EFDID: 257511EFD: View Filing

Issuer: Rezolute, Inc. (0001509261) - D/A

Accession: 0001140361-18-019365 (XMLRaw Data) (EDGAREDGAR Files) (Form DForm D)

EDGAR: Issuer Information
  • CIK:
    0001509261
  • Entity Name:
    Rezolute, Inc.
  • Entity Type:
    Corporation
  • Jurisdiction:
    DELAWARE
  • Year of Inc:
    Over 5 years ago
  • Address:
    1450 INFINITE DRIVE
    LOUISVILLE, CO 80027
  • Persons:
    Related Persons 11
    Nevan Charles Elam
    Executive Officer, Director
    Hoyoung Huh
    Executive Officer, Director
    Tae Hoon Kim
    Director
    David F. Welch
    Director
    Samir R. Patel
    Director
    Gil Labrucherie
    Director
    Sankaram Mantripragada
    Executive Officer
    Morgan Lynn Fields
    Executive Officer
    Michael R. Deperro
    Executive Officer
    Brian Roberts
    Executive Officer
    Noopur Batsha Liffick
    Executive Officer
EDGAR: Offering Information
  • Accession Date:
    04/24/2018
  • First Sale Date:
    01/30/2018
  • Offering Amount:
    $6,000,000
  • Amount Sold:
    $4,800,000
  • Amount Remaining:
    $1,200,000
  • Exemptions:
    Rule 506
  • Security Type(s):
    Debt, Senior Secured Promissory Note, and common stock purchase warrants
EFD: Current State Notices
View Notices

Notices found in EFD

Filed:AL, CA, MD, NJ, TX, WI
Inactive:CO, GA, IL, NV, WA
EDGAR: Sales Compensation Recipient Information
RecipientCRDBroker DealerBD CRDStates
Brookline Capital Markets, a division of CIM Securities, LLC 120852 None None AL, CA, CO, CT, FL, GA, IL, MA, MD, NJ, NV, NY, TX, WA, WI
EDGAR: Signatures
IssuerSignatureSigner NameTitleSignatureDate
Rezolute, Inc./s/ Morgan Lynn FieldsMorgan Lynn FieldsChief Accounting Officer2018-04-24
Related EDGAR Submissions
Type Edgar Date EFD: Accession
D/A Apr. 24, 2018 257511: 0001140361-18-019365 Rezolute, Inc.
Offer Amount: $6,000,000
Amount Sold: $4,800,000
Remaining: $1,200,000
D Feb. 15, 2018 257511: 0001140361-18-008721 Rezolute, Inc.
Offer Amount: $750,000
Amount Sold: $500,000
Remaining: $250,000