EFDID: 103738EFD: View Filing

Issuer: Flux Power Holdings, Inc. (0001083743) - D/A

Accession: 0001140361-14-038073 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001083743
  • Entity Name:
    Flux Power Holdings, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    NEVADA
  • Year of Inc:
    Over 5 years ago
  • Address:
    985 POINSETTIA AVE
    SUITE A
    VISTA, CA 90281
  • Persons:
    Related Persons 5
    Ronald F. Dutt
    Executive Officer, Director
    Michael Johnson
    Director
    Christopher L. Anthony
    Director
    James Gevarges
    Director
    Timothy Collins
    Director
EDGAR: Offering Information
  • Accession Date:
    10/14/2014
  • First Sale Date:
    10/02/2014
  • Offering Amount:
    $1,398,333
  • Amount Sold:
    $1,398,333
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt, 8% Secured Convertible Note at conversion price of $0.12, Warrants at exercise price of $0.12, and underlying common stock.
  • Sales Clarification:
    Assumes exercise of all warrants.
EFD: Current State Notices

No State Notices found in EFD

EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Security Research Associates 8200 Timothy Collins 51366 PA
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Flux Power Holdings, Inc./s/ Ronald F. DuttRonald F. DuttChief Executive Officer2014-10-14
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Oct. 14, 2014 103738: 0001140361-14-038073 Flux Power Holdings, Inc.
Offer Amount: $1,398,333
Amount Sold: $1,398,333
D Oct. 03, 2014 103738: 0001140361-14-037346 Flux Power Holdings, Inc.
Offer Amount: $1,373,333
Amount Sold: $1,373,333