,834,136
D/A Mar. 06, 2013 23844: 0001469720-13-000001 III Fund Ltd.
Amount Sold: $165,875,321
D/A Mar. 06, 2012 23844: 0001539669-12-000010 III Fund Ltd.
Amount Sold: $136,383,349
D/A Oct. 28, 2011 23844: 0001518332-11-000003 III Fund Ltd.
Amount Sold: $135,651,765
D/A Sep. 14, 2010 23844: 0001425253-10-000001 III Fund Ltd.
Amount Sold: $131,287,526