EFDID: 232385EFD: View Filing

Issuer: Rezolute, Inc. (0001509261) - D/A

Accession: 0001140361-18-005503 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
  • Entity Name:
    Rezolute, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    1450 INFINITE DRIVE
    LOUISVILLE, CO 80027
  • Persons:
    Related Persons 11
    Nevan Charles Elam
    Executive Officer, Director
    Hoyoung Huh
    Executive Officer, Director
    Tae Hoon Kim
    Director
    David F. Welch
    Director
    Samir R. Patel
    Director
    Gil Labrucherie
    Director
    Sankaram Mantripragada
    Executive Officer
    Morgan Lynn Fields
    Executive Officer
    Michael R. Deperro
    Executive Officer
    Brian Roberts
    Executive Officer
    Noopur Batsha Liffick
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    02/07/2018
  • First Sale Date:
    01/31/2017
  • Offering Amount:
    $25,431,894
  • Amount Sold:
    $3,360,000
  • Amount Remaining:
    $22,071,894
  • Exemptions:
    Rule 506
  • Security Type(s):
    Equity, Common stock purchase warrant; each warrant may be exercised for 1 common share at price of $1.65 per share for a period of 3 years from closing.
  • Sales Clarification:
    Aggregate offering is amount which may be received by Issuer upon exercise of warrants. Such warrants were issued in exchange for no additional cash value. Amount sold represents book value of the warrant modification only.
EFD: Current State Notices

Notices found in EFD

Filed:AL, CA, IN, MD, MI, MN, MO, NJ, OR, PA, TN, TX, VA, WI
Inactive:CO, GA, IL, MS, NV, OH, WA
EDGAR: Sales Compensation Recipient Information

There were no Sales Compensation Recipient Information associated with this Accession Number.

EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Rezolute, Inc./s/ Morgan Lynn FieldsMorgan Lynn FieldsChief Accounting Officer2018-02-06
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Feb. 07, 2018 232385: 0001140361-18-005503 Rezolute, Inc.
Offer Amount: $25,431,894
Amount Sold: $3,360,000
Remaining: $22,071,894
D Feb. 14, 2017 232385: 0001140361-17-007213 AntriaBio, Inc.
Offer Amount: $25,431,894
Amount Sold: $3,360,000
Remaining: $22,071,894