EFDID: 344965EFD: View Filing

Issuer: Red Oak Income Opportunity Fund, LLC (0001818417) - D/A

Accession: 0001818417-21-000001 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001818417
  • Entity Name:
    Red Oak Income Opportunity Fund, LLC
  • Entity Type:
    Limited Liability Company
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Within 5 years (2020)
  • Address:
    625 KENMOOR AVENUE SE
    SUITE 200
    GRAND RAPIDS, MI 49546
  • Persons:
    Related Persons 7
    Gary Bechtel
    Executive Officer 
    Chief Executive Officer of the Manager of the Issuer
    Joseph Elias
    Executive Officer 
    Chief Operations Officer of the Manager of the Issuer
    Kevin P Kennedy
    Executive Officer 
    Chief Sales and Distribution Officer of the Manager of the Issuer
    Jason Anderson
    Executive Officer 
    Chief Financial Officer of the Manager of the Issuer
    Raymond T Davis
    Executive Officer 
    Chief Business Development Officer of the Manager of the Issuer
    Red Oak Capital GP LLC
    Executive Officer, Promoter 
    Manager of the Issuer and an affiliate of the Sponsor
    Red Oak Capital Holdings LLC
    Executive Officer, Promoter 
    Sponsor
EDGAR: Offering Information
  • Accession Date:
    08/10/2021
  • First Sale Date:
    09/23/2020
  • Offering Amount:
    $150,000,000
  • Amount Sold:
    $22,863,000
  • Amount Remaining:
    $127,137,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt
  • Sales Clarification:
    The offering is subject to two increases of up to $150,000,000 each, at the Manager's sole discretion.
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, CA, CT, DC, DE, HI, IA, ID, IN, KS, MA, MD, MI, MN, MO, NC, NH, NJ, NM, NY, OH, OR, PA, SD, TX, UT, VA, WI
Inactive:AR, CO, GA, IL, LA, MT, ND, NV, SC, TN, VT, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Crescent Securities Group, Inc. 114993 None None All States
Advisory Group Equity Services Ltd. 15427 None None All States
American Trust Investment Services, Inc. 3001 None None HI, TX, FL, NV, WA, NY, SC, SD, WI, MA, MD, IA, OH, GA, ID, MI, OK, CA, UT, WV, MN, WY, IL, OR, IN, MS, MT, KS, AK, AL, VA, CO, KY, AR, CT, PA, LA, NC, ND, NE, RI, AZ, NH, NJ, VT, DC, NM
Arete Wealth Management, LLC 44856 None None All States
Center Street Securities, Inc. 26898 None None All States
CoreCap Investments, LLC 37068 None None All States
D-Merc Services 292310 None None MN, OR, MA, TX, NC, MD, AZ, NY, CO, CA
Great Point Capital LLC 114203 None None All States
Innovation Partners LLC 146344 None None DE, TX, MA, MD, IA, ID, MI, UT, MN, MO, IL, IN, MS, MT, AK, AL, VA, AR, NC, ND, NE, RI, AZ, NH, NJ, VT, NM, FL, NV, WA, NY, SC, SD, WI, OH, GA, OK, CA, WV, WY, OR, KS, CO, KY, CT, PA, LA, TN, DC
International Assets Advisory, LLC 10645 None None All States
Kalos Capital, Inc. 44337 None None All States
Landolt Securities, Inc. 28352 None None All States
Moloney Securities Co., Inc 38535 None None All States
Newbridge Securities Corporation 104065 None None All States
Nova Capital Solutions, LLC 174636 None None SC, MO, TX, NC, FL, AZ, NY
Titan Securities 131392 None None HI, TX, FL, NV, WA, NY, SC, SD, WI, MD, OH, GA, ID, MI, OK, CA, UT, WV, MN, MO, WY, IL, OR, IN, MS, KS, VA, CO, AR, PA, LA, NC, NE, AZ, TN, NJ, NM
Westpark Capital, Inc. 39914 None None All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Red Oak Income Opportunity Fund, LLC/s/ Gary BechtelGary BechtelChief Executive Officer of the Manager of the Issuer2021-08-10
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Aug. 10, 2021 344965: 0001818417-21-000001 Red Oak Income Opportunity Fund, LLC
Offer Amount: $150,000,000
Amount Sold: $22,863,000
Remaining: $127,137,000
D Jul. 17, 2020 344965: 0001818417-20-000001 Red Oak Income Opportunity Fund, LLC
Offer Amount: $150,000,000
Remaining: $150,000,000