|
Huntwicke Securities LLC
|
146993
|
Peter Finnigan
|
1336798
|
MA
|
|
Westpark Capital Inc
|
39914
|
David Levinson
|
705929
|
CA
|
|
Silver Portal Capital LLC
|
114290
|
None
|
None
|
MN
|
|
Primex
|
29394
|
Christina Nielson
|
4866971
|
CA
|
|
American Portfolios Financial Services, Inc
|
18487
|
Timothy Harley
|
1096498
|
NY
|
|
Colorado Financial Service Corp
|
104343
|
Chay Lapin
|
6275140
|
CA
|
|
Concorde Investment Services, LLC
|
151604
|
Nathan Kuhn
|
4624143
|
MA
|
|
Concorde Investment Services, LLC
|
151604
|
Daniel Raupp
|
4079107
|
NY
|
|
Calton & Associates
|
20999
|
Marc Seeherman
|
1131557
|
CA
|
|
Nationwide Planning Associates, Inc
|
31029
|
Eric Bicknese
|
2829451
|
NC
|
|
Nationwide Planning Associates, Inc
|
31029
|
Adam Young
|
6640146
|
NC
|
|
Summit Brokerage Services, Inc
|
13475
|
Keith Herman
|
2322605
|
NJ
|
|
Summit Brokerage Services, Inc
|
13475
|
David Chalmers
|
2943921
|
NJ
|
|
DFPG Investments, Inc
|
155576
|
Mike Bendix
|
5379777
|
OH
|
|
First Allied Securities Inc
|
32444
|
Ron Selik
|
1616960
|
MI
|
|
Independent Financial Group, LLC
|
7717
|
Joshua Koehnen
|
4551444
|
CA
|
|
Independent Financial Group, LLC
|
7717
|
Armando Roman
|
4414526
|
AZ
|
|
Northland Securities, Inc
|
40258
|
Roger Tadsen
|
1053510
|
MN
|
|
Silver Portal Capital LLC
|
114290
|
April Guinchard
|
1729146
|
CA
|
|
First Allied Securities Inc
|
32444
|
Dustin Tenbroeck
|
5019784
|
CA
|
|
Sagepoint Financial, Inc
|
133763
|
Maxwell Phillips
|
4953387
|
CA
|
|
DFPG Investments, Inc
|
155576
|
Scott Sheehan
|
2328614
|
MD
|
|
Royal Alliance Associates, Inc
|
23131
|
Dan Meyerovitz
|
4395492
|
TX
|
|
Royal Alliance Associates, Inc
|
23131
|
Darryl Meyerovitz
|
857839
|
TX
|
|
Primex Prime Electronic Execution Inc
|
29394
|
Michael Steinthal
|
435071
|
NY
|
|
Investacorp,Inc
|
7684
|
John Chess
|
4812430
|
OH
|
|
Concorde Investment Services, LLC
|
151604
|
Eric Scaff
|
5281210
|
CA
|
|
First Allied Securities Inc
|
32444
|
Robert Cheney
|
2825660
|
CA
|
|
Lincoln Financial Advisors
|
3978
|
David Stone
|
2280955
|
CA
|
|
DFPG Investments, Inc
|
155576
|
Joseph Broadbent
|
3132498
|
CO
|
|
Sagepoint Financial, Inc
|
133763
|
Michael D'Epagnier
|
2067061
|
CO
|
|
Sagepoint Financial, Inc
|
133763
|
Justin Pollack
|
3029951
|
CA
|
|
Summit Brokerage Services, Inc
|
13475
|
Jay Wallinger
|
2407056
|
NE
|
|
Royal Alliance Associates, Inc
|
23131
|
Mark Smith
|
1255998
|
OH
|
|
1st Global Capital Corporation
|
44870
|
Evan Dickens
|
6001407
|
OR
|
|
Triad Advisors, Inc
|
25803
|
James Walesa
|
1061209
|
TX
|
|
Royal Alliance Associates, Inc
|
23131
|
Delores Mitchell
|
2722419
|
NY
|
|
Royal Alliance Associates, Inc
|
23131
|
Nicholas Agnone
|
2664405
|
NY
|
|
Cabot Lodge Securities LLC
|
159712
|
Robert Tweed
|
2339324
|
CA
|
|
Royal Alliance Associates, Inc
|
23131
|
Stacy Tredennick
|
4587098
|
CA
|
|
Courtlandt Securities Corp
|
137356
|
Mike Cruz
|
2130750
|
CA
|
|
Lincoln Financial Advisors
|
3978
|
David Stone
|
2280955
|
CA
|
|
First Allied Securities, Inc
|
32444
|
Peter Han
|
4704497
|
CA
|
|
Summit Brokerage Services, Inc
|
13475
|
Matthew Dresden
|
5315405
|
NE
|
|
Simmons First Investment Group Inc
|
47439
|
Robert Williams
|
1156747
|
AR
|
|
Simmons First Investment Group Inc
|
47439
|
Chad Carlson
|
2802086
|
AR
|
|
