EFDID: 538118EFD: View Filing

Issuer: Nuwellis, Inc. (0001506492) - D

Accession: 0001506492-24-000004 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001506492
  • Entity Name:
    Nuwellis, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    12988 VALLEY VIEW ROAD
    EDEN PRAIRIE, MN 55344
  • Persons:
    Related Persons 9
    John L. Erb
    Director
    Nestor Jaramillo, Jr.
    Executive Officer, Director
    Maria Rosa Costanzo, M.D.
    Director
    Mike McCormick
    Director
    Gregory Waller
    Director
    Archelle Georgiou, M.D.
    Director
    Neil P. Ayotte
    Executive Officer
    Dave Kendrick McDonald
    Director
    Rob Scott
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    11/20/2024
  • First Sale Date:
    11/06/2024
  • Offering Amount:
    $3,848,286
  • Amount Sold:
    $3,848,286
  • Exemptions:
    Rule 506
  • Security Type(s):
  • Sales Clarification:
    In connection with a warrant inducement offering, warrants to purchase up to 3,720,010 shares of common stock were issued in a private placement. The offering amount excludes proceeds of up to $7,300,658 from the exercise of the warrants.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:NY
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Ladenburg Thalmann & Co. Inc. 505 None None CT, DE, IL, FL, NV, NY, CA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Nuwellis, Inc./s/ Rob ScottRob ScottChief Financial Officer2024-11-20