EFDID: 315829EFD: View Filing

Issuer: Sovereign Fund II, LLC (0001781097) - D/A

Accession: 0001567619-21-004861 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001781097
  • Entity Name:
    Sovereign Fund II, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2019)
  • Address:
    747 THIRD AVENUE
    37TH FLOOR
    NEW YORK, NY 10017
  • Persons:
    Related Persons 4
    Darius Sakhai
    Promoter 
    Officer of Managing Member
    Cyrus Sakhai
    Promoter 
    Officer of Managing Member
    William Gentile
    Promoter 
    Officer of Managing Member
    Stephan Sakhai
    Promoter 
    Officer of Managing Member
EDGAR: Offering Information
  • Accession Date:
    02/25/2021
  • First Sale Date:
    08/06/2019
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $17,542,966
  • Exemptions:
    Section 3(c)(5), Rule 506
  • Security Type(s):
    Equity, Pooled Investment Fund
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, CA, DC, DE, HI, IA, ID, IN, KS, MD, MI, MN, MO, NC, NJ, OH, OK, OR, PA, SD, TX, UT, VA, WI, WY
Inactive:AK, AR, CO, GA, IL, LA, NE, NV, SC, TN, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Orchard Securities, LLC 133378 None None All States
Newbridge Securities Corp. 104065 None None All States
Great Point Capital LLC 114203 None None All States
Cape Securities Inc. 7072 None None All States
Sunbelt Securities, Inc. 42180 None None All States
American Global Wealth Management, Inc. 7388 None None AK, AL, AR, AZ, CA, CO, DC, DE, FL, GA, IA, ID, IN, KS, KY, LA, MD, MI, MN, MO, MS, NC, NE, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI, WV
Purshe Kaplan Sterling Investments, Inc. 35747 None None All States
DFPG Investments, Inc. 155576 None None All States
GPWA, LLC 170171 None None FL, IN, KY, MS, NC, NV, TN, VA
American Portfolios Financial Services, Inc. 18487 None None All States
International Assets Advisory, LLC 10645 None None All States
The Strategic Financial Alliance, Inc. 126514 None None All States
Whitehall-Parker Securities Inc. 10608 None None AZ, CA, CO, CT, ID, NC, NM, NV, NY, OK, OR, TX, UT, VA, WA
DAI Securities, LLC 36673 None None AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
IBN Financial Services, Inc. 42360 None None AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI
Benchmark Investments, Inc. 103792 None None All States
Dempsey Lord Smith LLC 141238 None None All States
Cabot Lodge Securities LLC 159712 None None All States
Entoro Securities, LLC 35192 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Sovereign Fund II, LLC/s/ Stephan SakhaiStephan SakhaiManaging Director of the Manager2021-02-25
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 25, 2021 315829: 0001567619-21-004861 Sovereign Fund II, LLC
Amount Sold: $17,542,966
D/A Jul. 02, 2020 315829: 0001567619-20-012778 Sovereign Fund II, LLC
Amount Sold: $14,649,620
D Jul. 01, 2019 315829: 0001567619-19-014206 Sovereign Fund II, LLC