EFDID: 50606EFD: View Filing

Issuer: HNW PPVUL Series Account - 1 (0001537090) - D/A

Accession: 0001605628-24-000002 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001537090
  • Entity Name:
    HNW PPVUL Series Account - 1
  • Entity Type:
    Other
  • Jurisdiction:
    ILLINOIS
  • Year of Inc:
    Over 5 years ago
  • Address:
    1299 Zurich Way
    Schaumburg, IL 60196
  • Persons:
    Related Persons 11
    David Fike
    Executive Officer, Director 
    Director, Chairman & Chief Executive Officer of Zurich American Life Insurance Company (ZALICO)
    Laura Lazarczyk
    Executive Officer, Director 
    Director, Senior Vice President, General Counsel and Corporate Secretary
    Susan Harvish
    Executive Officer 
    Vice President of ZALICO
    Christopher Howard
    Executive Officer 
    Vice President of ZALICO
    Farah Rehman
    Executive Officer 
    Vice President and Responsible Officer, Illustrations of ZALICO
    Stefan Dunajewski
    Executive Officer 
    Vice President and Chief Actuary of ZALICO
    Prithpal Ruprai
    Executive Officer 
    Vice President, Chief Financial Officer and Treasurer
    Stacy Patacsil
    Executive Officer 
    Rule 38a-1 Chief Compliance Officer
    Eion Mcnamara
    Executive Officer 
    Vice President
    Michael Rohwetter
    Executive Officer 
    Vice President
    Girish Rao
    Executive Officer 
    Vice President, Chief Operations Officer
EDGAR: Offering Information
  • Accession Date:
    05/03/2024
  • First Sale Date:
    02/08/2012
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $623,388,825
  • Exemptions:
    Section 3(c)(7), Rule 506(c), Investment Company Act Section 3(c)
  • Security Type(s):
    Pooled Investment Fund, Interests in ZALICO's HNW PPIVUL Series Account-1 issued pursuant to variable life insurance policies.
  • Sales Clarification:
    $623,388,825 is the total amount of premium received
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
M Holdings Securities, Inc 43285 M Holdings Securities, Inc 43285 AR, DE, MI, NJ, PA, SD, TX, VT
American Trust Investment Services 3001 American Trust Investment Services 3001 SD
Benefit Financial Securities LLC 45113 Benefit Financial Securities LLC 45113 NJ
First Liberties Financial 14432 First Liberties Financial 14432 IL, SD, TN
Kestra Investments LLC 42046 Kestra Investments LLC 42046 AR, MA
Leaders Group Inc 37157 Leaders Group Inc 37157 DE, IL, SD
Lion Street Financial LLC 165828 Lion Street Financial LLC 165828 AR, SD
Oberlin Financial International 294205 Oberlin Financial International 294205 SD
Stern Capital 131226 Stern Capital 131226 AR, SD
Morgan Stanley 149777 Morgan Stanley 149777 SD, TX
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HNW PPVUL Series Account - 1Prithpal RupraiPrithpal RupraiVice President, Chief Financial Officer and Treasurer2024-05-03
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 03, 2024 50606: 0001605628-24-000002 HNW PPVUL Series Account - 1
Amount Sold: $623,388,825
D/A May. 19, 2023 50606: 0000351754-23-000001 HNW PPVUL Series Account - 1
Amount Sold: $549,178,338
D/A Oct. 24, 2022 50606: 0001537090-22-000001 HNW PPVUL Series Account - 1
Amount Sold: $440,323,580
D/A Jun. 28, 2022 50606: 0001487417-22-000002 HNW PPVUL Series Account - 1
Amount Sold: $456,473,344
D/A Aug. 09, 2021 50606: 0001537090-21-000003 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Aug. 05, 2021 50606: 0001537090-21-000001 HNW PPVUL Series Account - 1
Amount Sold: $418,994,005
D/A Jun. 09, 2020 50606: 0001537090-20-000001 HNW PPVUL Series Account - 1
Amount Sold: $370,455,218
D/A May. 16, 2019 50606: 0001537090-19-000001 HNW PPVUL Series Account - 1
Amount Sold: $296,965,922
D/A Jun. 12, 2018 50606: 0001537090-18-000001 HNW PPVUL Series Account - 1
Amount Sold: $244,096,608
D/A Mar. 31, 2017 50606: 0001537090-17-000001 HNW PPVUL Series Account - 1
Amount Sold: $183,967,154
D/A Mar. 14, 2016 50606: 0001605628-16-000003 HNW PPVUL Series Account - 1
Amount Sold: $106,213,955
D/A Feb. 27, 2014 50606: 0001537090-14-000001 HNW PPVUL Series Account - 1
Amount Sold: $18,424,007
D/A Feb. 07, 2013 50606: 0001537090-13-000002 HNW PPVUL Series Account - 1
Amount Sold: $6,474,133
D Feb. 06, 2012 50606: 0001537090-12-000001 HNW PPVUL Series Account - 1