EFDID: 5944EFD: View Filing

Issuer: CRE Strategic Opportunity Fund (0001474770) - D/A

Accession: 0001474770-12-000003 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001474770
  • Entity Name:
    CRE Strategic Opportunity Fund
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2009)
  • Address:
    101 N. MAIN ST
    12TH FLOOR
    GREENVILLE, SC 29601
  • Persons:
    Related Persons 7
    X X CRE Strategic Opportunity Fund Management, LLC
    Executive Officer
    John W Boyd
    Executive Officer
    Paul M Aiesi
    Executive Officer
    Andrew M Reiken
    Executive Officer
    Donald L Spalding
    Executive Officer
    X X Poinsett Capital Advisors, LLC
    Promoter
    X X Graycliff Capital Partners, LLC
    Promoter
EDGAR: Offering Information
  • Accession Date:
    01/27/2012
  • First Sale Date:
    11/04/2009
  • Offering Amount:
    $25,000,000
  • Amount Sold:
    $21,024,382
  • Amount Remaining:
    $3,975,618
  • Exemptions:
    Section 3(c)(6), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
SANDLAPPER Securities, LLC 137906 None None AK, AZ, CA, CO, CT, FL, GA, IL, MA, MN, NV, NY, NC, OH, OK, OR, SC, TX, UT, WA, WY
John B. Morris III 5155685 Sandlapper Securities, LLC 137906 NC
John Wyatt Boyd 2090782 Sandlapper Securities, LLC 137906 SC, TX
John Holmes Ferguson 4947624 Sandlapper Securities LLC 137906 CA, NV, NJ, NC
James Marten Lamont 2846228 Independent Financial Group, LLC 7717 CA, IA, NV, NC, SC
Gretchen M. Schorr 704073 Independent Financial Group, LLC 7717 AZ, CA, DE, MD, OR
Toni Lynn Sutherland 2729672 Independent Financial Group, LLC 7717 AZ, CA, FL, HI, NJ, WA
Orlando C. Fernandez 1980142 SANDLAPPER Securities, LLC 137906 CO
Steven D. Meahan 1234042 Pacific West Securities, Inc. 6390 CA, CO
Trevor L. Gordon 2195122 Sandlapper Securities, LLC 137906 AK, AZ, CA, CO, CT, FL, GA, IL, LA, MA, MN, NV, NY, NC, OH, OR, SC, TX, UT, WA, WY
Dwight K. Kay 5376903 Independent Financial Group 7717 CA, CO, FL, KS, NY, OH
William M. Swayne 440968 Pacific West Securities 6390 AK, AZ, CA, CT, FL, HI, ID, IL, ME, MA, MO, NM, OR, SC, TX, WA
Russell Lynn Bacon 4542975 Pacific West Securities 6390 FL, MO, NY
Joshua D. Swayne 4296721 Pacific West Securities 6390 AK, AZ, CA, FL, ID, MO, NM, OR, WA
George Merhoff 2918171 Pacific West Securities 6390 AZ, CA, CO, HI, ID, IL, IA, NV, OR, SC, SD, UT
Billy W. Martin 2021424 Pacific West Securities, Inc. 6390 IL, MO, OK, TX
Jack C. Bixler 22331 Sandlapper Securities, LLC 137906 CA, GA, MA, MN, OH, SC
Craig W. Hubler 1194371 Stephen A. Kohn & Associates, LTD 41067 CA, CT, OR, WA
Haynes L. Kendall Jr. 1274737 Independent Financial Group, LLC 7717 AZ, CA, CO, MO, NV, OK, OR, TX, VA
Tracy Rae Turner 1385745 Colorado Financial Service Corp. 104343 AZ
Robert L. Boggess 5007422 Allied Beacon Partners, Inc. 46227 CA, SC, SD, WA
George K. Jeffers 1458438 SANDLAPPER Securities, LLC 137906 OH
Mark C. Pedersen 1283866 SANDLAPPER Securities, LLC 137906 NC
Zoltan R. Posa 4277093 Independent Financial Group, LLC 7717 CA, CO, OR
C. Grant Conness 4778193 G.F. Investment Services, LLC 132939 CA, CO, FL, GA, IL, LA, MA, MI, NJ, NM, NY, PA, VA
Ryan Omer Smith 4340304 DFPG Investments, Inc. 155576 AK, CA, ID, KY, MO, NV, OK, UT, WA
Joseph R. Broadbent 3132498 DFPG Investments, Inc. 155576 AK, CA, GA, MT, PA, UT, WV
Jung H. Lee 4410932 Independent Financial Group, LLC 7717 AZ, CA, IL, NJ, WA
Andrew C. Bolt 1594587 Berthel, Fisher & Company Financial Services, Inc. 13609 MD, MO, TN
Barry W. LeMay 306332 Concorde Investment Svcs, LLC 151604 AZ, CA, ID, MN, OR, PA, VA, WA
Christina S. Nielson 4866971 DFPG Investments, Inc. 155576 AZ, CA, MN, OK, UT
John P. Harvey JR 4227692 Allied Beacon Partners, Inc. 46227 CA, IL, MT, NY, OR, TX, WA
James R. Crocker 5127548 Pacific West Securities 6390 AZ, CA, NJ, NY, OR, WA
Jerald F. Gunn 2475036 Pacific West Securities 6390 CA, FL
Joshua C. Koehnen 4551444 Independent Financial Group 7717 AZ, CA, KY, NV, OH
Lawrence B. Miller 4715505 Whitehall Parker Securities, Inc. 10608 CA
Levick (Lee) Henry 5010732 Pacific West Securities 6390 AK, AZ, CA, CO, FL, HI, NV, OR, TX, WA
Patrick L. Horn 2559951 Pacific West Securities 6390 CA, MA, NE, NJ, OR
Richard J. Zaegel 851991 Pacific West Securities 6390 AK, AZ, CA, FL, GA, IL, KS, MI, MO, TX, VA
Robyn H. Lee 2846656 Independent Financial Group 7717 CA, FL, NV, NM, OR, WA
Michael Gregory Steinthal 435071 Primex 29394 AZ, CA, CO, CT, FL, NV, NJ, NM, NY, NC, PA
Padma Chintapalli 3041617 Courtlandt Securities Corp. 137356 CA, CO, IL, MN
Kelly H. Clyde 4825839 Independent Financial Group, LLC 7717 AZ, CA, DC, FL, NM, TX, WA
Kenneth C. Miles 812979 Independent Financial Group, LLC 7717 CA, FL, HI, NV, NY, OR
