View Form D - Electronic Filing Depository

EFDID: 88381EFD: View Filing

EDGAR: Issuer Information

EDGAR: Offering Information

Accession Date:

03/19/2014
First Sale Date:

01/13/2014
Offering Amount:

$5,291,460
Amount Sold:

$1,944,000
Amount Remaining:

$3,347,460
Exemptions:

Rule 506
Security Type(s):

Equity, Units consisting of 1,000,000 shares of Common Stock and a warrant for 500,000 shares of Common Stock per Unit, Placement Agent Warrants, and the underlying Common Stock issuable upon exercise of the warrants.
Sales Clarification:

Item (c) above includes proceeds from exercise price of all warrants, if exercised (including placement agent warrants)

EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information

Recipient	CRD	Broker Dealer	BD CRD	States
Security Research Associates, Inc.	8200	Timothy Collins	51366	AZ, CA, CO, CT, DE, FL, GA, ID, IL, IN, KY, MA, MD, MN, MO, MS, MT, NJ, NY, OH, PA, TX, UT, VA, WA, WY

EDGAR: Signatures

Issuer	Signature	Signer Name	Title	SignatureDate
Flux Power Holdings, Inc.	/s/ Ronald F. Dutt	Ronald F. Dutt	Chief Executive Officer	2014-03-18

Related EDGAR Submissions

Type	Edgar Date	EFD: Accession	Issuer	Details
D/A	Mar. 19, 2014	88381: 0001140361-14-013513	Flux Power Holdings, Inc.	Offer Amount: $5,291,460 Amount Sold: $1,944,000 Remaining: $3,347,460
D	Jan. 21, 2014	88381: 0001140361-14-002750	Flux Power Holdings, Inc.	Offer Amount: $3,360,000 Amount Sold: $600,000 Remaining: $2,760,000