McDermott Investment Services, LLC
|
154926
|
Corbin Thomas
|
4234748
|
CA
|
|
First Allied Securites Inc
|
32444
|
Robert Webster
|
1104509
|
CO
|
|
Concorde Investment Services, LLC
|
151604
|
Barry Le May
|
306332
|
CA
|
|
Cetera Advisors, LLC
|
10299
|
Melinda Olbert
|
2893793
|
OK
|
|
Cetera Advisors, LLC
|
10299
|
John Graves
|
1427158
|
HI
|
|
Parkland Securities, LLC
|
115368
|
Douglas Barton
|
1494345
|
SD
|
|
Kalos Capital
|
44337
|
Steve Netzel
|
2863170
|
AZ
|
|
Inland Securities Corporation
|
15807
|
None
|
None
|
IL
|
|
Sigma Financial Corporation
|
14303
|
Kyle Jobin
|
4915438
|
MI
|
|
Royal Alliance Associates, Inc
|
23131
|
Raoul Dubery
|
3259052
|
CA
|
|
Triad Advisors Inc
|
25803
|
Timothy Tehan
|
3230535
|
VA
|
|
H.D Vest Investment Securities Inc
|
13686
|
Barry Morris
|
5622917
|
NJ
|
|
Sagepoint Financial, Inc
|
133763
|
Mark Iskander
|
2326918
|
CA
|
|
Lincoln Financial Advisors
|
3978
|
Eric Holzman
|
4664749
|
CA
|
|
1st Global Capital Corporation
|
44870
|
Gregg Kiefer
|
3230611
|
NY
|
|
Primex Prime Electronic Execution Inc
|
29394
|
Kimberly Hart
|
6470382
|
CA
|
|
Wealthforge LLC
|
152550
|
David Dahill
|
6581024
|
CA
|
|
Colorado Financial Service Corp
|
104343
|
Mark Creason
|
6617847
|
TX
|
|
Centaurus Financial Inc
|
30833
|
Adam Bryan
|
5443986
|
CA
|
|
National Securities Corp.
|
7569
|
Mark Gopen
|
2989672
|
NY
|
|
National Securities Corp
|
7569
|
Sean Pearlman
|
5331765
|
NY
|
|
National Securities Corp
|
7569
|
Deborah O'Connell
|
1760230
|
NY
|
|
Concorde Investment Services, LLC
|
151604
|
Jeffrey Kiesnoski
|
2688017
|
NY
|
|
Lincoln Financial Advisors
|
3978
|
Donald Garcia
|
1782485
|
CA
|
|
Independent Financial Group LLC
|
7717
|
Robert Vonderharr
|
1556834
|
UT
|
|
Independent Financial Group LLC
|
7717
|
Richard Wagner
|
4575603
|
UT
|
|
Commonwealth Financial Network
|
8032
|
Robert Condon
|
823679
|
CA
|
|
Commonwealth Financial Network
|
8032
|
Hiro Kagiyama
|
5443419
|
CA
|
|
Parkland Securities, LLC
|
115368
|
Josh Griffin
|
4664355
|
CO
|
|
First Allied Securities Inc
|
32444
|
Frisco Escudero
|
2794899
|
CA
|
|
1st Global Capital Corporation
|
44870
|
Julie Bradsher
|
5230771
|
VA
|
|
Lincoln Financial Advisors
|
3978
|
Roberto J Duran
|
4120580
|
CA
|
|
Lincoln Financial Advisors
|
3978
|
Rostam Atefi
|
5774433
|
CA
|
|
Centaurus Financial, Inc.
|
30833
|
Timothy McVey
|
1535662
|
CA
|
|
Royal Alliance Associates, Inc.
|
23131
|
Denise Peterson
|
2016985
|
HI
|
|
Lincoln Financial Advisors
|
3978
|
Edward Rusnak
|
4981734
|
CA
|
|
1st Global Capital Corporation
|
44870
|
Michael Stieglitz
|
4623788
|
NJ
|
|
Lincoln Financial Advisors
|
3978
|
Duncan Eng
|
2536048
|
CA
|
|
Concorde Investment Services, LLC
|
151604
|
Bryan Hakola
|
4161289
|
CA
|
|
FSC Securities Corporation
|
7461
|
Michael Schano
|
5071180
|
KY
|
|
Centaurus Financial, Inc
|
30833
|
Robert Krakower
|
2075184
|
CA
|
|
Concorde Investment Services, LLC
|
151604
|
Jeffrey Kiesnoski
|
2688017
|
NY
|
|
1st Global Capital Corporation
|
44870
|
Kevin Sweeney
|
4281256
|
CA
|
|
Investacorp, Inc
|
7684
|
Peter Fisher
|
1259923
|
IL
|
|
Concorde Investment Services, LLC
|
151604
|
Alan Lichtenstein
|
1877017
|
NY
|
|
National Securities Corp
|
7569
|
Steven Jennings
|
2472408
|
NY
|
|
FSC Securities Corporation
|
7461
|
Laurence Iannarelli
|
1221062
|
FL
|