EFDID: 40652EFD: View Filing

Issuer: CAIS Millennium USA LLC (0001523894) - D/A

Accession: 0001566114-14-000052 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001523894
  • Entity Name:
    CAIS Millennium USA LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2011)
  • Address:
    CAPITAL INTEGRATION SYSTEMS LLC
    598 MADISON AVENUE, 11TH FLOOR
    NEW YORK, NY 10022
  • Persons:
    Related Persons 3
    n/a Capital Integration Systems LLC
    Promoter 
    Managing Member
    Matthew C. Brown
    Executive Officer 
    Managing Principal of the Managing Member
    Rafay H. Farooqui
    Executive Officer 
    Managing Principal of the Managing Member
EDGAR: Offering Information
  • Accession Date:
    10/01/2014
  • First Sale Date:
    03/01/2011
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $197,624,136
  • Exemptions:
    Section 3(c)(7), Investment Company Act Section 3(c) , Rule 506
  • Security Type(s):
    Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, DC, HI, IA, IN, KY, MD, MT, NC, NH, NJ, OH, PA, TX, VA
Inactive:AR, CO, IL, MS, ND, NV, SC, VT
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Jefferies LLC 2347 None None All States
Dominick & Dominick, LLC 7344 None None All States
Summit Equities, LLC 11039 None None All States
Arete Wealth Management, LLC 44856 None None All States
US Capital Advisors, LLC 103789 None None All States
HighTower Securities, LLC 116681 None None All States
Snowden Account Services 149794 None None All States
Joel Isaacson & Co. 152450 None None All States
Tandragee Global Advisors LLC 161572 None None All States
Macquarie None None None
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
CAIS Millennium USA LLC/s/ Timothy B. ShannonTimothy B. ShannonChief Operations Officer, Capital Integration Systems LLC2014-10-01
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Jun. 06, 2022 40652: 0001523894-22-000001 CAIS Millennium USA LLC
Amount Sold: $771,176,552
D/A Jun. 01, 2021 40652: 0001523894-21-000001 CAIS Millennium USA LLC
Amount Sold: $771,176,552
D/A Jun. 08, 2020 40652: 0001523894-20-000001 CAIS Millennium USA LLC
Amount Sold: $707,833,864
D/A Jun. 10, 2019 40652: 0001523894-19-000003 CAIS Millennium USA LLC
Amount Sold: $626,890,197
D/A Jun. 10, 2019 40652: 0001523894-19-000001 CAIS Millennium USA LLC
Amount Sold: $626,890,197
D/A Jun. 12, 2018 40652: 0001523894-18-000001 CAIS Millennium USA LLC
Amount Sold: $530,070,197
D/A Oct. 23, 2017 40652: 0001523894-17-000001 CAIS Millennium USA LLC
Amount Sold: $496,175,752
D/A Oct. 25, 2016 40652: 0001523894-16-000002 CAIS Millennium USA LLC
Amount Sold: $460,899,460
D/A Sep. 02, 2015 40652: 0001523894-15-000001 CAIS Millennium USA LLC
Amount Sold: $197,624,136
D/A Oct. 02, 2014 40652: 0001566114-14-000052 CAIS Millennium USA LLC
Amount Sold: $197,624,136
D/A Jul. 19, 2013 40652: 0001566114-13-000012 CAIS Millennium USA LLC
Amount Sold: $114,214,749
D/A Jul. 20, 2012 40652: 0001523894-12-000001 CAIS Millennium USA LLC
Amount Sold: $75,787,301
D Jul. 20, 2011 40652: 0001523897-11-000004 CAIS Millennium USA LLC
Amount Sold: $8,350,000