EFDID: 61237EFD: View Filing

Issuer: Sophono, Inc. (0001556460) - D

Accession: 0001556460-12-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001556460
  • Entity Name:
    Sophono, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    COLORADO
  • Year of Inc:
    Within 5 years (2009)
  • Address:
    3022 STERLING CIRCLE, SUITE 100
    BOULDER, CO 80302
  • Persons:
    Related Persons 4
    James F Kasic II
    Executive OfficerDirector
    Markus Haller
    Director
    Paul Mieyal
    Director
    Mark Zand
    Director
EDGAR: Offering Information
  • Accession Date:
    08/29/2012
  • First Sale Date:
    08/14/2012
  • Offering Amount:
    $7,000,000
  • Amount Sold:
    $7,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity
  • Sales Clarification:
    $7,000,000 in Series B Preferred Stock plus warrants to purchase 293,334 shares of Series B Preferred, of which warrants to purchase 200,000 shares of Series B Preferred may terminate upon the occurrence of certain events.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Clear Creek Partners None LJS Capital, LLC 148869 NY, CT
Liberty Tree Advisors, LLC 143679 None None NY, CT
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Sophono, Inc.James F. Kasic IIJames F. Kasic IIChief Executive Officer2012-08-29