EFDID: 88381EFD: View Filing

Issuer: Flux Power Holdings, Inc. (0001083743) - D

Accession: 0001140361-14-002750 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001083743
  • Entity Name:
    Flux Power Holdings, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    NEVADA
  • Year of Inc:
    Over 5 years ago
  • Address:
    985 Poinsettia Avenue, Suite A
    Vista, CA 92081
  • Persons:
    Related Persons 4
    Christopher L. Anthony
    Director
    Ronald F. Dutt
    Executive Officer
    Michael Johnson
    Director
    James Gevarges
    Director
EDGAR: Offering Information
  • Accession Date:
    01/21/2014
  • First Sale Date:
    01/13/2014
  • Offering Amount:
    $3,360,000
  • Amount Sold:
    $600,000
  • Amount Remaining:
    $2,760,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Units consisting of 1,000,000 shares of Common Stock and a warrant for 500,000 shares of Common Stock per Unit, and the underlying Common Stock issuable upon exercise of the warrant.
  • Sales Clarification:
    Assumes sale of all Units and exercise of all warrants.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Security Research Associates, Inc. 8200 Timothy Collins 51366 AZ, CA, CO, CT, DE, FL, GA, ID, MA, MD, MN, MS, MT, NJ, NY, OH, PA, TX, UT, VA, WA, WY
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Flux Power Holdings, Inc./s/ Ronald F. DuttRonald F. DuttCEO2014-01-17
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Mar. 19, 2014 88381: 0001140361-14-013513 Flux Power Holdings, Inc.
Offer Amount: $5,291,460
Amount Sold: $1,944,000
Remaining: $3,347,460
D Jan. 21, 2014 88381: 0001140361-14-002750 Flux Power Holdings, Inc.
Offer Amount: $3,360,000
Amount Sold: $600,000
Remaining: $2,760,000