|
Cobalt Capital, Inc.
|
136161
|
None
|
None
|
All States
|
|
Advisory Group Equity Services Ltd.
|
15427
|
None
|
None
|
All States
|
|
Rodney Bahy Ibrahim
|
4358176
|
Aegis Capital Corp.
|
15007
|
AL, AK, CA, CO, CT, DC, FL, GA, IL, LA, MD, MA, MI, NJ, NY, ND, OK, PA, PR, SC, TX, VA
|
|
Jason Corey Griggs
|
4795395
|
Arkadios Capital
|
282710
|
CO, FL, MI
|
|
Burton Blayne Brown
|
5180421
|
Atomi Financial Advisors
|
171787
|
CA
|
|
Berthel, Fisher & Company Financial Services, Inc.
|
13609
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Brian Aurey Uphoff
|
1569323
|
Calton & Associates, Inc.
|
20999
|
AZ, CO, FL, MI, NJ, VA, WA, WI
|
|
Byron Keith Crosby
|
2158157
|
Calton & Associates, Inc.
|
20999
|
FL
|
|
John Treadway Brogdon, Jr.
|
1450806
|
Calton & Associates, Inc.
|
20999
|
AL, CA, IA, LA, NC, TX, VA
|
|
Marc Alan Seeherman
|
1131557
|
Calton & Associates, Inc.
|
20999
|
AZ, CA, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, MD, MI, MO, NV, NJ, NY, NC, OH, OK, OR, PA, TX, VA, WA, WI
|
|
Center Street Securities, Inc.
|
26898
|
None
|
None
|
All States
|
|
Tyler Don Sullivan
|
5401187
|
Client One Securities LLC
|
152974
|
AZ, CA, CO, GA, IL, MO, OK, TX, WA
|
|
James Franklin Shenk
|
2876098
|
Coastal Equities, Inc.
|
23769
|
CO, CT, FL, HI, ME, MD, NJ, NC, OH, OR, PA, VA, WI
|
|
Benjamin Melvin Schick
|
4897243
|
Cobalt Capital, Inc.
|
136161
|
AL, AR, CA, CO, FL, GA, IL, IN, MA, NE, NV, NH, NM, NY, NC, OH, PR, SD, TX, UT
|
|
Concorde Investment Services, LLC
|
151604
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Dempsey Lord Smith, LLC
|
141238
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
DFPG Investments, LLC
|
155576
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Dan Holzer
|
5779187
|
Emerson Equity LLC
|
130032
|
CA, CO, FL, IL, MD, MI, NV, NM, NY, OH, OK, TX, UT, VA, WA
|
|
Navinbhai Hirabhai Patel
|
6994505
|
Emerson Equity LLC
|
130032
|
CA, GA, MO, NC, OK, PA, TX, VA
|
|
Sudhir G. Pai
|
5928622
|
Emerson Equity LLC
|
130032
|
CA, FL, GA, IL, MD, NE, NJ, NY, NC, TX, WA
|
|
Dakota A. Lawrence
|
5255723
|
Great Point Capital LLC
|
114203
|
FL
|
|
Brad Whalen
|
2582276
|
Green Vista Capital, LLC
|
293630
|
AL, AZ, AR, CA, FL, IL, IN, KS, MD, MA, MO, NV, NH, NJ, NM, NY, NC, OH, OK, PA, SC, TX, VA, WI
|
|
Samuel Scott Bianchi
|
3036667
|
IBN Financial Services, Inc.
|
42360
|
IL, MA, NY, OH, PA
|
|
Timothy Daniel Nihill
|
4220287
|
IBN Financial Services, Inc.
|
42360
|
FL, ME, MA, NH, NY, RI, TX, VT
|
|
Todd Robert Rhine
|
2384366
|
IBN Financial Services, Inc.
|
42360
|
AZ, CA, DC, FL, GA, KS, LA, MD, MA, NM, NY, NC, OR, SC, TX, VA
|
|
Barry Eugene Weed
|
816202
|
Intercarolina Financial Services, Inc.
|
19475
|
MD, NC
|
|
Williams Keen Butcher
|
2098675
|
International Assets Advisory, LLC
|
10645
|
CA, CO, MA, NY, NC, OH, SC, TX, WA
|
|
Alexander Raymond Creede
|
6392369
|
International Assets Advisory, LLC
|
10645
|
FL, GA, IL, LA, MD, SC, TX, VA, WI
|
|
Kalos Capital, Inc.
|
44337
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Jue Wang
|
7020679
|
KCD Financial, Inc.
|
127473
|
CT, VA
|
|
Guy Anthony Harrigan
|
1817525
|
Lion Street Financial, LLC
|
165828
|
AZ, CA, CO, CT, FL, HI, IA, MN, MS, NY, OR, RI, SD, TX, VA, WY
|
|
James Bradley Teegarden
|
2812366
|
Lion Street Financial, LLC
|
165828
|
CO
|
|
Christopher Brian Pelley
|
1008077
|
Moloney Securities Co., Inc.
|
38535
|
AZ, AR, CA, CO, FL, GA, IA, KS, MI, MN, MO, MT, NE, NV, NM, NC, OK, TX, UT, VA, WI
|
|
David Norval Wood
|
2306563
|
Moloney Securities Co., Inc.
|
38535
|
FL, IL, MO, OH, SC, TX, WA
|
|
John Hubert Chaney
|
44529
|
Moloney Securities Co., Inc.
|
38535
|
AZ, MO, NE, TX
|
|
Robert Morgan Vance
|
1887560
|
Moloney Securities Co., Inc.
|
38535
|
AK, AZ, CA, CO, ID, NV, OR, SC
|
|
Newbridge Securities Corporation
|
104065
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
David Allen Rhodes
|
1916734
|
SCF Securities, Inc.
|
47275
|
FL, GA, IL, IN, KY, MA, MI, NY, PA, SC, TN, VT, VA, WA
|
|
Jon Mitchell Hymer
|
4276754
|
SCF Securities, Inc.
|
47275
|
AL, CO, TX
|
|
Mark Anton Groesbeck
|
1690996
|
SCF Securities, Inc.
|
47275
|
AZ, CA, ID, LA, MI, NV, NC, TX, UT, VA
|
|
Michael Anthony Saltiel
|
6076004
|
SCF Securities, Inc.
|
47275
|
DC, MD, NJ, PA
|
|
Robert Adam Kokol
|
4623057
|
SCF Securities, Inc.
|
47275
|
FL
|
|
Sunbelt Securities, Inc.
|
42180
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
The Strategic Financial Alliance, Inc.
|
126514
|
None
|
None
|
All States
|
|
Titan Securities
|
131392
|
None
|
None
|
AZ, AR, CA, CO, FL, GA, HI, ID, IL, IN, KS, LA, MD, MA, MI, MN, MS, MO, NE, NV, NJ, NM, NY, NC, OK, OR, PA, SC, TN, TX, UT, VA, WA, WV, WI, WY
|
|
Christopher Michael Dukes
|
4712873
|
Westpark Capital, Inc.
|
39914
|
AZ, AR, CA, CO, FL, HI, ID, KS, MT, NE, NV, NY, OR, PA, SC, TX, VA
|
|
Jason Bryce Vanclef
|
5096529
|
Westpark Capital, Inc.
|
39914
|
CA, MD, MI, NY, WA
|
|
Patrick Morehead
|
6661646
|
Westpark Capital, Inc.
|
39914
|
CA, MN
|
|
Sheldon Singleton
|
2060931
|
Westpark Capital, Inc.
|
39914
|
CA
|