Johnathan (Jack) R. Creighton 1495897 Concorde Investment Services, LLC 151604 CA, FL, GA, MA, MO, NJ, NY, RI, VT, VA
Michael D. Hollinsworth 1387904 Pacific West Securities 6390 OR, TX, WA
Daniel J. Luke 4324353 DFPG Investments, Inc. 155576 AZ, CA, CO, FL, ID, IA, KY, MO, NV, OH, TX, UT, WA, WY
Michael John Skagen 4085157 Pacific West Securities 6390 CA, ID, WA
Damian J. Dering 2854253 Independent Financial Group 7717 AZ, CA, FL, GA, TX, WA
Larry G. Burkholder 4002938 Independent Financial Group 7717 AZ, CA, WA
David G. Elhoff 855864 Independent Financial Group 7717 AZ, CA, CO, CT, FL, HI, IN, IA, KY, LA, MD, MI, MT, NV, OH, OR, SC, SD, TX, UT, VA, WA
John E. McKeon 5286647 Independent Financial Group, LLC 7717 AZ, CA, CO, FL, HI, MN, MT, NV, NY, OH, SC, WA, WI
Ivan Michael West 4921015 ARI Financial Services, Inc. 137608 CA, CO, FL, OR, UT
Erik C. Weir 2009973 Sandlapper Securities, LLC 137906 SC
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CRE Strategic Opportunity FundPaul M. AiesiPaul M. AiesiVice President2012-01-27
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jan. 28, 2013 5944: 0001474770-13-000001 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $21,863,383
Remaining: $3,136,617
D/A Jan. 27, 2012 5944: 0001474770-12-000003 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $21,024,382
Remaining: $3,975,618
D/A Jan. 25, 2012 5944: 0001474770-12-000002 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $21,024,382
Remaining: $3,975,618
D/A Jan. 04, 2012 5944: 0001474770-12-000001 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $19,062,783
Remaining: $5,937,217
D/A Oct. 07, 2011 5944: 0001474770-11-000007 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $16,402,843
Remaining: $8,597,157
D/A Jun. 08, 2011 5944: 0001474770-11-000006 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $15,230,365
Remaining: $9,769,635
D/A May. 17, 2011 5944: 0001474770-11-000005 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $14,552,512
Remaining: $10,447,488
D/A May. 03, 2011 5944: 0001474770-11-000004 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $13,908,303
Remaining: $11,091,697
D/A Apr. 12, 2011 5944: 0001474770-11-000003 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $12,656,241
Remaining: $12,343,759
D/A Mar. 23, 2011 5944: 0001474770-11-000002 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $11,447,741
Remaining: $13,552,259
D/A Jan. 21, 2011 5944: 0001474770-11-000001 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $9,415,255
Remaining: $15,584,745
D/A Nov. 17, 2010 5944: 0001474770-10-000015 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $8,139,700
Remaining: $16,860,300
D/A Sep. 28, 2010 5944: 0001474770-10-000014 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $7,468,845
Remaining: $17,531,155
D/A Sep. 03, 2010 5944: 0001474770-10-000013 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $6,358,420
Remaining: $18,641,580
D/A Aug. 24, 2010 5944: 0001474770-10-000012 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $6,014,568
Remaining: $18,985,432
D/A Jul. 01, 2010 5944: 0001474770-10-000011 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $3,150,000
Remaining: $21,850,000
D/A Jun. 18, 2010 5944: 0001474770-10-000010 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $2,730,000
Remaining: $22,270,000
D/A Jun. 14, 2010 5944: 0001474770-10-000009 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $2,650,000
Remaining: $22,350,000
D/A Jun. 03, 2010 5944: 0001474770-10-000008 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $2,475,000
Remaining: $22,525,000
D/A May. 19, 2010 5944: 0001474770-10-000007 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $2,225,000
Remaining: $22,775,000
D/A Apr. 28, 2010 5944: 0001474770-10-000006 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $1,525,000
Remaining: $23,475,000
D/A Apr. 07, 2010 5944: 0001474770-10-000005 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $1,097,000
Remaining: $23,903,000
D/A Mar. 19, 2010 5944: 0001474770-10-000004 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $869,500
Remaining: $24,130,500
D/A Feb. 26, 2010 5944: 0001474770-10-000003 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $589,500
Remaining: $24,410,500
D/A Feb. 11, 2010 5944: 0001474770-10-000002 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $327,500
Remaining: $24,672,500
D/A Jan. 27, 2010 5944: 0001474770-10-000001 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $200,000
Remaining: $24,800,000
D/A Nov. 17, 2009 5944: 0001474770-09-000002 CRE Strategic Opportunity Fund
Offer Amount: $25,000,000
Amount Sold: $30,000
Remaining: $24,970,000
D Oct. 22, 2009 5944: 0001474770-09-000001 CRE Strategic Opportunity Fund
Offer Amount: $25,000
Remaining: $25,000