EFDID: 545237EFD: View Filing

Issuer: HILLTOP SECURITIES INC. (0000891055) - D

Accession: 0000891055-25-000010 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0000891055
  • Entity Name:
    HILLTOP SECURITIES INC.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    717 N. Harwood Street
    Suite 3400
    Dallas, TX 75201
  • Persons:
    Related Persons 10
    Jonathan Scott Sobel
    Director
    Laura Bonnell Alexander
    Director
    David King Medanich
    Director
    John Richard Muschalek
    Director
    Martin Bradley Winges
    Executive Officer, Director 
    President and Chief Executive Officer
    Joseph Michael Edge
    Executive Officer, Director 
    Chief Financial Officer
    Laura Leventhal
    Executive Officer, Director 
    Treasurer and Chief Accounting Officer
    Scott Coya
    Executive Officer 
    Chief Compliance Officer
    Brian Lane Wittneben
    Executive Officer 
    General Counsel and Secretary
    Michael Andrew Lyons
    Executive Officer 
    Assistant Secretary
EDGAR: Offering Information
  • Accession Date:
    01/29/2025
  • First Sale Date:
    01/22/2025
  • Offering Amount:
    $300,000,000
  • Amount Sold:
    $25,059,000
  • Amount Remaining:
    $274,941,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt, Secured Commercial Paper Notes, Series 2024-1
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:CA, TX
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
N/A None Hilltop Securities Inc. 6220 All States
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
HILLTOP SECURITIES INC./s/ Carl J. Stimmel, Jr.Carl StimmelExecutive Managing Director2025-01-28