EFDID: 50397EFD: View Filing

Issuer: UCM US RMBS Opportunity REIT, Inc. (0001540420) - D/A

Accession: 0001540420-13-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001540420
  • Entity Name:
    UCM US RMBS Opportunity REIT, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    MARYLAND
  • Year of Inc:
    Within 5 years (2011)
  • Address:
    52 VANDERBILT AVENUE, SUITE 401
    NEW YORK, NY 10017
  • Persons:
    Related Persons 4
    Gregory A. Parsons
    Executive OfficerDirectorPromoter
    Thomas Mandel
    Executive OfficerDirectorPromoter
    Gregory Smith
    Director
    UCM Partners LP
    Promoter
EDGAR: Offering Information
  • Accession Date:
    02/06/2013
  • First Sale Date:
    01/13/2012
  • Offering Amount:
    $25,000,000
  • Amount Sold:
    $5,507,383
  • Amount Remaining:
    $19,492,617
  • Exemptions:
    Section 3(c)(1) , Investment Company Act Section 3(c) , Rule 506 , Section 3(c)(5)
  • Security Type(s):
    Equity
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
ACGM, Inc. 29705 None None AZ, CA, CO, CT, DE, FL, GA, IL, IN, MD, MA, NV, NH, NJ, NY, OH, OR, PA, PR, SC, TX, UT, VT, VA, WA
Mitchell B. Baruchowitz 4959894 ACGM, Inc. 29705 AK, CA, CO, FL, IL, MD, MA, MI, MN, NV, NJ, NY, NC, OH, OR, PA, TX, UT, WA
Vincent K. Annable 1033573 Newbridge Securities Corporation 104065 AZ, CA, CO, MT, NV, NY, NC, PA, TX
Scott S. Brooks 3235252 Newbridge Securities Corporation 104065 AL, AZ, AR, CA, CO, FL, GA, HI, MI, MN, MS, MO, MT, NV, NJ, NM, NY, NC, OH, OK, OR, PA, TX, UT, VA, WA, WV, WY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
UCM US RMBS Opportunity REIT, Inc.Gregory A. ParsonsGregory A. ParsonsDirector2013-02-05
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 12, 2013 50397: 0001540420-13-000003 Semper US RMBS Opportunity REIT, Inc.
Offer Amount: $25,000,000
Amount Sold: $9,162,816
Remaining: $15,837,184
D/A Feb. 06, 2013 50397: 0001540420-13-000001 UCM US RMBS Opportunity REIT, Inc.
Offer Amount: $25,000,000
Amount Sold: $5,507,383
Remaining: $19,492,617
D Feb. 01, 2012 50397: 0001540420-12-000001 UCM US RMBS Opportunity REIT, Inc.
Offer Amount: $25,000,000
Amount Sold: $1,000,016
Remaining: $23,999,984