EFDID: 50606EFD: View Filing

Issuer: HNW PPVUL Series Account - 1 (0001537090) - D/A

Accession: 0001537090-20-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001537090
  • Entity Name:
    HNW PPVUL Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Over 5 years ago
  • Address:
    1299 Zurich Way
    SCHAUMBURG, IL 60196
  • Other Issuers:
    Other Issuers 1
  • Persons:
    Related Persons 22
    n/a Zurich American Life Insurance Company
    Promoter 
    Zurich American Life Insurance Company is responsible for organizing the business of HNW PPVUL Series Account - 1
    David Dietz
    Executive Officer, Director 
    Director, President and Chief Executive Officer of Zurich American Life Insurance Company
    Debra Broek
    Director 
    Director of Zurich American Life Insurance Company
    Vinay Awati
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer of Zurich American Life Insurance Company ad interim
    Patrick Carty
    Executive Officer 
    Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company
    Richard Hauser
    Director 
    Director of Zurich American Life Insurance Company
    Cathy Ehrlich
    Executive Officer 
    Vice President and Chief Actuary of Zurich American Life Insurance Company
    Michael Rohwetter
    Executive Officer 
    Vice President and Chief Investment Officer of Zurich American Life Insurance Company
    Farah Rehman
    Executive Officer 
    Responsible Officer, Illustrations of Zurich American Life Insurance Company
    Peter Hirs
    Director 
    Chairman and Director of Zurich American Life Insurance Company
    David Dampman
    Executive Officer 
    Vice President, Operations of Zurich American Life Insurance Company
    Juanita Thomas
    Executive Officer 
    Vice President and 38a-1 Chief Compliance Officer of Zurich American Life Insurance Company
    Eoin McNamara
    Executive Officer 
    Vice President and Chief Risk Officer of Zurich American Life Insurance Company
    Louis Pietroluongo
    Director 
    Director of Zurich American Life Insurance Company
    Audrey Martin
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Page Adam
    Executive Officer 
    Chief Information Security Officer of Zurich American Life Insurance Company
    Feng Zhao
    Executive Officer 
    Vice President of Zurich American Life Insurance Company
    Mark Kniper
    Director 
    Director of Zurich American Life Insurance Company
    Laura Lazarcyk
    Director 
    Director of Zurich American Life Insurance Company
    Jane Larson
    Director 
    Chief Compliance Officer of Zurich American Life Insurance Company
    Novian Junus
    Executive Officer 
    Appointed Actuary of Zurich American Life Insurance Company
    Ira Kleinman
    Director 
    Director of ZALICO
EDGAR: Offering Information
  • Accession Date:
    06/09/2020
  • First Sale Date:
    02/08/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $370,455,218
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Interests in ZALICO's HNW PPVUL Series Account-1 issued pursuant to variable life insurance policies.
  • Sales Clarification:
    $370,455,218 is total amount of premium received
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities, Inc. 43285 None None All States
Winged Keel Group, Inc. None M Holdings Securities, Inc. 43285 All States
Michael B. Liebeskind 1219051 M Holdings Securities, Inc. 43285 All States
Eric Naison-Phillips 5155539 M Holdings Securities, Inc. 43285 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HNW PPVUL Series Account - 1Patrick CartyPatrick CartyVice President and General Counsel2020-06-09
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 50606: 0001605628-24-000002 HNW PPVUL Series Account - 1
Amount Sold: $623,388,825
D/A May. 19, 2023 50606: 0000351754-23-000001 HNW PPVUL Series Account - 1
Amount Sold: $549,178,338
D/A Oct. 24, 2022 50606: 0001537090-22-000001 HNW PPVUL Series Account - 1
Amount Sold: $440,323,580
D/A Jun. 28, 2022 50606: 0001487417-22-000002 HNW PPVUL Series Account - 1
Amount Sold: $456,473,344
D/A Aug. 09, 2021 50606: 0001537090-21-000003 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Aug. 05, 2021 50606: 0001537090-21-000001 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Jun. 09, 2020 50606: 0001537090-20-000001 HNW PPVUL Series Account - 1
Amount Sold: $370,455,218
D/A May. 16, 2019 50606: 0001537090-19-000001 HNW PPVUL Series Account - 1
Amount Sold: $296,965,922
D/A Jun. 12, 2018 50606: 0001537090-18-000001 HNW PPVUL Series Account - 1
Amount Sold: $244,096,608
D/A Mar. 31, 2017 50606: 0001537090-17-000001 HNW PPVUL Series Account - 1
Amount Sold: $183,967,154
D/A Mar. 14, 2016 50606: 0001605628-16-000003 HNW PPVUL Series Account - 1
Amount Sold: $106,213,955
D/A Feb. 27, 2014 50606: 0001537090-14-000001 HNW PPVUL Series Account - 1
Amount Sold: $18,424,007
D/A Feb. 07, 2013 50606: 0001537090-13-000002 HNW PPVUL Series Account - 1
Amount Sold: $6,474,133
D Feb. 06, 2012 50606: 0001537090-12-000001 HNW PPVUL Series Account - 1