|
William Olaf Passo
|
1577661
|
Passco Capital, Inc.
|
117323
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Adriana Angela Olsen
|
4669125
|
Passco Capital, Inc.
|
117323
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Ronald David Birnbaum
|
2382580
|
Advisory Group Equity Services Ltd.
|
15427
|
AZ, CA, CO, CT, FL, KY, ME, MA, NH, NJ, NM, NY, PA, RI, SC, VT
|
|
Frederick E. Hubler, Jr.
|
4401049
|
Arkadios Capital
|
282710
|
AZ, CA, CO, DE, FL, KY, MD, NV, NJ, NY, NC, PA, SC, TN, TX
|
|
Brian Thomas Lombardo
|
5606589
|
Cambridge Investment Research, Inc.
|
39543
|
AZ, CA, CO, IL, IN, MA, MI, NY, NC, OH, TN, TX, VA
|
|
Christina Lindsey Orta
|
3278327
|
Cambridge Investment Research, Inc.
|
39543
|
AL, AK, AZ, CA, CO, FL, HI, ID, IL, KY, MD, MN, NV, NY, NC, ND, OK, OR, SC, TX, UT, VA, WA, WI
|
|
John Cunningham Lindsey
|
2809808
|
Cambridge Investment Research, Inc.
|
39543
|
AL, AK, AZ, CA, CO, FL, HI, ID, IL, KY, MD, MN, NV, NY, NC, ND, OK, OR, SC, TN, TX, UT, VA, WA, WI
|
|
Joseph Rowell Fraser
|
6975700
|
Colorado Financial Service Corporation
|
104343
|
AL, AZ, CA, CO, FL, GA, HI, IL, MA, MI, NV, NJ, NY, NC, OH, OK, OR, PA, TX, UT, WA
|
|
Brad Watt
|
2565438
|
Colorado Financial Service Corporation
|
104343
|
CA, CO
|
|
Concorde Investment Services, LLC
|
151604
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Michael Lawrence Cruz
|
2130750
|
Courtlandt Securities Corporation
|
137356
|
AZ, CA, FL, MA, NV, NC, TX
|
|
DAI Securities, LLC
|
36673
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
DFPG Investments, LLC
|
155576
|
None
|
None
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Marilee Ann Hill
|
2768544
|
Emerson Equity LLC
|
130032
|
CA, CO, NY
|
|
Stephen Philip Mark
|
2518425
|
Emerson Equity LLC
|
130032
|
CA
|
|
Zack Steven Brough
|
5674690
|
Emerson Equity LLC
|
130032
|
CA, CO, NY, OR, TN
|
|
Bryan Stuart Kocen
|
2119036
|
Financial Goal Securities, Inc.
|
19066
|
CA, CT, DE, GA, IL, IN, MD, MA, NJ, NY, NC, OH, PA, TX, VA
|
|
Jeffrey MacDonald Holt
|
1334807
|
FMN Capital Corporation
|
38105
|
AZ, CA, GA, ID, TX
|
|
Peter Alexander Finnegan
|
1336798
|
Huntwicke Securities, LLC
|
146993
|
AZ, CA, CO, CT, FL, ME, MD, MA, NH, NJ, NM, NY, VA
|
|
Independent Financial Group, LLC
|
7717
|
None
|
None
|
All States
|
|
Giovanni Migliaccio
|
2710482
|
Investacorp, Inc.
|
7684
|
AZ, CA, FL, GA, NY, NC, PA, TN
|
|
Kevin Patrick Fitzgerald
|
1754938
|
Investacorp, Inc.
|
7684
|
AZ, CA, CO, ID, NV, OR, TX, WA
|
|
Gregory Scott Teal
|
4768591
|
Invicta Capital LLC
|
288101
|
DE, NJ, PA
|
|
Larry Richard Law
|
1273118
|
JRL Capital Corporation
|
10225
|
AZ, CA, CO, FL, HI, ID, IL, MD, NV, NJ, NY, OR, TX, UT, WA
|
|
Donald Samuel Meredith
|
1867703
|
Lightpath Capital, Inc.
