|
ERIC MARLIN
|
3256243
|
Orchard Securities, LLC
|
133378
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
MICHELLE LANGER
|
5048331
|
Orchard Securities, LLC
|
133378
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
SCOT BARRINGER
|
1385168
|
AMERICAN TRUST INVESTMENT SVCS INC
|
3001
|
AK, AZ, CA, CO, FL, GA, IL, IN, MD, MT, NV, NM, NC, OR, TX, UT, VA, WA
|
|
KEVIN J LEBLANC
|
1744123
|
ARETE WEALTH MANAGEMENT LLC
|
44856
|
AR, CA, FL, GA, ID, KY, LA, MD, MI, MO, MT, OH, SC, SD, TN, TX, VA, WA, WY
|
|
MARK D COHEN
|
2054897
|
ARETE WEALTH MANAGEMENT LLC
|
44856
|
CA, GA, IL, IN, LA, MD, MI, MO, NY, NC, TN, TX, WA
|
|
PATRICK B HEALEY
|
2816003
|
ARETE WEALTH MANAGEMENT LLC
|
44856
|
CA, CO, CT, FL, GA, IL, ME, NJ, NY, NC, OR, RI, SC, VA
|
|
SCOTT E BEATY
|
5234436
|
ARETE WEALTH MANAGEMENT LLC
|
44856
|
AL, CA, FL, GA, ID, LA, MD, MI, MO, MT, OH, SC, SD, TN, TX, VA
|
|
ARKADIOS CAPITAL
|
282710
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
KURT R BALDRY
|
1568930
|
AUSDAL FINANCIAL PARTNERS INC
|
7995
|
AK, AZ, CA, FL, GA, IL, IN, IA, KS, KY, MN, MO, NV, ND, OR, TX, WA, WY
|
|
ROGER O ANDERSON
|
1898275
|
AUSDAL FINANCIAL PARTNERS INC
|
7995
|
AZ, AR, CA, CO, FL, GA, IL, MI, NC, OK, SC, TN, TX
|
|
WILLIAM G HURCKES
|
2612833
|
AUSDAL FINANCIAL PARTNERS INC
|
7995
|
AL, CA, FL, GA, ID, LA, MD, MI, MO, MT, OH, SC, SD, TN, TX, VA
|
|
BERTHEL FISHER & CO FINL SERV INC
|
13609
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
CAMBRIDGE INVESTMENT RESEARCH INC
|
39543
|
None
|
None
|
All States
|
|
CENTAURUS FINANCIAL INC
|
30833
|
None
|
None
|
All States
|
|
BRYAN C HAKOLA
|
4161289
|
CONCORDE INVESTMENT SERVICES LLC
|
151604
|
CA, CO, DC, FL, GA, HI, ID, IN, KS, LA, MA, MO, MT, NV, NC, OR, PA, TX, VA, WA, WY
|
|
FRANK T KUIPER
|
1774282
|
CONCORDE INVESTMENT SERVICES LLC
|
151604
|
AK, AZ, AR, CA, CO, CT, FL, ID, IL, NC, OR, RI, TN, VA, WA
|
|
HERBERT ALSTON
|
5294132
|
CONCORDE INVESTMENT SERVICES LLC
|
151604
|
AL, AZ, CA, CO, FL, GA, HI, ID, KS, MA, MS, NV, NJ, NM, NY, ND, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WY
|
|
RAYMOND C DE WITT
|
2894063
|
CONCORDE INVESTMENT SERVICES LLC
|
151604
|
AZ, CA, CO, FL, GA, ID, IL, IN, IA, LA, MD, MI, NV, NJ, NY, NC, OR, PA, RI, TX, UT, WA, WY
|
|
CARL D APPLE
|
1050406
|
CROWN CAPITAL SECURITIES LP
|
6312
|
AL, IN, KS, KY, TN
|
|
KAREN J MAURER
|
2624379
|
CROWN CAPITAL SECURITIES LP
|
6312
|
AZ, CA, CO, CT, FL, GA, IL, MI, MN, MO, NJ, OH, TN, TX, VA, WA
|
|
LANNY R HOWARTER
|
813591
|
CROWN CAPITAL SECURITIES LP
|
6312
|
AZ, CA, KS, MT, TX, UT
|
|
MARIA M BRINEZ
|
6520694
|
IDB CAPITAL CORP
|
106032
|
AZ, CA, CT, DE, DC, FL, MA, NV, NJ, NY, SD, TX
|
|
INDEPENDENT FINANCIAL GROUP LLC
|
7717
|
None
|
None
|
All States
|
|
MADISON AVENUE SECURITIES LLC
|
23224
|
None
|
None
|
All States
|
|
NATIONWIDE PLANNING ASSOCIATES INC
|
31029
|
None
|
None
|
AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WI, WY
|
|
PHILIP A GIBSON
|
2905474
|
NEWBRIDGE SECURITIES CORPORATION
|
104065
|
AZ, CA, CO, CT, DC, FL, GA, HI, IN, LA, MD, MA, MI, MN, MS, MO, MT, NV, NH, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI
|
|
CHERYL L KNIGHT
|
1854248
|
THE STRATEGIC FINANCIAL ALLIANCE INC
|
126514
|
AL, AZ, CA, CO, FL, GA, ID, IL, IN, MS, MO, NV, NH, NJ, NY, OH, OK, OR, SC, TX, WA
|
|
WARREN D PREHMUS
|
1875927
|
THE STRATEGIC FINANCIAL ALLIANCE INC
|
126514
|
AL, AR, CA, CO, FL, GA, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, NV, NJ, NY, NC, OH, OR, SC, TN, TX, VT, VA, WA, WI
|
|
EDWIN J WOOLLEY
|
4143172
|
UNITED PLANNERS FINCL SVCS AMERICA
|
20804
|
AZ, CA, CO, FL, HI, ID, MI, MN, MT, OR, SC, TX, UT, WA, WI, WY
|
|
JONATHAN P LUDEMAN
|
4907552
|
UNITED PLANNERS FINCL SVCS AMERICA
|
20804
|
AK, AZ, CA, CO, FL, HI, ID, MO, NE, OK, OR, SC, TX, UT, VA, WA
|