EFDID: 368022EFD: View Filing

Issuer: HILLTOP SECURITIES INC. (0000891055) - D

Accession: 0000891055-21-000025 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000891055
  • Entity Name:
    HILLTOP SECURITIES INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    1201 Elm Street
    Suite 3500
    Dallas, TX 75270-2180
  • Persons:
    Related Persons 12
    Hillel Arnold Feinberg
    Executive Officer 
    Chairman Emeritus
    Jonathan Scott Sobel
    Director 
    Chairman
    Laura Bonnell Alexander
    Director
    Michael John Marz
    Director
    David King Medanich
    Director
    Martin Bradley Winges
    Executive Officer, Director 
    President and Chief Executive Officer
    John Richard Muschalek
    Executive Officer, Director 
    Chief Administrative Officer
    Joseph Michael Edge
    Executive Officer, Director 
    Chief Financial Officer
    Laura Leventhal
    Executive Officer, Director 
    Treasurer and Chief Accounting Officer
    Michael Anthony Cogliano
    Executive Officer 
    Chief Compliance Officer
    Brian Lane Wittneben
    Executive Officer 
    General Counsel and Secretary
    Michael Andrew Lyons
    Executive Officer 
    Assistant Secretary
EDGAR: Offering Information
  • Accession Date:
    03/19/2021
  • First Sale Date:
    03/17/2021
  • Offering Amount:
    Indefinite
  • Amount Sold:
    $30,000,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt, High Yield Secured Commercial Paper Notes - Series 2019-2
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, CT, TX, UT, VA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
N/A None Hilltop Securities Inc. 6220 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HILLTOP SECURITIES INC./s/ Michael CoglianoMichael CoglianoChief Compliance Officer2021-03-18
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A May. 16, 2025 368022: 0000891055-25-000040 HILLTOP SECURITIES INC.
Amount Sold: $1,120,859,000
D/A May. 17, 2024 368022: 0000891055-24-000023 HILLTOP SECURITIES INC.
Amount Sold: $992,647,000
D/A May. 18, 2023 368022: 0000891055-23-000045 HILLTOP SECURITIES INC.
Amount Sold: $760,530,000
D/A May. 16, 2022 368022: 0000891055-22-000029 HILLTOP SECURITIES INC.
Amount Sold: $495,403,000
D/A Dec. 17, 2021 368022: 0000891055-21-000095 HILLTOP SECURITIES INC.
Amount Sold: $336,539,000
D/A Oct. 08, 2021 368022: 0000891055-21-000070 HILLTOP SECURITIES INC.
Amount Sold: $238,998,000
D/A Jul. 19, 2021 368022: 0000891055-21-000058 HILLTOP SECURITIES INC.
Amount Sold: $147,495,000
D/A May. 21, 2021 368022: 0000891055-21-000046 HILLTOP SECURITIES INC.
Amount Sold: $75,792,000
D Mar. 19, 2021 368022: 0000891055-21-000025 HILLTOP SECURITIES INC.
Amount Sold: $30,000,000