|
34617
|
AZ, CA, OR, WA
|
|
Frank Piscitelli
|
6935623
|
Lightpath Capital, Inc.
|
34617
|
CA, CT, FL, MT, NM, NY, OK, OR, TX, VA
|
|
Leslie Margaret Pappas
|
1735372
|
Lightpath Capital, Inc.
|
34617
|
CA, CO, CT, FL, NC, OR, PA, WA
|
|
Paul Getty
|
6470002
|
Lightpath Capital, Inc.
|
34617
|
AZ, CA, CO, FL, MT, NV, NY, OH, OR, TX, WA, WI
|
|
Robert Alan Horning
|
2311640
|
McDermott Investment Services, LLC
|
154926
|
AZ, CA, HI, IL, IA, LA, NV, NY, SD, VA
|
|
David Harris Freedman
|
4765269
|
McDermott Investment Services, LLC
|
154926
|
CA, CT, FL, ME, NY, PA
|
|
Robert Alan Horning
|
2311640
|
McDermott Investment Services, LLC
|
154926
|
AZ, CA, HI, IL, IA, LA, NV, NY, SD, VA
|
|
Adam Jack Bryan
|
5443986
|
McDermott Investment Services, LLC
|
154926
|
CA, CO, FL, IN, MA, NV, NH, NJ, NY, OR, TX, VA, WA
|
|
Eric Arthur Bicknese
|
2829451
|
Nationwide Planning Associates Inc.
|
31029
|
AZ, AR, CA, CT, DE, FL, IN, LA, NV, NH, NJ, NY, NC, PA, RI, SC, TX, VT, WA
|
|
Kyle George Corgan
|
4417800
|
Newbridge Securities Corporation
|
104065
|
FL, NY, NC
|
|
Sonya Lee Gotz
|
4007918
|
Nextrend Securities, Inc.
|
43710
|
FL, NJ, NY
|
|
Catherine Nadine King
|
4804484
|
Oak Tree Securities, Inc.
|
18126
|
CA, CO, OR, TX
|
|
Robert Raymond Butts
|
2684500
|
SCF Securities, Inc.
|
47275
|
AR, CA
|
|
Kyle James DePasquale
|
5742585
|
Sentinus-Halo Securities, LLC
|
279029
|
IL, KY, TX
|
|
Anthony Brown
|
6900485
|
Stax Capital
|
300607
|
CA, IA, NY, OR, TX, WA
|
|
Stacey Jim Morimoto
|
4420782
|
Stax Capital
|
300607
|
AZ, CA, CO, FL, IA, MT, NV, NY, OR, TX, WA
|
|
Terry Donald Deever
|
4215379
|
TCFG Wealth Management, LLC
|
164153
|
AZ, CA, FL, NC, WA
|
|
David P. Dahill
|
6581024
|
Thornhill Securities, Inc.
|
22333
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Thomas Book Jahncke
|
1078444
|
Titan Securities
|
131392
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Neil Eric Elmouchi
|
200624
|
Triad Advisors LLC
|
25803
|
AK, CA, CT, FL, GA, ID, IL, IA, MA, MI, MN, NV, NJ, NM, NY, NC, OH, OR, VA, WA, WY
|
|
Betty L. Friant
|
2122446
|
Wealthforge Securites, LLC
|
152550
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Chay Thomas Lapin
|
6275140
|
Wealthforge Securites, LLC
|
152550
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, ID, IN, IA, KS, KY, LA, ME, MD, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
John P. Harvey, Jr.
|
4227692
|
Wealthforge Securities, LLC
|
152550
|
All States
|
|
Stephen Paul Haskell
|
6864948
|
Wealthforge Securities, LLC
|
152550
|
AL, AK, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, VA, WA, WV, WI, WY
|
|
Robert J. Loo
|
1303331
|
Whitehall-Parker Securities, Inc.
|
10608
|
CA, CT, NV, TX, WA
|