EFDID: 81328EFD: View Filing

Issuer: Mosaic Distributors, LLC (0001587336) - D/A

Accession: 0001587336-15-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001587336
  • Entity Name:
    Mosaic Distributors, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    CALIFORNIA
  • Year of Inc:
    Within 5 years (2012)
  • Address:
    507 CALLE SAN PABLO
    CAMARILLO, CA 93012
  • Persons:
    Related Persons 1
    Christopher Kolodziejski
    Executive Officer 
    CEO
EDGAR: Offering Information
  • Accession Date:
    03/04/2015
  • First Sale Date:
    09/10/2013
  • Offering Amount:
    $2,000,000
  • Amount Sold:
    $1,860,000
  • Amount Remaining:
    $140,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Bruce Roberts 1489110 Carolina Financial Securities, LLC 41970 FL, NV, NC, TN, TX
Catherine Hicks 5945027 Carolina Financial Securities, LLC 41970 NJ, NY, NC, OH
George Grimes 717827 Carolina Financial Securities, LLC 41970 CA
Bruce Smith 2332178 Carolina Financial Securities, LLC 41970 CT, MA, NY
Peter Milhaupt 728310 Carolina Financial Securities, LLC 41970 CT
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Mosaic Distributors, LLCChristopher KolodziejskiChristopher KolodziejskiCEO2015-03-04
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 04, 2015 81328: 0001587336-15-000001 Mosaic Distributors, LLC
Offer Amount: $2,000,000
Amount Sold: $1,860,000
Remaining: $140,000
D/A Jun. 20, 2014 81328: 0001587336-14-000001 Mosaic Distributors, LLC
Offer Amount: $1,550,000
Amount Sold: $1,265,000
Remaining: $285,000
D Sep. 24, 2013 81328: 0001587336-13-000001 Mosaic Distributors, LLC
Offer Amount: $1,200,000
Amount Sold: $925,000
Remaining: $275,000